Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CDW CorpCDW · Entity 3281 | Director · See Remarks | December 17, 2019 | December 18, 2019 |
| NORTHERN TRUST CORPNTRS · Entity 1970 | Director | September 30, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CDW Corp
Report date December 17, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 547,732.55 |
Ending reported balance
After 2019-12-17 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-12-17 · Exercise / conversion · Acquired 50,000 · Balance 597,732.55 Row 2 · 2019-12-17 · Sale · Disposed 35,280 · Balance 562,452.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F2: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $138.535 to $139.53, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Row 3 · 2019-12-17 · Sale · Disposed 13,820 · Balance 548,632.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F3: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $139.535 to $140.334, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. Row 4 · 2019-12-17 · Sale · Disposed 900 · Balance 547,732.55 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019. F4: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $140.54 to $140.921, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.29 · Expires 2024-02-25 | Direct | 127,577 |
Reported balance
After 2019-12-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-17 · Exercise / conversion · Disposed 50,000 · Balance 127,577 F5: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
F2: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $138.535 to $139.53, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F3: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $139.535 to $140.334, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F4: The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $140.54 to $140.921, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold.
F5: 200,700 options were granted of which one third of the shares vested on each of February 25, 2015, 2016, and 2017. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan.
NORTHERN TRUST CORP
Report date September 30, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,434.65 |
Last balance in matching sequence
After 2021-10-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-09-30 · Grant · Acquired 255.08 · Balance 14,376.54 F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Row 2 · 2021-10-01 · Grant · Acquired 58.11 · Balance 14,434.65 F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2017 Filed Apr 27, 2017 23:24 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000171 · wf-form4_149333548400603.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:55 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantStock Units · Derivative | 345 | $86.78 | $29,939.10 |
DisclosureSEC source: 0000073124-17-000135 · wf-form4_149125654157938.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718 Underlying: Common Stock · 345 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| March 14, 2017 Filed Mar 14, 2017 21:41 UTC | CDW Corp CDW · Entity 3281 | Tax withholdingCommon Stock, par value $0.01 | 60,814 | $59.42 | $3,613,567.88 |
DisclosureSEC source: 0001402057-17-000038 · wf-form4_148952766851924.xml · nonDerivative · entry 2 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,873.11 F2 · shares: Represents shares withheld to cover taxes incurred in connection with the settlement of performance share units. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:41 UTC | CDW Corp CDW · Entity 3281 | GrantEmployee Stock Option (Right to Buy) · Derivative | 184,126 | $0.00 Strike: $58.90 | $0.00 |
DisclosureSEC source: 0001402057-17-000038 · wf-form4_148952766851924.xml · derivative · entry 3 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,126 Underlying: Common Stock, par value $0.01 · 184,126 shares Expires 2027-02-28 F3 · derivative.exercise_date: The options vest as to one third of the shares on each of the first three anniversaries of the date of grant. The grant was made under the CDW Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | CDW Corp CDW · Entity 3281 | GrantCommon Stock, par value $0.01 | 133,068.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001402057-17-000038 · wf-form4_148952766851924.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,687.11 F1 · shares: Represents shares acquired upon the vesting of performance share units previously granted to the reporting person. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:19 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantStock Units · Derivative | 337 | $88.82 | $29,932.34 |
DisclosureSEC source: 0000073124-17-000011 · wf-form4_148348556990142.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,373 Underlying: Common Stock · 337 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 23:36 UTC | NORTHERN TRUST CORP NTRS · Entity 1970 | GrantStock Units · Derivative | 444 | $67.56 | $29,996.64 |
DisclosureSEC source: 0000073124-16-000460 · wf-form4_147562417509898.xml · derivative · entry 2 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 Underlying: Common Stock · 444 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.