Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP Chf Sales & Mkt Off | August 22, 2007 | August 23, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 22, 2007 · Filed August 23, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,391 |
Reported balance
After 2007-08-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-08-22 · Exercise / conversion · Acquired 781 · Balance 92,391 |
| Common StockSEC Table I · non-derivative | Direct | 92,034 |
Reported balance
After 2007-08-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-08-22 · Tax withholding · Disposed 357 · Balance 92,034 F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-05-04 | Direct | 8,594 |
Reported balance
After 2007-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2007-08-22 · Exercise / conversion · Disposed 781 · Balance 8,594 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date May 29, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,272 |
Ending reported balance
After 2020-06-01 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2020-05-29 · Other · Acquired 425 · Balance 144,280 F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Row 2 · 2020-06-01 · Grant · Acquired 34,200 · Balance 178,480 F2: Represents the settlement of performance share unites originally granted on June 1, 2017. F3: Performance stock units convert into stock on a one-for-one basis. Row 3 · 2020-06-01 · Tax withholding · Disposed 16,956 · Balance 161,524 Row 4 · 2020-06-01 · Exercise / conversion · Acquired 15,157 · Balance 176,681 Row 5 · 2020-06-01 · Tax withholding · Disposed 5,241 · Balance 171,440 Row 6 · 2020-06-01 · Exercise / conversion · Acquired 9,500 · Balance 180,940 Row 7 · 2020-06-01 · Tax withholding · Disposed 3,468 · Balance 177,472 Row 8 · 2020-06-01 · Exercise / conversion · Acquired 6,125 · Balance 183,597 Row 9 · 2020-06-01 · Tax withholding · Disposed 3,036 · Balance 180,561 Row 10 · 2020-06-01 · Exercise / conversion · Acquired 5,375 · Balance 185,936 Row 11 · 2020-06-01 · Tax withholding · Disposed 2,664 · Balance 183,272 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-06-01 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-01 · Exercise / conversion · Disposed 15,157 · Balance 0 F4: Restricted stock units convert into common stock on a one-for-one basis. F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-06-01 | Direct | 9,500 |
Reported balance
After 2020-06-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-06-01 · Exercise / conversion · Disposed 9,500 · Balance 9,500 F4: Restricted stock units convert into common stock on a one-for-one basis. F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-06-04 | Direct | 12,250 |
Reported balance
After 2020-06-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-06-01 · Exercise / conversion · Disposed 6,125 · Balance 12,250 F4: Restricted stock units convert into common stock on a one-for-one basis. F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-03 | Direct | 16,125 |
Reported balance
After 2020-06-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-06-01 · Exercise / conversion · Disposed 5,375 · Balance 16,125 F4: Restricted stock units convert into common stock on a one-for-one basis. F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
F2: Represents the settlement of performance share unites originally granted on June 1, 2017.
F3: Performance stock units convert into stock on a one-for-one basis.
F4: Restricted stock units convert into common stock on a one-for-one basis.
F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
ULTRATECH INC
Report date May 26, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Disposition to issuer · Disposed 46,750 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").
F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 19, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 13,191 | $77.70 | $1,024,940.70 |
DisclosureSEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,907 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 26,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:25 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 24,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000062 · edgardoc.xml · derivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 24,500 shares Expires 2025-06-04 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 9,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · derivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Underlying: Common Stock · 9,500 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 15,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · derivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,314 Underlying: Common Stock · 15,158 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 4,710 | $69.71 | $328,334.10 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,491 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,515 | $69.71 | $523,870.65 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,701 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 15,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 997 | $21.31 | $21,245.57 |
DisclosureSEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,058 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 42,967 | $70.68 | $3,036,907.56 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,061 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 90,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,028 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F4 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:52 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 2,450 | $70.77 | $173,379.15 |
DisclosureSEC source: 0001614094-18-000037 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.38 to $71.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 20:17 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 2,450 | $68.19 | $167,069.18 |
DisclosureSEC source: 0001614094-18-000022 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,534 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $67.64 to $68.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 20:06 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 4,900 | $66.00 | $323,408.82 |
DisclosureSEC source: 0001614094-18-000020 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:13 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,976 | $55.91 | $110,477.37 |
DisclosureSEC source: 0001614094-17-000128 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.06 to $56.445. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:43 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,976 | $44.62 | $88,160.43 |
DisclosureSEC source: 0001614094-17-000099 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,860 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $44.42 to $44.815. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:23 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,976 | $43.89 | $86,721.70 |
DisclosureSEC source: 0001614094-17-000095 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,836 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.72 to $44.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 20:33 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,976 | $42.01 | $83,008.80 |
DisclosureSEC source: 0001614094-17-000091 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,812 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.00 to $42.09. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:14 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,976 | $43.41 | $85,768.68 |
DisclosureSEC source: 0001614094-17-000067 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,788 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.19 to $43.65. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 14, 2017 Filed Jul 20, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 3,952 | $42.20 | $166,755.43 |
DisclosureSEC source: 0001614094-17-000063 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,764 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.055 to $42.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F3 · balance_after: Shares held by Henri Richard & Gay Richard JTWROS Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 26,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000057 · edgardoc.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,607 Underlying: Common Stock · 26,606 shares Expires 2023-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 12,346 | $37.97 | $468,777.62 |
DisclosureSEC source: 0001614094-17-000057 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,716 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 26,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000057 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field and Customer Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 38,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · derivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2024-06-01 F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 15,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · derivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,472 Underlying: Common Stock · 15,158 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,696 | $39.61 | $225,618.56 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,456 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 15,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 5, 2017 20:35 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 997 | $21.31 | $21,245.57 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. F2 · balance_after: Includes 997 shares of the Issuer's common stock acquired on November 30, 2016 under the NetApp, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 26, 2017 Filed May 31, 2017 17:49 UTC | ULTRATECH INC UTEK · Entity 175635 | Disposition to issuerCommon Stock | 46,750 | $30.16 | $1,409,980.00 |
DisclosureSEC source: 0000909791-17-000035 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2 · balance_after: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). Read SEC document |
| August 22, 2007 Filed Aug 23, 2007 22:24 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000014 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 781 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2007 Filed Aug 23, 2007 22:24 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 357 | $12.01 | $4,287.57 |
DisclosureSEC source: 0001192011-07-000014 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,034 F1 · balance_after: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007. Read SEC document |
| August 22, 2007 Filed Aug 23, 2007 22:24 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 781 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000014 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,114 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000013 · edgar.xml · derivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Underlying: Common Stock · 3,114 shares Expires 2014-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 9,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000013 · edgar.xml · derivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,344 Underlying: Common Stock · 9,344 shares Expires 2014-08-15 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to purchase one share of common stock. F3 · derivative.exercise_date: The award vests 33.3% on 8/15/2007, 33.3% on 8/15/2008 based on performance, and 33.4% on 8/15/2009. Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 25,000 | $0.00 Strike: $11.95 | $0.00 |
DisclosureSEC source: 0001192011-07-000013 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-08-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 1,424 | $11.95 | $17,016.80 |
DisclosureSEC source: 0001192011-07-000013 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,349 Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:02 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 3,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000013 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · derivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 781 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · derivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 781 shares Expires 2013-10-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · derivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Underlying: Common Stock · 781 shares Expires 2013-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · derivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 834 shares Expires 2013-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 167 shares Expires 2013-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 1,528 | $13.08 | $19,986.24 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,659 Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:31 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000012 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 18:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Award · Derivative | 4,167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000011 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 4,167 shares Expires 2012-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 18:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Tax withholdingCommon Stock | 1,906 | $13.87 | $26,436.22 |
DisclosureSEC source: 0001192011-07-000011 · edgar.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,104 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 18:10 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000011 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2007 Filed Jun 1, 2007 20:17 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | SaleCommon Stock | 19,597 | $14.32 | $280,629.04 |
DisclosureSEC source: 0001192011-07-000010 · edgar.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,843 Read SEC document |
| May 22, 2007 Filed May 25, 2007 00:59 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192011-07-000009 · edgar.xml · derivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP Chf Sales & Mkt Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 3,125 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.