Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED MICRO DEVICES INCAMD · Entity 2796 | EVP Chf Sales & Mkt Off | August 22, 2007 | August 23, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED MICRO DEVICES INC
Report date August 22, 2007 · Filed August 23, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 92,391 |
Reported balance
After 2007-08-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-08-22 · Exercise / conversion · Acquired 781 · Balance 92,391 |
| Common StockSEC Table I · non-derivative | Direct | 92,034 |
Reported balance
After 2007-08-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-08-22 · Tax withholding · Disposed 357 · Balance 92,034 F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-05-04 | Direct | 8,594 |
Reported balance
After 2007-08-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2007-08-22 · Exercise / conversion · Disposed 781 · Balance 8,594 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,261 shares acquired in RSU vesting on 7/27/2007. Shares were not included in column 5 total on subsequent Forms 4 filings to report transactions on 8/9/2007 and 8/15/2007.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date May 29, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,272 |
Ending reported balance
After 2020-06-01 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2020-05-29 · Other · Acquired 425 · Balance 144,280 F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Row 2 · 2020-06-01 · Grant · Acquired 34,200 · Balance 178,480 F2: Represents the settlement of performance share unites originally granted on June 1, 2017. F3: Performance stock units convert into stock on a one-for-one basis. Row 3 · 2020-06-01 · Tax withholding · Disposed 16,956 · Balance 161,524 Row 4 · 2020-06-01 · Exercise / conversion · Acquired 15,157 · Balance 176,681 Row 5 · 2020-06-01 · Tax withholding · Disposed 5,241 · Balance 171,440 Row 6 · 2020-06-01 · Exercise / conversion · Acquired 9,500 · Balance 180,940 Row 7 · 2020-06-01 · Tax withholding · Disposed 3,468 · Balance 177,472 Row 8 · 2020-06-01 · Exercise / conversion · Acquired 6,125 · Balance 183,597 Row 9 · 2020-06-01 · Tax withholding · Disposed 3,036 · Balance 180,561 Row 10 · 2020-06-01 · Exercise / conversion · Acquired 5,375 · Balance 185,936 Row 11 · 2020-06-01 · Tax withholding · Disposed 2,664 · Balance 183,272 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-06-01 | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-01 · Exercise / conversion · Disposed 15,157 · Balance 0 F4: Restricted stock units convert into common stock on a one-for-one basis. F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2024-06-01 | Direct | 9,500 |
Reported balance
After 2020-06-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-06-01 · Exercise / conversion · Disposed 9,500 · Balance 9,500 F4: Restricted stock units convert into common stock on a one-for-one basis. F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-06-04 | Direct | 12,250 |
Reported balance
After 2020-06-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-06-01 · Exercise / conversion · Disposed 6,125 · Balance 12,250 F4: Restricted stock units convert into common stock on a one-for-one basis. F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-06-03 | Direct | 16,125 |
Reported balance
After 2020-06-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-06-01 · Exercise / conversion · Disposed 5,375 · Balance 16,125 F4: Restricted stock units convert into common stock on a one-for-one basis. F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
F2: Represents the settlement of performance share unites originally granted on June 1, 2017.
F3: Performance stock units convert into stock on a one-for-one basis.
F4: Restricted stock units convert into common stock on a one-for-one basis.
F5: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F6: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
F7: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
F8: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
ULTRATECH INC
Report date May 26, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Disposition to issuer · Disposed 46,750 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").
F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 15 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,125 Underlying: Common Stock · 5,375 shares Expires 2026-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 6,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 14 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 6,125 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 9,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 13 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Underlying: Common Stock · 9,500 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 15,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · derivative · entry 12 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,157 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,664 | $42.67 | $113,672.88 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 11 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,272 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 10 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,036 | $42.67 | $129,546.12 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 9 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,561 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 8 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,468 | $42.67 | $147,979.56 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,472 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,241 | $42.67 | $223,633.47 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,440 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 15,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 16,956 | $42.67 | $723,512.52 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,524 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 34,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,480 F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 29, 2020 Filed Jun 3, 2020 20:44 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 425 | $37.86 | $16,090.08 |
DisclosureSEC source: 0001614094-20-000030 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,280 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 2,500 | $64.20 | $160,499.75 |
DisclosureSEC source: 0001614094-20-000003 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,855 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.91 to $64.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 30, 2019 Filed Jan 2, 2020 21:15 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 2,500 | $61.49 | $153,713.75 |
DisclosureSEC source: 0001614094-20-000001 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,355 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.0843 to $61.5715. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 21,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · derivative · entry 11 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2026-06-03 F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 6,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · derivative · entry 10 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,375 Underlying: Common Stock · 6,125 shares Expires 2025-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 9,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · derivative · entry 9 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 9,500 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 15,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · derivative · entry 8 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,157 Underlying: Common Stock · 15,157 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,036 | $59.20 | $179,731.20 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 7 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,855 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 6 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 4,710 | $59.20 | $278,832.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,766 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 9,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 7,514 | $59.20 | $444,828.80 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,976 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 15,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 357 | $50.32 | $17,964.24 |
DisclosureSEC source: 0001614094-19-000027 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. F2 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 42,938 | $69.69 | $2,992,349.22 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,976 F4 · balance_after: Shares held in the account titled Henri Richard Gay Richard JT TEN Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 90,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,914 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 27,789 | $69.69 | $1,936,615.41 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,968 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 56,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000017 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,757 F1 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:13 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 5,050 | $66.01 | $333,343.94 |
DisclosureSEC source: 0001614094-19-000005 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 638 | $70.85 | $45,204.41 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,757 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.33 to $71.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 987 | $69.47 | $68,571.04 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,395 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.14 to $70.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:51 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 900 | $68.72 | $61,848.00 |
DisclosureSEC source: 0001614094-18-000129 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,382 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $68.04 to $69.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 725 | $77.78 | $56,393.76 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,282 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.49 to $77.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 900 | $77.24 | $69,518.97 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,007 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $876.94 to $77.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:11 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 900 | $76.09 | $68,481.00 |
DisclosureSEC source: 0001614094-18-000122 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,907 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.79 to $76.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 300 | $85.25 | $25,575.99 |
DisclosureSEC source: 0001614094-18-000111 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,807 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $85.04 to $85.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,283 | $84.17 | $107,986.77 |
DisclosureSEC source: 0001614094-18-000111 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,107 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $84.00 to $84.55. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 942 | $83.69 | $78,836.36 |
DisclosureSEC source: 0001614094-18-000111 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,390 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $83.35 to $83.99. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 23:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 400 | $80.59 | $32,237.00 |
DisclosureSEC source: 0001614094-18-000087 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,332 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $80.23 to $81.21. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 23:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,000 | $79.74 | $79,735.00 |
DisclosureSEC source: 0001614094-18-000087 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,732 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $79.46 to $80.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 23:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,125 | $79.13 | $89,024.96 |
DisclosureSEC source: 0001614094-18-000087 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,732 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $78.46 to $79.44. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 858 | $82.30 | $70,613.14 |
DisclosureSEC source: 0001614094-18-000081 · edgardoc.xml · nonDerivative · entry 2 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,857 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $82.01 to $82.73. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| July 16, 2018 Filed Jul 18, 2018 20:26 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,667 | $81.76 | $136,296.92 |
DisclosureSEC source: 0001614094-18-000081 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,715 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $81.51 to $81.96. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,462 | $78.16 | $114,267.14 |
DisclosureSEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 4 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,382 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.88 to $78.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,063 | $77.53 | $82,413.01 |
DisclosureSEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 3 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,844 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $76.93 to $77.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 26,607 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000073 · edgardoc.xml · derivative · entry 5 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,607 shares Expires 2023-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.