Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIDELITY D & D BANCORP INC
Report date September 30, 2021 · Filed October 04, 2021
Section 16 reporting ended · disclosed 2021-10-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 8,975.4647 |
Reported balance
Holding disclosure · report date 2021-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,975.4647 |
| common stockSEC Table I · non-derivative | IndirectSpouse | 3,106.4785 |
Reported balance
Holding disclosure · report date 2021-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,106.4785 |
| Stock Appreciation RightsSEC Table II · derivative / convertible security | Direct | 15,181 |
Reported balance
Holding disclosure · report date 2021-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 15,181 F1: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70. F2: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant. F3: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant. |
Filing footnotes · ownership attribution and instrument terms
F1: 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F2: The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
F3: The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2021 Filed Sep 30, 2021 16:24 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | Purchasecommon stock | 350 | $52.17 | $18,259.26 |
DisclosureSEC source: 0001823022-21-000011 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · SEVP and CLO of Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,975.4647 Read SEC document |
| February 16, 2021 Filed Feb 22, 2021 23:11 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantCommon Stock, Restricted | 894 | $52.00 | $46,488.00 |
DisclosureSEC source: 0001675689-21-000009 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,625.4647 F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 16, 2024. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:06 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001675689-20-000043 · primary_doc.xml · nonDerivative · entry 2 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO of Bank 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 3,092.8087 F1 · price: Bona fide gift Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:06 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001675689-20-000043 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO of Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,420.6894 F1 · price: Bona fide gift Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 21:13 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | PurchaseCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001675689-20-000030 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO of Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,631.561 F1 · price: 101 shares purchased at $50.99 per share and 399 shares purchased at $54.25 per share. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 20:24 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantCommon Stock, Restricted | 1,058 | $56.63 | $59,914.54 |
DisclosureSEC source: 0001675689-20-000014 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,131.561 F1 · security: The award has a 0%, 0% and 100% three year cliff vesting schedule. The award shall be fully vested on February 4, 2023. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 16:11 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001675689-19-000004 · primary_doc.xml · nonDerivative · entry 3 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 1,592.8087 F3 · price: Bona fide gift Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 16:11 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 1,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001675689-19-000004 · primary_doc.xml · nonDerivative · entry 2 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556.8258 F3 · price: Bona fide gift Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 16:11 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantStock Appreciation Rights · Derivative | 1,579 | $0.00 Strike: $59.70 | $0.00 |
DisclosureSEC source: 0001675689-19-000004 · primary_doc.xml · derivative · entry 4 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,181 Underlying: Common Stock · 1,579 shares Expires 2029-02-04 F1 · security: The award shall be fully vested at the end of a three year vesting period subject to one third each year or a thirty three and one third percent vesting period per year. Read SEC document |
| February 05, 2019 Filed Feb 12, 2019 16:11 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantCommon Stock, Restricted | 444 | $59.70 | $26,506.80 |
DisclosureSEC source: 0001675689-19-000004 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,756.8258 F1 · security: The award shall be fully vested at the end of a three year vesting period subject to one third each year or a thirty three and one third percent vesting period per year. F2 · security: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting. Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 15:14 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | SaleCommon Stock | 897 | $61.14 | $54,842.58 |
DisclosureSEC source: 0001515690-18-000010 · primary_doc.xml · nonDerivative · entry 3 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,705.6345 Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 15:14 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | SaleCommon Stock | 103 | $65.32 | $6,727.96 |
DisclosureSEC source: 0001515690-18-000010 · primary_doc.xml · nonDerivative · entry 2 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,602.6345 Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 15:14 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | SaleCommon Stock | 1,000 | $64.71 | $64,710.00 |
DisclosureSEC source: 0001515690-18-000010 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,705.6345 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 17:38 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantStock Appreciation Rights · Derivative | 5,571 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001675689-18-000003 · primary_doc.xml · derivative · entry 2 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,602 Underlying: Common Stock · 5,571 shares Expires 2028-02-05 F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 17:38 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantCommon Stock, Restricted | 1,545 | $49.50 | $76,477.50 |
DisclosureSEC source: 0001675689-18-000003 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · SR EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643.1866 F1 · security: The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year. F2 · security: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:24 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | SaleCommon Stock | 625 | $40.75 | $25,468.75 |
DisclosureSEC source: 0001515690-17-000034 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784.9005 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:37 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | Exercise / conversionCommon Stock · Derivative | 1,500 | $0.00 Strike: $17.37 | $0.00 |
DisclosureSEC source: 0001515690-17-000033 · primary_doc.xml · derivative · entry 4 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2018-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:37 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | SaleCommon Stock | 1,500 | $39.00 | $58,500.00 |
DisclosureSEC source: 0001515690-17-000033 · primary_doc.xml · nonDerivative · entry 3 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,409.9005 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:37 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | Exercise / conversionCommon Stock | 1,500 | $17.37 | $26,055.00 |
DisclosureSEC source: 0001515690-17-000033 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,909.9005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 19:21 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 350 | $39.55 | $13,842.50 |
DisclosureSEC source: 0001515690-17-000016 · primary_doc.xml · nonDerivative · entry 2 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO 10b5-1 filing: Not disclosed Ownership: Indirect · Debbie M. O'Brien Spouse Disclosed balance after: 5,084.8604 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 19:21 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GiftCommon Stock | 350 | $39.55 | $13,842.50 |
DisclosureSEC source: 0001515690-17-000016 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr. EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,734.8604 Read SEC document |
| February 13, 2017 Filed Feb 13, 2017 20:50 UTC | FIDELITY D & D BANCORP INC fdbc · Entity 5929 | SaleCommon Stock | 1,000 | $39.85 | $39,850.00 |
DisclosureSEC source: 0001515690-17-000015 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084.8604 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:36 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | GrantStock Appreciation Rights · Derivative | 2,364 | $0.00 Strike: $39.25 | $0.00 |
DisclosureSEC source: 0001515690-17-000013 · primary_doc.xml · derivative · entry 2 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084.8604 Underlying: Common Stock · 2,364 shares Expires 2027-02-07 F1 · security: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:36 UTC | FIDELITY D & D BANCORP INC FDBC · Entity 5929 | PurchaseRestricted Stock | 461 | $39.25 | $18,094.25 |
DisclosureSEC source: 0001515690-17-000013 · primary_doc.xml · nonDerivative · entry 1 O'Brien Timothy P · CIK 0001424800 · Sr EVP & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084.8604 F1 · security: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year F2 · security: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.