Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | Director | October 01, 2021 | October 04, 2021 |
| SiriusPoint LtdSPNT · Entity 554 | Director | May 19, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date October 01, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,408 |
Reported balance
After 2021-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-01 · Grant · Acquired 396 · Balance 58,408 F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
SiriusPoint Ltd
Report date May 19, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 60,423 |
Reported balance
After 2021-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-19 · Grant · Acquired 13,133 · Balance 60,423 F1: Includes restricted shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted shares.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Cano Health, Inc.
Report date June 04, 2021 · Filed June 07, 2021
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 52,500 |
Reported balance
After 2021-06-04 transaction · row 1
1 source rowRow 1 · 2021-06-04 · Grant · Acquired 52,500 · Balance 52,500 F1: The reporting person purchased 52,500 shares of Class A common stock from Cano Health (as defined below) in a private placement that closed concurrently with the consummation of the transactions contemplated by the Business Combination Agreement, dated November 11, 2020, by and among Jaws Acquisition Corp. ("Jaws"), Primary Care (ITC) Intermediate Holdings, LLC ("PCIH"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), whereby Jaws domesticated as a Delaware corporation (the "Domestication") and changed its name to "Cano Health, Inc." ("Cano Health"). |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person purchased 52,500 shares of Class A common stock from Cano Health (as defined below) in a private placement that closed concurrently with the consummation of the transactions contemplated by the Business Combination Agreement, dated November 11, 2020, by and among Jaws Acquisition Corp. ("Jaws"), Primary Care (ITC) Intermediate Holdings, LLC ("PCIH"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), whereby Jaws domesticated as a Delaware corporation (the "Domestication") and changed its name to "Cano Health, Inc." ("Cano Health").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2021 Filed Oct 4, 2021 21:25 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 396 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000139 · wf-form4_163338267995337.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,408 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:13 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 352 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000122 · wf-form4_162526041185254.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,012 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 18:28 UTC | Cano Health, Inc. CANO · Entity 89005 | GrantClass A common stock | 52,500 | $10.00 | $525,000.00 |
DisclosureSEC source: 0000899243-21-022352 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · kind: The reporting person purchased 52,500 shares of Class A common stock from Cano Health (as defined below) in a private placement that closed concurrently with the consummation of the transactions contemplated by the Business Combination Agreement, dated November 11, 2020, by and among Jaws Acquisition Corp. ("Jaws"), Primary Care (ITC) Intermediate Holdings, LLC ("PCIH"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), whereby Jaws domesticated as a Delaware corporation (the "Domestication") and changed its name to "Cano Health, Inc." ("Cano Health"). Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:44 UTC | SiriusPoint Ltd SPNT · Entity 554 | GrantCommon Shares | 13,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001576018-21-000139 · wf-form4_162162986705993.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,423 F1 · balance_after: Includes restricted shares. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 22:13 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 359 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000043 · wf-form4_161740155882316.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,660 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:22 UTC | SiriusPoint Ltd SPNT · Entity 554 | GrantCommon Shares | 23,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016253 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,290 F1 · balance_after: Includes restricted shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001048268-21-000008 · wf-form4_160989365290761.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,301 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 22:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-20-000007 · wf-form4_160167849997870.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,908 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 22:58 UTC | SiriusPoint Ltd TPRE · Entity 554 | GrantCommon Shares | 4,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001576018-20-000105 · wf-form4_159684100082751.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,481 F1 · balance_after: Includes restricted shares. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:49 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-20-000005 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,338 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 21:32 UTC | IES Holdings, Inc. IESC · Entity 3458 | OtherCommon Stock | 2,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-20-000003 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,556 F1 · shares: Represents shares of common stock of IES Holdings, Inc. received by Mr. Dowling as a result of a distribution of IES Holdings, Inc. common stock by an investment fund to certain of its investors, including Mr. Dowling, in connection with the redemption of ownership interests in the investment fund held by those investors. The investment fund, together with its affiliates, is the majority shareholder of IES Holdings, Inc. Read SEC document |
| May 05, 2020 Filed May 6, 2020 20:34 UTC | SiriusPoint Ltd TPRE · Entity 554 | GrantCommon Shares | 13,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001576018-20-000066 · wf-form4_158879722332787.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,879 F1 · balance_after: Includes restricted shares. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-20-000002 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,943 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:58 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000561 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,917 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:04 UTC | SiriusPoint Ltd TPRE · Entity 554 | GrantCommon Shares | 4,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001576018-19-000091 · wf-form4_157316064937355.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,931 F1 · balance_after: Includes restricted shares Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:18 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024911 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,211 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:30 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 961 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000008 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,331 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:57 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 541 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000007 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,370 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:35 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 643 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000002 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,829 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000019 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,186 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 22:05 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000013 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,674 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:39 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000004 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,077 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:15 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 579 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-18-000002 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,417 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:08 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-023333 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,838 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 22:24 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-17-000008 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,260 F1 · security: Represents Phantom Stock Units granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:06 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-17-000002 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,710 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:02 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000473 · doc4.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,158 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | OtherCommon Stock | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-16-000004 · primary_doc.xml · nonDerivative · entry 2 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,636 F2 · shares: Represents shares of common stock of IES Holdings, Inc. (the Company) received by Mr. Dowling as a result of an in-kind, pro rata distribution of IES Holdings, Inc. common stock by an investment fund to all of its investors, including Mr. Dowling. The investment fund is affiliated with Tontine Capital Partners, L.P., which, together with its affiliates, is the majority shareholder of the Company. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:41 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 562 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-16-000004 · primary_doc.xml · nonDerivative · entry 1 Dowling Joseph L III · CIK 0001297011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,530 F1 · security: Represents Phantom Stock Units granted pursuant to the Integrated Electrical Services, Inc. (n/k/a IES Holdings, Inc.) 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES Holdings, Inc. common stock when Mr. Dowling leaves the board of directors for any reason. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.