Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aterian, Inc.ATER · Entity 8078 | Director | September 30, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aterian, Inc.
Report date September 30, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,418 |
Ending reported balance
After 2021-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-09-30 · Grant · Acquired 1,144 · Balance 35,969 F1: Comprised of 1,144 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested on the date of grant. The amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation. Row 2 · 2021-09-30 · Grant · Acquired 8,449 · Balance 44,418 F2: Comprised of 8,449 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Comprised of 1,144 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested on the date of grant. The amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation.
F2: Comprised of 8,449 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 8,449 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038867 · doc4.xml · nonDerivative · entry 2 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,418 F2 · shares: Comprised of 8,449 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:20 UTC | Aterian, Inc. ATER · Entity 8078 | GrantCommon Stock | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038867 · doc4.xml · nonDerivative · entry 1 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,969 F1 · shares: Comprised of 1,144 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested on the date of grant. The amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation. Read SEC document |
| May 21, 2021 Filed May 25, 2021 13:09 UTC | Aterian, Inc. ATER · Entity 8078 | PurchaseCommon Stock | 1,500 | $16.30 | $24,450.00 |
DisclosureSEC source: 0000899243-21-020520 · doc4.xml · nonDerivative · entry 1 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,825 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 21:16 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-026680 · doc4.xml · nonDerivative · entry 1 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,325 F1 · shares: Comprised of 3,000 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that vested on the date of grant. The amount reflects a grant of common stock to the reporting person in lieu of cash for non-employee director compensation. Read SEC document |
| June 12, 2020 Filed Jun 12, 2020 20:45 UTC | Aterian, Inc. MWK · Entity 8078 | PurchaseCommon Stock | 2,000 | $5.16 | $10,320.00 |
DisclosureSEC source: 0000899243-20-016376 · doc4.xml · nonDerivative · entry 1 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,325 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 23:27 UTC | Aterian, Inc. MWK · Entity 8078 | Disposition to issuerStock Option (Right to Buy) · Derivative | 28,325 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0000899243-19-022256 · doc4.xml · derivative · entry 2 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,325 shares Expires 2029-06-12 F1 · kind: Pursuant to an agreement by and between the Company and the Reporting Person, the Reporting Person's option to purchase shares of common stock was cancelled on August 21, 2019 in exchange for an award of 28,325 shares of restricted common stock under the Issuer's 2018 Equity Incentive Plan, subject to vesting. F1 · price: Pursuant to an agreement by and between the Company and the Reporting Person, the Reporting Person's option to purchase shares of common stock was cancelled on August 21, 2019 in exchange for an award of 28,325 shares of restricted common stock under the Issuer's 2018 Equity Incentive Plan, subject to vesting. F3 · derivative.exercise_date: The cancelled option provided that 1/3rd of the number of shares subject to the option would vest on June 12, 2020 and 1/24th of the number of shares subject to the option would vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 23:27 UTC | Aterian, Inc. MWK · Entity 8078 | GrantCommon Stock | 28,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-022256 · doc4.xml · nonDerivative · entry 1 von Walter Amy · CIK 0001778706 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,325 F1 · kind: Pursuant to an agreement by and between the Company and the Reporting Person, the Reporting Person's option to purchase shares of common stock was cancelled on August 21, 2019 in exchange for an award of 28,325 shares of restricted common stock under the Issuer's 2018 Equity Incentive Plan, subject to vesting. F2 · shares: Comprised of 28,325 shares of restricted common stock granted pursuant to the Issuer's 2018 Equity Incentive Plan that are subject to vesting. 1/3rd of the number of shares of restricted common stock shall vest on June 12, 2020 and 1/24th of the number of shares of restricted common stock shall vest following each one month period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. F1 · price: Pursuant to an agreement by and between the Company and the Reporting Person, the Reporting Person's option to purchase shares of common stock was cancelled on August 21, 2019 in exchange for an award of 28,325 shares of restricted common stock under the Issuer's 2018 Equity Incentive Plan, subject to vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.