person · Reporting owner
Global Securities Services
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVATION COMPANIES, INC.
Report date September 21, 2007 · Filed September 28, 2007
Jointly reported with GOLDMAN SACHS GROUP INC
Section 16 reporting ended · disclosed 2007-09-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 890,888 |
Reported balance
After 2007-09-21 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2007-09-21 · Other · Disposed 107,500 · Balance 890,888 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 810,888 |
Reported balance
After 2007-09-21 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2007-09-21 · Other · Disposed 80,000 · Balance 810,888 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 779,638 |
Reported balance
After 2007-09-21 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2007-09-21 · Other · Disposed 31,250 · Balance 779,638 F2: As of September 21, 2007, the Reporting Persons ceased to beneficially own more than 10% of Novastar Financial, Inc.'s (the "Company"), common stock, par value $0.01 per share ("Common Stock"). F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2007-09-22 | IndirectSee footnote | 0 |
Reported balance
After 2007-09-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-09-21 · Other · Disposed 4,300 · Balance 0 F3: Each contract relates to 25 shares of the Company's Common Stock. F4: Immediately exercisable. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2007-09-22 | IndirectSee footnote | 0 |
Reported balance
After 2007-09-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-09-21 · Other · Disposed 3,200 · Balance 0 F3: Each contract relates to 25 shares of the Company's Common Stock. F4: Immediately exercisable. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
| Put option (right to sell)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2007-09-22 | IndirectSee footnote | 0 |
Reported balance
After 2007-09-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2007-09-21 · Other · Disposed 1,250 · Balance 0 F3: Each contract relates to 25 shares of the Company's Common Stock. F4: Immediately exercisable. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein.
F2: As of September 21, 2007, the Reporting Persons ceased to beneficially own more than 10% of Novastar Financial, Inc.'s (the "Company"), common stock, par value $0.01 per share ("Common Stock").
F3: Each contract relates to 25 shares of the Company's Common Stock.
F4: Immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherPut option (right to sell) · Derivative | 1,250 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · derivative · entry 6 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 31,250 shares Expires 2007-09-22 F3 · shares: Each contract relates to 25 shares of the Company's Common Stock. F4 · derivative.exercise_date: Immediately exercisable. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherPut option (right to sell) · Derivative | 3,200 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · derivative · entry 5 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2007-09-22 F3 · shares: Each contract relates to 25 shares of the Company's Common Stock. F4 · derivative.exercise_date: Immediately exercisable. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherPut option (right to sell) · Derivative | 4,300 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 107,500 shares Expires 2007-09-22 F3 · shares: Each contract relates to 25 shares of the Company's Common Stock. F4 · derivative.exercise_date: Immediately exercisable. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherCommon Stock | 31,250 | $15.00 | $468,750.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 779,638 F2 · balance_after: As of September 21, 2007, the Reporting Persons ceased to beneficially own more than 10% of Novastar Financial, Inc.'s (the "Company"), common stock, par value $0.01 per share ("Common Stock"). F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherCommon Stock | 80,000 | $12.50 | $1,000,000.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 810,888 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
| September 21, 2007 Filed Sep 28, 2007 17:48 UTC | NOVATION COMPANIES, INC. NFI · Entity 13492 | OtherCommon Stock | 107,500 | $10.00 | $1,075,000.00 |
DisclosureSEC source: 0000769993-07-000970 · nfi420070921_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner Global Securities Services · CIK 0001384988 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 890,888 F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Global Securities Services ("GSS", and together with GS Group, the "Reporting Persons"), a separate business unit within the Goldman Sachs organization. GSS beneficially owns directly and GS Group may be deemed to beneficially own indirectly the securities reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.