Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BNY MELLON HIGH YIELD STRATEGIES FUNDDHF · Entity 6426 | Portfolio Manager | March 17, 2020 | March 17, 2020 |
| BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.DCF · Entity 110740 | PM to the Sub-Adviser | March 18, 2020 | March 19, 2020 |
| BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.NONE · Entity 110730 | Glob. Head HY&Deputy CIO SubAd | August 27, 2019 | August 27, 2019 |
| BNY Mellon Alcentra Opportunistic Global Credit Income FundNONE · Entity 128211 | Deputy CIO of Sub-Adviser | October 06, 2021 | October 06, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BNY MELLON HIGH YIELD STRATEGIES FUND
Report date March 17, 2020 · Filed March 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 13,000 |
Reported balance
After 2020-03-17 transaction · row 1
1 source rowRow 1 · 2020-03-17 · Purchase · Acquired 5,000 · Balance 13,000 |
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
Report date March 18, 2020 · Filed March 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,000 |
Reported balance
After 2020-03-18 transaction · row 1
1 source rowRow 1 · 2020-03-18 · Purchase · Acquired 3,000 · Balance 14,000 |
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
Report date August 27, 2019 · Filed August 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $.001 Per ShareSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2019-08-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,500 |
BNY Mellon Alcentra Opportunistic Global Credit Income Fund
Report date October 06, 2021 · Filed October 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-10-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 19, 2020 09:55 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 3,000 | $4.93 | $14,790.00 |
DisclosureSEC source: 0001408186-20-000001 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · PM to the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 20:35 UTC | BNY MELLON HIGH YIELD STRATEGIES FUND DHF · Entity 6426 | PurchaseShares of Beneficial Interest, Par Value $.001 Per Share | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001057861-20-000005 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 14:30 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 1,500 | $7.96 | $11,940.00 |
DisclosureSEC source: 0001408186-18-000004 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 11:37 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 2,500 | $8.72 | $21,800.00 |
DisclosureSEC source: 0001408186-18-000002 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| July 31, 2018 Filed Jul 31, 2018 13:07 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 1,000 | $9.05 | $9,053.30 |
DisclosureSEC source: 0001408186-18-000001 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · PM to Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 21, 2017 Filed Dec 21, 2017 14:50 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock | 1,000 | $9.33 | $9,330.00 |
DisclosureSEC source: 0001702117-17-000002 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · Deputy CIO of the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 09:38 UTC | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. DCF · Entity 110740 | PurchaseCommon Stock, Par Value $0.001 per Share | 5,000 | $9.98 | $49,890.00 |
DisclosureSEC source: 0001408186-17-000011 · primary_doc.xml · nonDerivative · entry 1 Barris Chris E · CIK 0001408186 · Deputy CIO of the Sub-Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.