Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP, Human Resources & Org. | December 07, 2007 | December 07, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 07, 2007 · Filed December 07, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,409 |
Reported balance
After 2007-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-12-07 · Exercise / conversion · Acquired 90,000 · Balance 153,409 |
| Common StockSEC Table I · non-derivative | Direct | 151,819 |
Reported balance
After 2007-12-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-12-07 · Sale · Disposed 1,590 · Balance 151,819 |
| Common StockSEC Table I · non-derivative | Direct | 148,824 |
Reported balance
After 2007-12-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2007-12-07 · Sale · Disposed 2,995 · Balance 148,824 |
| Common StockSEC Table I · non-derivative | Direct | 143,824 |
Reported balance
After 2007-12-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2007-12-07 · Sale · Disposed 5,000 · Balance 143,824 |
| Common StockSEC Table I · non-derivative | Direct | 138,824 |
Reported balance
After 2007-12-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2007-12-07 · Sale · Disposed 5,000 · Balance 138,824 |
| Common StockSEC Table I · non-derivative | Direct | 133,824 |
Reported balance
After 2007-12-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2007-12-07 · Sale · Disposed 5,000 · Balance 133,824 |
| Common StockSEC Table I · non-derivative | Direct | 128,824 |
Reported balance
After 2007-12-07 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2007-12-07 · Sale · Disposed 5,000 · Balance 128,824 |
| Common StockSEC Table I · non-derivative | Direct | 123,824 |
Reported balance
After 2007-12-07 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2007-12-07 · Sale · Disposed 5,000 · Balance 123,824 |
| Common StockSEC Table I · non-derivative | Direct | 118,824 |
Reported balance
After 2007-12-07 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2007-12-07 · Sale · Disposed 5,000 · Balance 118,824 |
| Common StockSEC Table I · non-derivative | Direct | 113,824 |
Reported balance
After 2007-12-07 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2007-12-07 · Sale · Disposed 5,000 · Balance 113,824 |
| Common StockSEC Table I · non-derivative | Direct | 108,824 |
Reported balance
After 2007-12-07 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2007-12-07 · Sale · Disposed 5,000 · Balance 108,824 |
| Common StockSEC Table I · non-derivative | Direct | 103,824 |
Reported balance
After 2007-12-07 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2007-12-07 · Sale · Disposed 5,000 · Balance 103,824 |
| Common StockSEC Table I · non-derivative | Direct | 96,819 |
Reported balance
After 2007-12-07 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2007-12-07 · Sale · Disposed 7,005 · Balance 96,819 |
| Common StockSEC Table I · non-derivative | Direct | 63,409 |
Reported balance
After 2007-12-07 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2007-12-07 · Sale · Disposed 33,410 · Balance 63,409 F1: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2007-12-07 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2007-12-07 · Exercise / conversion · Disposed 90,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 2,021.728 |
Reported balance
Holding disclosure · report date 2007-12-07 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 2,021.728 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 120,000 | $27.00 | $3,240,000.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2006 Filed Aug 17, 2006 21:27 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 11,800 | $62.01 | $731,718.00 |
DisclosureSEC source: 0000101829-06-000122 · buc561.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,739 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 17, 2006 Filed Aug 17, 2006 21:27 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 68,930 | $62.00 | $4,273,660.00 |
DisclosureSEC source: 0000101829-06-000122 · buc561.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,539 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 72,254 | $63.70 | $4,602,579.80 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,469 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,500 | $63.75 | $286,875.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 12 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,723 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $63.73 | $127,460.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,223 Read SEC document |
| April 20, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,500 | $63.74 | $223,090.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,223 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · derivative · entry 17 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · derivative · entry 16 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 80,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · derivative · entry 15 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2007-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,888 | $62.80 | $369,766.40 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,723 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,823 | $62.80 | $365,684.40 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,611 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $18.28 | $365,624.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 23,554 | $62.80 | $1,479,191.20 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,434 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 23,289 | $62.80 | $1,462,549.20 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,988 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 80,000 | $18.28 | $1,462,496.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 28,987 | $62.80 | $1,820,383.60 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,277 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 30,205 | $62.80 | $1,896,874.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,264 Read SEC document |
| April 19, 2006 Filed Apr 21, 2006 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 100,000 | $18.97 | $1,896,870.00 |
DisclosureSEC source: 0000101829-06-000098 · buc547.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2006 Filed Apr 11, 2006 15:23 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,581 | $57.68 | $956,392.08 |
DisclosureSEC source: 0000101829-06-000074 · buc535.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,469 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000018 · buc505.xml · derivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $107.13 | $10,713.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $107.12 | $32,136.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,625 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $107.09 | $53,545.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,925 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $107.07 | $10,707.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,425 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $107.05 | $21,410.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,525 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $107.03 | $42,812.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,725 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $107.02 | $42,808.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,125 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 19,344 | $107.00 | $2,069,808.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,525 Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $27.31 | $0.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · derivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2006-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 14,476 | $107.64 | $1,558,196.64 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,869 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 20,000 shares of Restricted Common Stock. Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 12,180 | $107.64 | $1,311,055.20 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,345 Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 48,000 | $27.31 | $1,311,000.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:37 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 47,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000034 · buc381.xml · derivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 47,000 shares Expires 2015-01-02 Read SEC document |
| April 12, 2004 Filed Apr 14, 2004 13:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,291 | $89.19 | $739,474.29 |
DisclosureSEC source: 0001181431-04-020488 · rrd39457.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stsock and 20,000 shares of Restricted Common Stock. Read SEC document |
| April 12, 2004 Filed May 24, 2004 20:49 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,291 | $89.19 | $739,474.29 |
DisclosureSEC source: 0001181431-04-027522 · rrd43307.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 F1 · shares: On April 12, 2004 20,000 shares of common stock (restricted) vested and 8,291 shares were surrendered for taxes. F2 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 20,000 shares of Restricted Common Stock. Read SEC document |
| February 19, 2004 Filed Feb 20, 2004 21:08 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 27,316 | $97.55 | $2,664,675.80 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,816 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 40,000 shares of Restricted Common Stock. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $16.53 | $0.00 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · derivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2005-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 12,533 | $97.36 | $1,220,212.88 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,132 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,151 | $97.36 | $793,581.36 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,665 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 21:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 48,000 | $16.53 | $793,502.40 |
DisclosureSEC source: 0000101829-04-000112 · buc254.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000058 · buc219.xml · derivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:32 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,309.458 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000330 · buc160.xml · derivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 5,237.832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:32 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 5,237.832 | $87.33 | $457,419.87 |
DisclosureSEC source: 0000101829-03-000330 · buc160.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 5,237.832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 20:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 25,776 | $77.06 | $1,986,339.80 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,816 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted common stock and 40,000 shares of Restricted common stock. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · derivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2004-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 11,554 | $76.48 | $883,649.92 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,592 Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,670 | $76.48 | $816,041.60 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,146 Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 48,000 | $17.00 | $816,000.00 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.