Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP, Human Resources & Org. | December 07, 2007 | December 07, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 07, 2007 · Filed December 07, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,409 |
Reported balance
After 2007-12-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-12-07 · Exercise / conversion · Acquired 90,000 · Balance 153,409 |
| Common StockSEC Table I · non-derivative | Direct | 151,819 |
Reported balance
After 2007-12-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-12-07 · Sale · Disposed 1,590 · Balance 151,819 |
| Common StockSEC Table I · non-derivative | Direct | 148,824 |
Reported balance
After 2007-12-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2007-12-07 · Sale · Disposed 2,995 · Balance 148,824 |
| Common StockSEC Table I · non-derivative | Direct | 143,824 |
Reported balance
After 2007-12-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2007-12-07 · Sale · Disposed 5,000 · Balance 143,824 |
| Common StockSEC Table I · non-derivative | Direct | 138,824 |
Reported balance
After 2007-12-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2007-12-07 · Sale · Disposed 5,000 · Balance 138,824 |
| Common StockSEC Table I · non-derivative | Direct | 133,824 |
Reported balance
After 2007-12-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2007-12-07 · Sale · Disposed 5,000 · Balance 133,824 |
| Common StockSEC Table I · non-derivative | Direct | 128,824 |
Reported balance
After 2007-12-07 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2007-12-07 · Sale · Disposed 5,000 · Balance 128,824 |
| Common StockSEC Table I · non-derivative | Direct | 123,824 |
Reported balance
After 2007-12-07 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2007-12-07 · Sale · Disposed 5,000 · Balance 123,824 |
| Common StockSEC Table I · non-derivative | Direct | 118,824 |
Reported balance
After 2007-12-07 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2007-12-07 · Sale · Disposed 5,000 · Balance 118,824 |
| Common StockSEC Table I · non-derivative | Direct | 113,824 |
Reported balance
After 2007-12-07 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2007-12-07 · Sale · Disposed 5,000 · Balance 113,824 |
| Common StockSEC Table I · non-derivative | Direct | 108,824 |
Reported balance
After 2007-12-07 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2007-12-07 · Sale · Disposed 5,000 · Balance 108,824 |
| Common StockSEC Table I · non-derivative | Direct | 103,824 |
Reported balance
After 2007-12-07 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2007-12-07 · Sale · Disposed 5,000 · Balance 103,824 |
| Common StockSEC Table I · non-derivative | Direct | 96,819 |
Reported balance
After 2007-12-07 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2007-12-07 · Sale · Disposed 7,005 · Balance 96,819 |
| Common StockSEC Table I · non-derivative | Direct | 63,409 |
Reported balance
After 2007-12-07 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2007-12-07 · Sale · Disposed 33,410 · Balance 63,409 F1: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2007-12-07 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2007-12-07 · Exercise / conversion · Disposed 90,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 2,021.728 |
Reported balance
Holding disclosure · report date 2007-12-07 · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · Balance 2,021.728 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · derivative · entry 16 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 33,410 | $78.00 | $2,605,980.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 14 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,409 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,005 | $77.92 | $545,829.60 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,819 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.05 | $390,234.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 12 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.00 | $390,012.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.05 | $390,243.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.04 | $390,205.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.05 | $390,230.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.02 | $390,089.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.03 | $390,150.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.04 | $390,179.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $78.05 | $390,250.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,995 | $78.10 | $233,909.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,824 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,590 | $78.15 | $124,265.50 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,819 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:29 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 90,000 | $37.63 | $3,386,250.00 |
DisclosureSEC source: 0001225208-07-010780 · doc4.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 21:53 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 64,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000018 · buc578.xml · derivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Underlying: Common Stock · 64,000 shares Expires 2017-01-02 F1 · balance_after: The reporting person was also awarded 17,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 69,080 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · derivative · entry 19 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,080 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,080 | $66.00 | $71,280.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 17 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,739 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,000 | $65.90 | $790,800.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 16 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.87 | $263,486.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 15 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.85 | $263,400.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 14 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,000 | $65.80 | $526,400.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.77 | $131,530.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 12 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.75 | $263,000.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.73 | $262,920.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.70 | $262,803.20 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.72 | $131,444.40 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.72 | $262,880.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $65.70 | $657,000.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.65 | $131,304.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.65 | $131,291.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $65.63 | $131,260.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $65.60 | $262,400.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,819 Read SEC document |
| November 24, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 69,080 | $31.25 | $2,158,750.00 |
DisclosureSEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,920 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · derivative · entry 18 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,080 Underlying: Common Stock · 30,920 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · derivative · entry 17 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,000 | $66.00 | $990,000.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 15 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,739 F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 22,100 | $66.10 | $1,460,810.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 14 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,739 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.85 | $329,261.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,839 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,000 | $66.05 | $990,775.50 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 12 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,839 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.95 | $329,750.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,839 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $65.90 | $659,000.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,839 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,300 | $65.85 | $678,255.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,839 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,720 | $65.84 | $310,764.80 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,139 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.81 | $329,064.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,859 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.84 | $329,192.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,859 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $65.83 | $658,300.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,859 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 30,000 | $65.82 | $1,974,600.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,859 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 13,800 | $65.80 | $908,040.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,859 Read SEC document |
| November 22, 2006 Filed Nov 27, 2006 21:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,920 | $31.25 | $966,250.00 |
DisclosureSEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.