Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Exec. VP - Human Capital Mgmt. | January 18, 2008 | January 23, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 18, 2008 · Filed January 23, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 452,353 |
Reported balance
After 2008-01-18 transaction · row 1
1 source rowRow 1 · 2008-01-18 · Other · Disposed 31,091 · Balance 452,353 F1: On January 18, 2008, the Reporting Person donated 31,091 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 31,091 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,091 F2: As trustee of grantor retained annuity trust. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 12,000 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,000 F3: Held by spouse. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,000 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,000 F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 18, 2008, the Reporting Person donated 31,091 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F2: As trustee of grantor retained annuity trust.
F3: Held by spouse.
F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2003 Filed Dec 24, 2003 16:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $98.47 | $984,734.00 |
DisclosureSEC source: 0000769993-03-000709 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,534 Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 14:56 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 33,170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000678 · kennedyeep_ex.xml · derivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,170 Underlying: Common Stock · 33,170 shares Expires not disclosed F1 · derivative.exercise_price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F1 · price: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). F2 · derivative.exercise_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F2 · derivative.expiration_date: Of these RSUs, 25% vested upon grant, with the remaining 75% vesting on November 24, 2006. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2007. F1 · derivative.underlying_shares: The number of Restricted Stock Units ("RSUs") awarded to the Reporting Person was determined by dividing the dollar amount to be granted as an equity-based award by $94.44 (the average closing price-per-share of the Issuer's Common Stock on the New York Stock Exchange for the ten trading-day period up to and including the last day of the Issuer's 2003 fiscal year). Read SEC document |
| October 15, 2003 Filed Oct 17, 2003 09:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $88.99 | $2,224,740.00 |
DisclosureSEC source: 0000769993-03-000576 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,534 Read SEC document |
| October 06, 2003 Filed Oct 8, 2003 14:26 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $86.91 | $2,172,707.50 |
DisclosureSEC source: 0000769993-03-000548 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,534 Read SEC document |
| October 02, 2003 Filed Oct 6, 2003 16:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $85.89 | $2,147,207.50 |
DisclosureSEC source: 0000769993-03-000544 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,534 Read SEC document |
| July 15, 2003 Filed Jul 17, 2003 10:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $88.98 | $2,224,482.50 |
DisclosureSEC source: 0000769993-03-000485 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,534 F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan. Read SEC document |
| July 08, 2003 Filed Jul 10, 2003 10:56 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $87.81 | $2,195,135.00 |
DisclosureSEC source: 0000769993-03-000471 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,534 F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan. Read SEC document |
| July 03, 2003 Filed Jul 8, 2003 12:16 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $84.74 | $2,118,460.00 |
DisclosureSEC source: 0000769993-03-000467 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,534 F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 10:34 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $83.85 | $2,096,317.50 |
DisclosureSEC source: 0000769993-03-000465 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202,534 F1 · balance_after: The Reporting Person also beneficially owns 300,000 shares of the Issuer's common stock indirectly as trustee of grantor retained annuity trusts and 9,077 shares of the Issuer's common stock indirectly through the Goldman Sachs Defined Contribution Plan. Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 17:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 19,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000455 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,634 F3 · kind: On June 26, 2003, the Reporting Person donated 19,634 shares of the Issuer's Common Stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · acquired: On June 26, 2003, the Reporting Person donated 19,634 shares of the Issuer's Common Stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole current beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F4 · balance_after: Following all transactions reported in Table I, the Reporting Person beneficially owned 1,227,534 shares of the Issuer's common stock directly and 251,993 shares of the Issuer's common stock as trustee of grantor retained annuity trusts other than those trusts described in Table I and in the preceding footnotes. F2 · ownership.nature: As trustee of grantor retained annuity trust Read SEC document |
| June 26, 2003 Filed Jun 30, 2003 17:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 19,634 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000455 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,373 F1 · kind: Reflects the distribution of 19,634 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 19,634 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on June 26, 2003. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · ownership.nature: As trustee of grantor retained annuity trust Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.