Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Exec. VP - Human Capital Mgmt. | January 18, 2008 | January 23, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date January 18, 2008 · Filed January 23, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 452,353 |
Reported balance
After 2008-01-18 transaction · row 1
1 source rowRow 1 · 2008-01-18 · Other · Disposed 31,091 · Balance 452,353 F1: On January 18, 2008, the Reporting Person donated 31,091 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 31,091 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 31,091 F2: As trustee of grantor retained annuity trust. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 12,000 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,000 F3: Held by spouse. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 6,000 |
Reported balance
Holding disclosure · report date 2008-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,000 F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 18, 2008, the Reporting Person donated 31,091 shares of the Issuer's common stock to a grantor retained annuity trust of which the Reporting Person is the sole trustee and the sole beneficiary. This donation was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
F2: As trustee of grantor retained annuity trust.
F3: Held by spouse.
F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,300 | $109.54 | $142,402.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 15 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,728 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $109.55 | $98,595.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 14 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,028 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $109.56 | $10,956.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 13 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,928 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $109.57 | $10,957.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 12 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,028 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 800 | $109.58 | $87,664.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 11 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,128 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,600 | $109.59 | $504,114.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 10 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,928 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,300 | $109.60 | $142,480.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 9 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,528 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $109.61 | $54,805.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 8 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,828 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 100 | $109.63 | $10,963.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 7 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,328 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,200 | $109.64 | $241,208.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 6 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,428 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,000 | $109.65 | $438,600.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 5 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,628 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,400 | $109.66 | $263,184.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 4 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,628 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,800 | $109.67 | $416,746.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,028 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,000 | $109.72 | $219,440.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,828 Read SEC document |
| March 30, 2005 Filed Apr 1, 2005 14:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 900 | $109.73 | $98,757.00 |
DisclosureSEC source: 0000769993-05-000346 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,828 Read SEC document |
| March 28, 2005 Filed Mar 30, 2005 16:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $109.41 | $54,705.00 |
DisclosureSEC source: 0000769993-05-000322 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,000 F1 · ownership.nature: Held by spouse. Read SEC document |
| March 28, 2005 Filed Mar 30, 2005 16:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 500 | $109.42 | $54,710.00 |
DisclosureSEC source: 0000769993-05-000322 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,500 F1 · ownership.nature: Held by spouse. Read SEC document |
| March 28, 2005 Filed Mar 30, 2005 16:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $109.99 | $109,990.00 |
DisclosureSEC source: 0000769993-05-000322 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,000 F1 · ownership.nature: Held by spouse. Read SEC document |
| March 24, 2005 Filed Mar 28, 2005 18:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $109.18 | $109,180.00 |
DisclosureSEC source: 0000769993-05-000317 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,000 F1 · ownership.nature: Held by spouse. Read SEC document |
| January 21, 2005 Filed Jan 25, 2005 12:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $104.37 | $104,371.00 |
DisclosureSEC source: 0000769993-05-000082 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,801 F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 21, 2005 Filed Jan 25, 2005 12:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $104.35 | $2,608,837.50 |
DisclosureSEC source: 0000769993-05-000082 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,728 Read SEC document |
| January 07, 2005 Filed Jan 11, 2005 11:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,000 | $105.35 | $105,350.00 |
DisclosureSEC source: 0000769993-05-000014 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,801 F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 07, 2005 Filed Jan 11, 2005 11:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $105.07 | $2,626,815.00 |
DisclosureSEC source: 0000769993-05-000014 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,728 Read SEC document |
| December 23, 2004 Filed Dec 28, 2004 09:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $105.09 | $2,627,180.00 |
DisclosureSEC source: 0000769993-04-000798 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 945,728 Read SEC document |
| December 21, 2004 Filed Dec 23, 2004 12:44 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $104.33 | $2,608,360.00 |
DisclosureSEC source: 0000769993-04-000792 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,728 Read SEC document |
| December 17, 2004 Filed Dec 21, 2004 15:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000774 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,728 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 44,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000756 · kennedyeep_ex.xml · derivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,428 Underlying: Common Stock · 44,428 shares Expires not disclosed F1 · derivative.exercise_price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · price: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.exercise_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. F1 · derivative.expiration_date: Of these Restricted Stock Units ("RSUs"), 40% vested upon grant, with the remaining 60% vesting on November 30, 2007. The shares of Common Stock underlying these RSUs will be deliverable, without the payment of any consideration, in or about January 2008. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 11:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,000 | $93.82 | $281,460.00 |
DisclosureSEC source: 0000769993-04-000608 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,801 F1 · ownership.nature: Through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| October 21, 2004 Filed Oct 25, 2004 11:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $93.11 | $2,327,635.00 |
DisclosureSEC source: 0000769993-04-000608 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,728 Read SEC document |
| October 01, 2004 Filed Oct 5, 2004 14:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $93.85 | $2,346,250.00 |
DisclosureSEC source: 0000769993-04-000596 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,728 Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 12:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 50,000 | $89.14 | $4,456,975.00 |
DisclosureSEC source: 0000769993-04-000447 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,728 Read SEC document |
| July 20, 2004 Filed Jul 22, 2004 12:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $88.72 | $2,218,087.50 |
DisclosureSEC source: 0000769993-04-000447 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,728 Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 11:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 53,834 | $93.94 | $5,056,907.56 |
DisclosureSEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 11:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 63,144 | $93.94 | $5,931,444.27 |
DisclosureSEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 30, 2004 Filed Jul 2, 2004 11:21 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 11,027 | $93.94 | $1,035,823.45 |
DisclosureSEC source: 0000769993-04-000441 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · acquired: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F1 · ownership.nature: Reflects the sale of shares of the Issuer's common stock from a grantor retained annuity trust. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 11,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,801 F4 · kind: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F4 · acquired: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. F4 · ownership.nature: Reflects the distribution of 11,801 shares of the Issuer's common stock from a grantor retained annuity trust to another trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. The Reporting Person disclaims beneficial ownership of these shares. The grantor retained annuity trust is no longer a beneficial owner of the Issuer's common stock. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 16,572 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,801 F3 · kind: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · acquired: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. F3 · ownership.nature: Reflects the distribution of 16,572 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Act. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000426 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,027 F1 · kind: Reflects the distribution of 8,607 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F1 · acquired: Reflects the distribution of 8,607 shares of the Issuer's common stock from a grantor retained annuity trust to the Reporting Person on June 28, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Act"). F2 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 26,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 4 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,834 F5 · kind: Reflects the distribution of 26,103 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F5 · acquired: Reflects the distribution of 26,103 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 30,617 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 63,144 F3 · kind: Reflects the distribution of 30,617 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F3 · acquired: Reflects the distribution of 30,617 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F4 · ownership.nature: As trustee of grantor retained annuity trust. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 20,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · acquired: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Reflects the distribution of 20,063 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 26, 2004 Filed Mar 30, 2004 18:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 58,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-04-000293 · kennedy420040326_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · acquired: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Reflects the distribution of 58,232 shares of the Issuer's common stock from this grantor retained annuity trust to the Reporting Person on March 26, 2004. This trust is no longer a beneficial owner of the Issuer's securities. This distribution was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 53,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · derivative · entry 12 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 53,110 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.exercise_date: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. F1 · derivative.expiration_date: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 37,730 | $96.89 | $3,655,738.93 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 5 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,534 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 3,636 | $97.05 | $352,855.62 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 4 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028,264 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 9,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 3 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,900 F2 · kind: On January 5, 2004, 9,077 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F2 · price: On January 5, 2004, 9,077 shares of the Issuer's common stock previously held indirectly by the Reporting Person through The Goldman Sachs Defined Contribution Plan vested and were delivered to the Reporting Person. This transaction was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 20,821 | $97.05 | $2,020,573.95 |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,823 Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 17:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 53,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000010 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,644 F1 · price: On January 5, 2004, 53,110 shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person. Read SEC document |
| December 24, 2003 Filed Dec 29, 2003 13:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 15,000 | $97.67 | $1,465,032.00 |
DisclosureSEC source: 0000769993-03-000715 · kennedyeep_ex.xml · nonDerivative · entry 1 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,534 Read SEC document |
| December 23, 2003 Filed Dec 24, 2003 16:13 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000709 · kennedyeep_ex.xml · nonDerivative · entry 2 KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,534 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.