organization · Reporting owner
Northpond Capital, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IsoPlexis CorpISO · Entity 115290 | 10% owner | October 12, 2021 | October 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IsoPlexis Corp
Report date October 12, 2021 · Filed October 14, 2021
Jointly reported with Northpond Capital GP, LLC, Northpond Ventures GP, LLC, Northpond Ventures, LP, Rubin Michael P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 6,727,570 |
Reported balance
After 2021-10-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-12 · Conversion · Acquired 6,304,192 · Balance 6,727,570 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F2: Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. F3: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,080,961 |
Reported balance
After 2021-10-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-12 · Conversion · Acquired 1,040,048 · Balance 1,080,961 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F4: Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. F5: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,080,961 |
Reported balance
After 2021-10-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-12 · Purchase · Acquired 1,000,000 · Balance 2,080,961 F5: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. |
| Series C Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-10-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-10-12 · Conversion · Disposed 287,785 · Balance 0 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. |
| Series C-2 Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-10-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-12 · Conversion · Disposed 309,131 · Balance 0 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. |
| Series D Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-10-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-12 · Conversion · Disposed 191,108 · Balance 0 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. |
| Series D Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-10-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-12 · Conversion · Disposed 130,006 · Balance 0 F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F5: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date.
F2: Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
F3: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP.
F4: Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021.
F5: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionSeries D Redeemable Convertible Preferred Stock · Derivative | 130,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · derivative · entry 7 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,040,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.exercise_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.expiration_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F5 · ownership.nature: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionSeries D Redeemable Convertible Preferred Stock · Derivative | 191,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · derivative · entry 6 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,528,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.exercise_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.expiration_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3 · ownership.nature: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionSeries C-2 Redeemable Convertible Preferred Stock · Derivative | 309,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · derivative · entry 5 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,473,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.exercise_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.expiration_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3 · ownership.nature: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 287,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · derivative · entry 4 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,302,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.exercise_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F1 · derivative.expiration_date: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F3 · ownership.nature: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | PurchaseCommon Stock | 1,000,000 | $15.00 | $15,000,000.00 |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · nonDerivative · entry 3 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,080,961 F5 · ownership.nature: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionCommon Stock | 1,040,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · nonDerivative · entry 2 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,080,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F4 · balance_after: Includes 40,913 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. F5 · ownership.nature: The securities are held directly by Northpond Capital, LP ("Northpond Capital"). Northpond Capital GP, LLC ("Northpond Capital GP") is the general partner of Northpond Capital. Rubin is the managing member of Northpond Capital GP. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 16:24 UTC | IsoPlexis Corp ISO · Entity 115290 | ConversionCommon Stock | 6,304,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-060463 · doc4.xml · nonDerivative · entry 1 Northpond Capital GP, LLC · CIK 0001871669 · 10% owner Northpond Capital, L.P. · CIK 0001871659 · 10% owner Northpond Ventures GP, LLC · CIK 0001867470 · 10% owner Northpond Ventures, LP · CIK 0001867472 · 10% owner Rubin Michael P. · CIK 0001867627 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,727,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Series C Redeemable Convertible Preferred Stock, Series C-2 Redeemable Convertible Preferred Stock and Series D Redeemable Convertible Preferred Stock automatically converted on a one-for-8 basis into Common Stock upon the consummation of the Issuer's initial public offering. The preferred stock had no expiration date. F2 · balance_after: Includes 423,378 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. F3 · ownership.nature: The securities are held directly by Northpond Ventures, LP ("Northpond"). Northpond Ventures GP, LLC ("Northpond GP") is the general partner of Northpond. Michael P. Rubin ("Rubin") is the managing member of Northpond GP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.