Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Transphorm, Inc.TGAN · Entity 15192 | Director · Chief Executive Officer | January 01, 2023 | January 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Transphorm, Inc.
Report date January 01, 2023 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 122,213 |
Ending reported balance
After 2023-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-01-01 · Grant · Acquired 16,544 · Balance 134,746 F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest on January 1, 2024, subject to the Reporting Person's continued status as a Service Provider to the Issuer through that vesting date. Row 2 · 2023-01-01 · Tax withholding · Disposed 12,533 · Balance 122,213 F2: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest on January 1, 2024, subject to the Reporting Person's continued status as a Service Provider to the Issuer through that vesting date.
F2: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of RSUs.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADVANCED MICRO DEVICES INC
Report date May 09, 2008 · Filed May 13, 2008
Section 16 reporting ended · disclosed 2008-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,524 |
Reported balance
After 2008-05-09 transaction · row 1
1 source rowRow 1 · 2008-05-09 · Exercise / conversion · Acquired 1,439 · Balance 15,524 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-07-27 | Direct | 500 |
Reported balance
After 2008-05-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2008-05-09 · Exercise / conversion · Disposed 63 · Balance 500 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-10-25 | Direct | 500 |
Reported balance
After 2008-05-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2008-05-09 · Exercise / conversion · Disposed 63 · Balance 500 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-12-05 | Direct | 12,500 |
Reported balance
After 2008-05-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-05-09 · Exercise / conversion · Disposed 1,250 · Balance 12,500 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2014-02-15 | Direct | 500 |
Reported balance
After 2008-05-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2008-05-09 · Exercise / conversion · Disposed 63 · Balance 500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 4, 2023 16:08 UTC | Transphorm, Inc. TGAN · Entity 15192 | Tax withholdingCommon Stock | 12,533 | $5.44 | $68,179.52 |
DisclosureSEC source: 0001209191-23-000855 · doc4.xml · nonDerivative · entry 2 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,213 F2 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of RSUs. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 16:08 UTC | Transphorm, Inc. TGAN · Entity 15192 | GrantCommon Stock | 16,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-000855 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,746 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). 100% of the RSUs will vest on January 1, 2024, subject to the Reporting Person's continued status as a Service Provider to the Issuer through that vesting date. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:16 UTC | Transphorm, Inc. TGAN · Entity 15192 | SaleCommon Stock | 3,571 | $5.67 | $20,261.85 |
DisclosureSEC source: 0001209191-22-058112 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,202 F1 · shares: The reported shares were sold to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $5.45 to $5.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 21:21 UTC | Transphorm, Inc. TGAN · Entity 15192 | Tax withholdingCommon Stock | 11,847 | $8.00 | $94,776.00 |
DisclosureSEC source: 0001209191-22-001277 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,773 F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:07 UTC | Transphorm, Inc. TGAN · Entity 15192 | GrantStock Option (right to buy) · Derivative | 42,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001209191-21-070240 · doc4.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2031-12-15 F2 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on November 15, 2022, and the remaining shares vest in equal monthly installments over the following 24 months, subject to the Reporting Person's continued service as of each such vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 16:07 UTC | Transphorm, Inc. TGAN · Entity 15192 | GrantCommon Stock | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-070240 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,620 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One third (1/3) of the RSUs will vest on each of November 15, 2022, November 15, 2023 and November 15, 2024, in each case subject to the Reporting Person's continued status as a Service Provider to the Issuer through each vesting date. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 16:31 UTC | Transphorm, Inc. TGAN · Entity 15192 | GrantCommon Stock | 93,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048775 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,620 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). One third (1/3) of the RSUs will vest on each of January 1, 2022, January 1, 2023 and July 1, 2023, in each case subject to the Reporting Person's continued status as a Service Provider to the Issuer through each vesting date. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 20:44 UTC | Transphorm, Inc. NONE · Entity 15192 | GrantStock Option (right to buy) · Derivative | 121,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021590 · doc4.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,000 Underlying: Common Stock · 121,000 shares Expires 2030-03-25 F1 · derivative.exercise_date: One-third (1/3) of the shares subject to the option will vest on March 26, 2021, and the remaining shares vest in equal monthly installments over the following 24 months, subject to the Reporting Person's continued service as of each such vesting date. Read SEC document |
| March 26, 2020 Filed Aug 31, 2020 16:36 UTC Amendment | Transphorm, Inc. TGAN · Entity 15192 | GrantStock Option (right to buy) · Derivative | 0 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048779 · doc4a.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · shares: This Form 4 is amended to clarify that the Reporting Person did not receive the stock option as originally reported. F1 · derivative.exercise_date: This Form 4 is amended to clarify that the Reporting Person did not receive the stock option as originally reported. F1 · derivative.expiration_date: This Form 4 is amended to clarify that the Reporting Person did not receive the stock option as originally reported. F1 · balance_after: This Form 4 is amended to clarify that the Reporting Person did not receive the stock option as originally reported. Read SEC document |
| February 12, 2020 Filed Mar 12, 2020 16:45 UTC | Transphorm, Inc. NONE · Entity 15192 | GrantCommon Stock | 12,500 | $4.00 | $50,000.00 |
DisclosureSEC source: 0001209191-20-018554 · doc4.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents shares purchased by the Reporting Person from the Issuer in a private placement. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000025 · edgar.xml · derivative · entry 5 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 63 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000025 · edgar.xml · derivative · entry 4 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 1,250 shares Expires 2013-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000025 · edgar.xml · derivative · entry 3 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 63 shares Expires 2013-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000025 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 63 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2008 Filed May 13, 2008 23:40 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000025 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 26, 2008 22:35 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000008 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563 Underlying: Common Stock · 62 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2008 Filed Feb 26, 2008 22:35 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000008 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2008 Filed Feb 21, 2008 01:28 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 3,125 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0000002488-08-000007 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2015-02-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:23 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000003 · edgar.xml · derivative · entry 5 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563 Underlying: Common Stock · 62 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:23 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000003 · edgar.xml · derivative · entry 4 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 Underlying: Common Stock · 1,250 shares Expires 2013-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:23 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000003 · edgar.xml · derivative · entry 3 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563 Underlying: Common Stock · 62 shares Expires 2013-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:23 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000003 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563 Underlying: Common Stock · 62 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2008 Filed Feb 13, 2008 02:23 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 1,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000002488-08-000003 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2007 Filed Nov 26, 2007 22:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000011 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 63 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2007 Filed Nov 26, 2007 22:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000011 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2007 Filed Nov 16, 2007 22:43 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 3,125 | $0.00 Strike: $12.70 | $0.00 |
DisclosureSEC source: 0001382883-07-000010 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2014-11-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:37 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000009 · edgar.xml · derivative · entry 5 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 63 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:37 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000009 · edgar.xml · derivative · entry 4 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2013-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:37 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000009 · edgar.xml · derivative · entry 3 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 63 shares Expires 2013-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:37 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRSU Award · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000009 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 63 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 22:37 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 10,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000009 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2007 Filed Aug 23, 2007 22:25 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000008 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Stock · 62 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2007 Filed Aug 23, 2007 22:25 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000008 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2007 Filed Aug 17, 2007 19:03 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 3,125 | $0.00 Strike: $11.95 | $0.00 |
DisclosureSEC source: 0001382883-07-000007 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2014-08-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000006 · edgar.xml · derivative · entry 4 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Stock · 62 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000006 · edgar.xml · derivative · entry 3 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Stock · 62 shares Expires 2013-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000006 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688 Underlying: Common Stock · 62 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2007 Filed Aug 13, 2007 23:34 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000006 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2007 Filed May 25, 2007 01:00 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000005 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 250 shares Expires 2013-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2007 Filed May 25, 2007 01:00 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000005 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2007 Filed May 18, 2007 01:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000004 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-05-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The award vests 33 1/3% on 8/9/2008 then 33 1/3% annually for the next two years. Read SEC document |
| May 15, 2007 Filed May 18, 2007 01:20 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 3,125 | $0.00 Strike: $15.40 | $0.00 |
DisclosureSEC source: 0001382883-07-000004 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2014-05-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/15/2008 then 8.33% quarterly for the next two years. Read SEC document |
| May 09, 2007 Filed May 11, 2007 19:36 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000003 · edgar.xml · derivative · entry 4 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 250 shares Expires 2014-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 11, 2007 19:36 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000003 · edgar.xml · derivative · entry 3 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 250 shares Expires 2013-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 11, 2007 19:36 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionRestricted Stock Units · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000003 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 250 shares Expires 2013-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2007 Filed May 11, 2007 19:36 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | Exercise / conversionCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000003 · edgar.xml · nonDerivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2007 Filed Feb 20, 2007 22:03 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000001 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2014-02-15 F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The award vests 25% on 5/9/2007 then 6.25% every three months thereafter for the next twelve quarters. Read SEC document |
| February 15, 2007 Filed Feb 20, 2007 22:03 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantEmployee Stock Option · Derivative | 2,500 | $0.00 Strike: $14.83 | $0.00 |
DisclosureSEC source: 0001382883-07-000001 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2014-02-15 F1 · derivative.exercise_date: This option vests 33 1/3% on 5/04/2007 then 2.7779% monthly thereafter for the next two years. Read SEC document |
| February 15, 2007 Filed Feb 26, 2007 23:50 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001382883-07-000002 · edgar.xml · derivative · entry 1 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Vesting, restrictions and expiration as provided for by Long-Term Incentive Plan provisions - 2007 through 2009 Cycle. F2 · derivative.expiration_date: Vesting, restrictions and expiration as provided for by Long-Term Incentive Plan provisions - 2007 through 2009 Cycle. Read SEC document |
| December 05, 2006 Filed Dec 7, 2006 22:49 UTC | ADVANCED MICRO DEVICES INC AMD · Entity 2796 | GrantRSU Award · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001382883-06-000002 · edgar.xml · derivative · entry 2 RIVAS MARIO · CIK 0001382883 · EVP, CPG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit respresents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The restricted stock units vest 40% on 12/5/2007 then remaining units vest quarterly on 2/9, 5/9/, 8/9 and 11/9 in 2008, 2009 and 2010. F3 · derivative.expiration_date: The restricted stock units vest 40% on 12/5/2007 then remaining units vest quarterly on 2/9, 5/9/, 8/9 and 11/9 in 2008, 2009 and 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.