Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Legacy Education Alliance, Inc.LEAI · Entity 115173 | Director | December 03, 2018 | December 04, 2018 |
| MERCURY SYSTEMS INCMRCY · Entity 3908 | Director | October 27, 2021 | October 29, 2021 |
| TTM TECHNOLOGIES INCTTMI · Entity 2584 | Director | May 11, 2017 | May 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Legacy Education Alliance, Inc.
Report date December 03, 2018 · Filed December 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | Not disclosed |
Reported balance
After 2018-12-03 transaction · row 1
1 source rowRow 1 · 2018-12-03 · Grant · Acquired 40,000 · Balance Not disclosed F1: These are restricted shares for independent director services that are held in escrow and which vest in two equal installments, but which may be voted in the interim. F2: Consideration for this Grant is continued services as an Independent Director. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares for independent director services that are held in escrow and which vest in two equal installments, but which may be voted in the interim.
F2: Consideration for this Grant is continued services as an Independent Director.
MERCURY SYSTEMS INC
Report date October 27, 2021 · Filed October 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,634 |
Reported balance
After 2021-10-27 transaction · row 1
1 source rowRow 1 · 2021-10-27 · Grant · Acquired 3,518 · Balance 67,634 F1: These shares of restricted stock vest at 100% on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of restricted stock vest at 100% on the first anniversary of the grant date.
TTM TECHNOLOGIES INC
Report date May 11, 2017 · Filed May 17, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,311 |
Reported balance
After 2017-05-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-05-11 · Grant · Acquired 7,225 · Balance 91,311 F1: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors. F2: The value of the restricted stock units was inadvertently included in the reporting person's original Form 4. In fact, the restricted stock units were granted to the reporting person for no consideration. Accordingly, the price disclosure has been corrected in this amended Form 4 to reflect that no consideration was paid. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors.
F2: The value of the restricted stock units was inadvertently included in the reporting person's original Form 4. In fact, the restricted stock units were granted to the reporting person for no consideration. Accordingly, the price disclosure has been corrected in this amended Form 4 to reflect that no consideration was paid.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2021 Filed Oct 29, 2021 19:04 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 3,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006680 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,634 F1 · shares: These shares of restricted stock vest at 100% on the first anniversary of the grant date. Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 14:10 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006454 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,116 F1 · shares: These shares of restricted stock vest at 100% on the first anniversary of the grant date. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 16:51 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 1,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005246 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,166 F1 · shares: These shares of restricted stock vest at 100% on the first anniversary of the grant date. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 13:12 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | SaleCommon | 5,250 | $84.85 | $445,462.50 |
DisclosureSEC source: 0001562180-19-004533 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,205 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.16 to $85.58, inclusive. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 13:35 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | SaleCommon | 5,164 | $85.14 | $439,662.96 |
DisclosureSEC source: 0001562180-19-004498 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,455 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:01 UTC | Legacy Education Alliance, Inc. LEAI · Entity 115173 | Grantcommon stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-016903 · doc4.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: These are restricted shares for independent director services that are held in escrow and which vest in two equal installments, but which may be voted in the interim. F2 · price: Consideration for this Grant is continued services as an Independent Director. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 16:51 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 2,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004290 · primarydocument.xml · nonDerivative · entry 1 Bass James · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,619 F1 · shares: These shares of restricted stock vest in two equal installments on each of October 24, 2018 and 2019. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:11 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 2,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003286 · primarydocument.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,727 F1 · shares: These shares of restricted stock vest in two equal installments on each of October 18, 2017 and 2018. Read SEC document |
| May 11, 2017 Filed May 16, 2017 20:35 UTC | TTM TECHNOLOGIES INC TTMI · Entity 2584 | GrantCommon Stock | 7,225 | $15.22 | $109,993.40 |
DisclosureSEC source: 0001209191-17-032676 · doc4.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,311 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors. Read SEC document |
| May 11, 2017 Filed May 17, 2017 21:36 UTC Amendment | TTM TECHNOLOGIES INC TTMI · Entity 2584 | GrantCommon Stock | 7,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033282 · doc4a.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,311 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors. F2 · price: The value of the restricted stock units was inadvertently included in the reporting person's original Form 4. In fact, the restricted stock units were granted to the reporting person for no consideration. Accordingly, the price disclosure has been corrected in this amended Form 4 to reflect that no consideration was paid. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:40 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | SaleCommon Stock | 7,375 | $29.60 | $218,300.00 |
DisclosureSEC source: 0001209191-16-149550 · doc4.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,413 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:59 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $14.12 | $0.00 |
DisclosureSEC source: 0001209191-16-147801 · doc4.xml · derivative · entry 3 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2017-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Field N/A to this transaction but was completed to allow for electronic filing only. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:59 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | Tax withholdingCommon Stock | 7,625 | $27.78 | $211,822.50 |
DisclosureSEC source: 0001209191-16-147801 · doc4.xml · nonDerivative · entry 2 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,788 F1 · shares: Net exercise of stock option to cover the exercise price and tax withholding obligations. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:59 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | Exercise / conversionCommon Stock | 15,000 | $14.12 | $211,800.00 |
DisclosureSEC source: 0001209191-16-147801 · doc4.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Net exercise of stock option to cover the exercise price and tax withholding obligations. Read SEC document |
| October 19, 2016 Filed Oct 20, 2016 17:58 UTC | MERCURY SYSTEMS INC MRCY · Entity 3908 | GrantCommon Stock | 4,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146447 · doc4.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,413 F1 · shares: These shares of restricted stock vest in two equal installments on each of October 19, 2016 and 2017. Read SEC document |
| May 12, 2016 Filed May 17, 2017 21:34 UTC Amendment | TTM TECHNOLOGIES INC TTMI · Entity 2584 | GrantCommon Stock | 14,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033280 · doc4a.xml · nonDerivative · entry 1 BASS JAMES K · CIK 0001199428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,086 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares underlying the restricted stock units will vest on the first anniversary of the date of grant. The stock underlying the restricted units will be delivered upon the reporting person's retirement from the Board of Directors. F2 · price: The value of the restricted stock units was inadvertently included in the reporting person's original Form 4. In fact, the restricted stock units were granted to the reporting person for no consideration. Accordingly, the price disclosure has been corrected in this amended Form 4 to reflect that no consideration was paid. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.