Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | February 18, 2015 | February 20, 2015 |
| GENERAL MILLS INCGIS · Entity 3236 | Director | January 11, 2017 | January 13, 2017 |
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | Director | March 19, 2019 | March 21, 2019 |
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | June 05, 2008 | June 09, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 18, 2015 · Filed February 20, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,273.2 |
Reported balance
After 2015-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-02-18 · Grant · Acquired 741.5 · Balance 5,273.2 F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 19,361.1 |
Reported balance
Holding disclosure · report date 2015-02-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,361.1 F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors. F3: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
F2: Reflects 3,414.3 shares of deferred common stock which vested on 1/20/2015 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.
F3: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
GENERAL MILLS INC
Report date January 11, 2017 · Filed January 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,676 |
Ending reported balance
After 2017-01-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-11 · Exercise / conversion · Acquired 20,000 · Balance 54,676 Row 2 · 2017-01-11 · Sale · Disposed 20,000 · Balance 34,676 F1: Represents the weighted average of actual sale prices that range from $60.80 to $60.85. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.94 · Expires 2017-09-24 | Direct | 0 |
Reported balance
After 2017-01-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-01-11 · Exercise / conversion · Disposed 20,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average of actual sale prices that range from $60.80 to $60.85. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
STANLEY BLACK & DECKER, INC.
Report date March 19, 2019 · Filed March 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 13,214.2337 |
Reported balance
After 2019-03-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-19 · Grant · Acquired 63.5532 · Balance 13,214.2337 F1: Fair market value on date established in Plan with respect to payment of fee or dividend F2: Currently 100% vested F3: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board |
Filing footnotes · ownership attribution and instrument terms
F1: Fair market value on date established in Plan with respect to payment of fee or dividend
F2: Currently 100% vested
F3: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board
UNITEDHEALTH GROUP INC
Report date June 05, 2008 · Filed June 09, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.94 · Expires 2018-06-05 | Direct | 1,000 |
Reported balance
After 2008-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2008-06-05 · Grant · Acquired 1,000 · Balance 1,000 F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy. |
Filing footnotes · ownership attribution and instrument terms
F1: These stock options are being granted as compensation for attendance at the regularly scheduled quarterly meetings of the Board of Directors and committee meeting(s) of the Issuer. The reporting person previously elected to convert eligible cash compensation into stock options pursuant to a previously approved policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2005 Filed Aug 4, 2005 20:28 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 850 | $0.00 Strike: $53.03 | $0.00 |
DisclosureSEC source: 0000731766-05-000101 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 Underlying: Common Stock · 850 shares Expires 2015-08-02 Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 20:56 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $52.81 | $0.00 |
DisclosureSEC source: 0000731766-05-000083 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-07-01 Read SEC document |
| May 03, 2005 Filed May 4, 2005 21:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 420 | $0.00 Strike: $96.71 | $0.00 |
DisclosureSEC source: 0000731766-05-000063 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Underlying: Common Stock · 420 shares Expires 2015-05-03 Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 20:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $95.83 | $0.00 |
DisclosureSEC source: 0000731766-05-000052 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-04-01 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $86.62 | $0.00 |
DisclosureSEC source: 0000731766-05-000017 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2015-01-03 Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 15:12 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $73.76 | $0.00 |
DisclosureSEC source: 0000731766-04-000139 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-10-01 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:57 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $61.80 | $0.00 |
DisclosureSEC source: 0000731766-04-000087 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-07-01 Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 21:40 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $64.97 | $0.00 |
DisclosureSEC source: 0000731766-04-000046 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-04-01 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:39 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $59.04 | $0.00 |
DisclosureSEC source: 0000731766-04-000011 · edgardoc.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2014-01-02 Read SEC document |
| December 12, 2003 Filed Dec 16, 2003 16:51 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000731766-03-000022 · edgardoc.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $53.83 Strike: $35.21 | $269,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · derivative · entry 11 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-01-02 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $53.83 Strike: $33.45 | $269,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · derivative · entry 10 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-10-01 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $53.83 Strike: $31.23 | $269,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · derivative · entry 9 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-07-02 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $53.83 Strike: $29.47 | $269,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · derivative · entry 8 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-01-02 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $53.83 Strike: $29.25 | $269,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · derivative · entry 7 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-04-02 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 25,000 | $53.83 | $1,345,750.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 6 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 5,000 | $35.21 | $176,050.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 5 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 5,000 | $33.45 | $167,250.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 4 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 5,000 | $31.23 | $156,150.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 3 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 5,000 | $29.47 | $147,350.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 2 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Read SEC document |
| November 25, 2003 Filed Nov 26, 2003 19:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherCommon Stock | 5,000 | $29.25 | $146,250.00 |
DisclosureSEC source: 0000731766-03-000006 · edgardoc.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | OtherNon-Qualified Stock Option · Derivative | 5,000 | $51.76 Strike: $51.76 | $258,800.00 |
DisclosureSEC source: 0001209191-03-024684 · bmn79954_bmn1rlr.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-10-01 Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 21:15 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option · Derivative | 5,000 | $251,550.00 Strike: $50.31 | $1,257,750,000.00 |
DisclosureSEC source: 0001209191-03-010291 · bmn78088_bmn1rlr.xml · derivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-07-01 Read SEC document |
| June 11, 2003 Filed Jun 12, 2003 19:17 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-03-007424 · bmn77720_bmn1rlr.xml · nonDerivative · entry 1 RYAN ROBERT L · CIK 0001024354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.