Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Evolv Technologies Holdings, Inc.NHIC · Entity 5017 | Chief Financial Officer · 10% owner | August 04, 2020 | August 06, 2020 |
| NewHold Investment Corp. IINHIC · Entity 134004 | 10% owner · Special Advisor | October 29, 2021 | November 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Evolv Technologies Holdings, Inc.
Report date August 04, 2020 · Filed August 06, 2020
Jointly reported with Charlton Kevin M.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 3,850,000 |
Reported balance
After 2020-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-08-04 · Purchase · Acquired 3,850,000 · Balance 3,850,000 F1: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F2: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F2: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F3: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC.
NewHold Investment Corp. II
Report date October 29, 2021 · Filed November 02, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 6,070,254 |
Reported balance
After 2021-10-29 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-10-29 · Purchase · Acquired 391,578 · Balance 6,070,254 F1: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants. F2: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,052,374 |
Reported balance
After 2021-10-29 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-10-29 · Other · Disposed 145,640 · Balance 2,052,374 F5: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F6: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters. F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants.
F2: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
F4: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC.
F5: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F6: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2021 Filed Nov 2, 2021 20:13 UTC Amendment | NewHold Investment Corp. II NHIC · Entity 134004 | OtherClass B Common Stock · Derivative | 145,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-056235 · ownership.xml · derivative · entry 2 Deutsch Adam · CIK 0001819308 · 10% owner · Special Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,052,374 Underlying: Class A Common Stock · 145,640 shares Expires not disclosed F5 · security: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F5 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F6 · kind: As contemplated in connection with the registrant's initial public offering, 145,640 shares of Class B common stock were returned by the Sponsor to the registrant for no consideration and cancelled because the underwriters' over-allotment option was partially exercised and the remaining portion of the option will not be exercised by the underwriters. F5 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F5 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-254667) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F4 · ownership.nature: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:13 UTC Amendment | NewHold Investment Corp. II NHIC · Entity 134004 | PurchaseWarrants to purchase Class A Common Stock · Derivative | 391,578 | $1.00 Strike: $11.50 | $391,578.00 |
DisclosureSEC source: 0001213900-21-056235 · ownership.xml · derivative · entry 1 Deutsch Adam · CIK 0001819308 · 10% owner · Special Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,070,254 Underlying: Class A Common Stock · 391,578 shares Expires not disclosed F1 · kind: In connection with the exercise of the underwriters' over-allotment option, NewHold Industrial Technology Holdings LLC II, the sponsor of the registrant (the "Sponsor"), purchased an additional 391,578 warrants as contemplated under the purchase agreement for the warrants. F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F4 · ownership.nature: The securities reported herein are directly held by the Sponsor, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 06:52 UTC | NewHold Investment Corp. II NHIC · Entity 134004 | PurchaseWarrants to purchase Class A Common Stock · Derivative | 5,678,677 | $1.00 Strike: $11.50 | $5,678,677.00 |
DisclosureSEC source: 0001213900-21-054739 · ownership.xml · derivative · entry 1 Deutsch Adam · CIK 0001819308 · 10% owner · Special Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,678,677 Underlying: Class A Common Stock · 5,678,677 shares Expires not disclosed F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC II, which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of his beneficial interest in NewHold Enterprises LLC. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 14:02 UTC | Evolv Technologies Holdings, Inc. NHIC · Entity 5017 | PurchaseWarrants to purchase Class A Common Stock · Derivative | 3,850,000 | $1.00 Strike: $11.50 | $3,850,000.00 |
DisclosureSEC source: 0001213900-20-020533 · ownership.xml · derivative · entry 1 Deutsch Adam · CIK 0001819308 · Chief Financial Officer · 10% owner Charlton Kevin M. · CIK 0001558255 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,850,000 Underlying: Class A Common Stock · 3,850,000 shares Expires not disclosed F1 · derivative.exercise_date: The warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F2 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F3 · ownership.nature: The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC which is controlled by NewHold Enterprises LLC. Investment and voting decisions for NewHold Enterprises LLC are made by Kevin Charlton, Charles Goldman, Charlie Baynes-Reid and Adam Deutsch. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Enterprises LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.