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BANK OF AMERICA VENTURES

Disclosed activity across 2 companies

Tapewire entity
13388
SEC CIK
0001134392

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACUSPHERE INCACUS · Entity 1403710% ownerJune 10, 2004June 16, 2004
IPC The Hospitalist Company, Inc.IPCM · Entity 13387DirectorAugust 26, 2008August 28, 2008

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACUSPHERE INC

Report date June 10, 2004 · Filed June 16, 2004

Jointly reported with BANK OF AMERICA NA, NB HOLDINGS CORP, BANK OF AMERICA CORP /DE/

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.14 · Expires 2014-06-10IndirectSee Footnote 5.25,000 Reported balance After 2004-06-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2004-06-10 · Grant · Acquired 25,000 · Balance 25,000

F4: The options vest over four years on a monthly basis beginning on July 10, 2004.

F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect1,314,164 Reported balance Holding disclosure · report date 2004-06-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,314,164

Common StockSEC Table I · non-derivativeIndirectSee Footnote 1.146,016 Reported balance Holding disclosure · report date 2004-06-10 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 146,016

F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectSee Footnote 2.452,414 Reported balance Holding disclosure · report date 2004-06-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 452,414

F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities.

Common StockSEC Table I · non-derivativeIndirectSee Footnote 3.6,521 Reported balance Holding disclosure · report date 2004-06-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,521

F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities.

F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities.

F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

F4: The options vest over four years on a monthly basis beginning on July 10, 2004.

F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein.

IPC The Hospitalist Company, Inc.

Report date August 26, 2008 · Filed August 28, 2008

Jointly reported with BANK OF AMERICA CORP /DE/

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,318,535 Reported balance After 2008-08-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2008-08-26 · Grant · Acquired 444 · Balance 1,318,535

Common StockSEC Table I · non-derivativeDirect1,318,535 Reported balance After 2008-08-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2008-08-26 · Other · Disposed 444 · Balance 1,318,535

F3: This transaction represents a return of borrowed shares to the lender.

F1: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.

F3: This transaction represents a return of borrowed shares to the lender.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2008 Filed Aug 28, 2008 12:53 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0000903423-08-000713 · boaf-4_0825ex.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director

BANK OF AMERICA VENTURES · CIK 0001134392 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,535

F3 · kind: This transaction represents a return of borrowed shares to the lender.

F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.

Read SEC document
August 26, 2008 Filed Aug 28, 2008 12:53 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 GrantCommon Stock 444 $24.57 $10,909.52
Disclosure

SEC source: 0000903423-08-000713 · boaf-4_0825ex.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director

BANK OF AMERICA VENTURES · CIK 0001134392 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,535

Read SEC document
August 19, 2008 Filed Aug 21, 2008 21:51 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 444 $23.59 $10,473.43
Disclosure

SEC source: 0001209191-08-048661 · bod59831_bod1boa.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director

BANK OF AMERICA VENTURES · CIK 0001134392 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,091

F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.

Read SEC document
August 19, 2008 Filed Aug 28, 2008 12:51 UTC Amendment IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 444 $23.59 $10,473.43
Disclosure

SEC source: 0000903423-08-000711 · boaf-4a_0825ex.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director

BANK OF AMERICA VENTURES · CIK 0001134392 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,535

F3 · kind: The reported sale was effected by Banc of America Securities LLC ("BAS"). BAC is the parent of BAS.

F4 · balance_after: The number of shares beneficially owned by the reporting persons following the transaction was incorrectly reported in the original form 4 filed on August 21, 2008.

F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.

Read SEC document
July 21, 2008 Filed Jul 21, 2008 17:24 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 132,060 $17.48 $2,308,738.95
Disclosure

SEC source: 0001209191-08-043155 · doc4.xml · nonDerivative · entry 2

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,682

F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F3 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
July 21, 2008 Filed Jul 21, 2008 17:24 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 748,338 $17.48 $13,082,819.09
Disclosure

SEC source: 0001209191-08-043155 · doc4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,535

F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries D Convertible Preferred Stock · Derivative 1,614,214 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 22

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 252,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries D Convertible Preferred Stock · Derivative 9,147,212 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 21

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries C Convertible Preferred Stock · Derivative 510,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 20

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries C Convertible Preferred Stock · Derivative 2,893,906 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 19

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries B Convertible Preferred Stock · Derivative 1,071,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 18

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 167,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionSeries B Convertible Preferred Stock · Derivative 6,071,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 17

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 948,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 134,685 $14.88 $2,004,112.80
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 4

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,742

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionCommon Stock 499,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 3

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the issuer's initial public offering, the convertible preferred stock converted into shares of the issuer's common stock on a 6.4-for-1 basis, and had no expiration date.

F2 · balance_after: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleCommon Stock 763,213 $14.88 $11,356,609.44
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 2

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,873

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 30, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 ConversionCommon Stock 2,830,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 1

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the issuer's initial public offering, the convertible preferred stock converted into shares of the issuer's common stock on a 6.4-for-1 basis, and had no expiration date.

F2 · balance_after: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleSeries D Convertible Preferred Stock · Derivative 96,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 16

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614,214

Underlying: Common Stock · 96,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherSeries D Convertible Preferred Stock · Derivative 285,036 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 15

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,214

Underlying: Common Stock · 285,036 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleSeries D Convertible Preferred Stock · Derivative 544,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 14

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147,212

Underlying: Common Stock · 544,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherSeries D Convertible Preferred Stock · Derivative 1,615,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 13

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691,212

Underlying: Common Stock · 1,615,202 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleSeries C Convertible Preferred Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 12

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,688

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherSeries C Convertible Preferred Stock · Derivative 89,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 11

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,688

Underlying: Common Stock · 89,073 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 SaleSeries C Convertible Preferred Stock · Derivative 170,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 10

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,893,906

Underlying: Common Stock · 170,000 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherSeries C Convertible Preferred Stock · Derivative 504,751 $0.00 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 9

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063,906

Underlying: Common Stock · 504,751 shares

Expires not disclosed

F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis.

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherWarrants (right to buy) · Derivative 285,036 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 8

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Convertible Preferred Stock · 285,036 shares

Expires 2008-04-07

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherWarrants (right to buy) · Derivative 1,615,202 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 7

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series D Convertible Preferred Stock · 1,615,202 shares

Expires 2008-04-07

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherWarrants (right to buy) · Derivative 89,073 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 6

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Convertible Preferred Stock · 89,073 shares

Expires 2008-04-07

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC.

Read SEC document
January 24, 2008 Filed Feb 1, 2008 14:26 UTC IPC The Hospitalist Company, Inc. IPCM · Entity 13387 OtherWarrants (right to buy) · Derivative 504,751 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 5

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Convertible Preferred Stock · 504,751 shares

Expires 2008-04-07

F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.

F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities.

Read SEC document
June 10, 2004 Filed Jun 16, 2004 17:56 UTC ACUSPHERE INC ACUS · Entity 14037 GrantOptions (Right to Buy) · Derivative 25,000 $6.14 Strike: $6.14 $153,500.00
Disclosure

SEC source: 0001134392-04-000005 · primary_doc.xml · derivative · entry 5

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

NB HOLDINGS CORP · CIK 0001014768 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 5.

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2014-06-10

F4 · derivative.exercise_date: The options vest over four years on a monthly basis beginning on July 10, 2004.

F5 · ownership.nature: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein.

Read SEC document
April 05, 2004 Filed Apr 5, 2004 19:44 UTC ACUSPHERE INC acus · Entity 14037 OtherCommon stock 6,521 $0.00 $0.00
Disclosure

SEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 4

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

NB HOLDINGS CORP · CIK 0001014768 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bank of America Capital Corporation

Disclosed balance after: 6,521

F4 · kind: On April 5, 2004, these securities were distributed to Bank of America Capital Corporation, an affiliate of Reporting Persons. Such shares were distributed (for no additional consideration) to Bank of America Capital Corporation by the general partner of a limited partnership of which Bank of America Capital Corporation is a limited partner.

F5 · price: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

F5 · ownership.nature: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 19:44 UTC ACUSPHERE INC acus · Entity 14037 OtherCommon stock 452,414 $0.00 $0.00
Disclosure

SEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 3

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

NB HOLDINGS CORP · CIK 0001014768 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By BancBoston Ventures Inc.

Disclosed balance after: 452,414

F2 · kind: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

F2 · price: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities.

F3 · ownership.nature: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities.

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionWarrant to Purchase Series J Convertible Preferred Stock · Derivative 68,678 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 20

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 6,867 shares

Expires 2008-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F11 · shares: See Exhibit 99.2 for Explanation of Reponses

F11 · price: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 Conversion10% Secured Convertible Promissory Note · Derivative 360,144 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 19

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 36,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F9 · shares: See Exhibit 99.2 for Explanation of Reponses

F10 · price: See Exhibit 99.2 for Explanation of Reponses

F10 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries J-3 Convertible Preferred Stock · Derivative 1,084,559 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 18

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 36,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F8 · shares: See Exhibit 99.2 for Explanation of Reponses

F8 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries J-2 Convertible Preferred Stock · Derivative 1,914,896 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 17

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 31,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F7 · shares: See Exhibit 99.2 for Explanation of Reponses

F7 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries I-2 Convertible Preferred Stock · Derivative 110,666 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 16

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 6,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F6 · shares: See Exhibit 99.2 for Explanation of Reponses

F6 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries F-2 Convertible Preferred Stock · Derivative 10,556 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 15

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F5 · shares: See Exhibit 99.2 for Explanation of Reponses

F5 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries E-2 Convertible Preferred Stock · Derivative 151,020 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 14

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 2,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F4 · shares: See Exhibit 99.2 for Explanation of Reponses

F4 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries D-2 Convertible Preferred Stock · Derivative 343,385 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 13

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 6,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F3 · shares: See Exhibit 99.2 for Explanation of Reponses

F3 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries C-2 Convertible Preferred Stock · Derivative 1,401,869 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 12

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses.

Disclosed balance after: 0

Underlying: Common Stock · 25,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F2 · shares: See Exhibit 99.2 for Explanation of Reponses

F2 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionWarrant to Purchase Series J Convertible Preferred Stock · Derivative 68,678 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 11

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,811 shares

Expires 2008-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F11 · shares: See Exhibit 99.2 for Explanation of Reponses

F11 · price: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 Conversion10% Secured Convertible Promissory Note · Derivative 360,144 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 10

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 324,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F9 · shares: See Exhibit 99.2 for Explanation of Reponses

F9 · price: See Exhibit 99.2 for Explanation of Reponses

F10 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries J-3 Convertible Preferred Stock · Derivative 1,084,559 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 9

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 325,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F8 · shares: See Exhibit 99.2 for Explanation of Reponses

F8 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries J-2 Convertible Preferred Stock · Derivative 1,914,896 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 8

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 287,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F7 · shares: See Exhibit 99.2 for Explanation of Reponses

F7 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries I-2 Convertible Preferred Stock · Derivative 110,666 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 7

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F6 · shares: See Exhibit 99.2 for Explanation of Reponses

F6 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries F-2 Convertible Preferred Stock · Derivative 10,556 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 6

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F5 · shares: See Exhibit 99.2 for Explanation of Reponses

F5 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries E-2 Convertible Preferred Stock · Derivative 151,020 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 5

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F4 · shares: See Exhibit 99.2 for Explanation of Reponses

F4 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries D-2 Convertible Preferred Stock · Derivative 343,385 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 4

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F3 · shares: See Exhibit 99.2 for Explanation of Reponses

F3 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionSeries C-2 Convertible Preferred Stock · Derivative 1,401,869 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 3

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 231,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses

F2 · shares: See Exhibit 99.2 for Explanation of Reponses

F2 · price: See Exhibit 99.2 for Explanation of Reponses

F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses

Read SEC document
October 14, 2003 Filed Oct 16, 2003 21:03 UTC ACUSPHERE INC ACUS · Entity 14037 ConversionCommon Stock 146,016 $0.00 $0.00
Disclosure

SEC source: 0001266275-03-000004 · primary_doc.xml · nonDerivative · entry 2

BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Exhibit 99.2 for Explanation of Reponses

Disclosed balance after: 146,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.