person · Reporting owner
BANK OF AMERICA VENTURES
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACUSPHERE INCACUS · Entity 14037 | 10% owner | June 10, 2004 | June 16, 2004 |
| IPC The Hospitalist Company, Inc.IPCM · Entity 13387 | Director | August 26, 2008 | August 28, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACUSPHERE INC
Report date June 10, 2004 · Filed June 16, 2004
Jointly reported with BANK OF AMERICA NA, NB HOLDINGS CORP, BANK OF AMERICA CORP /DE/
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.14 · Expires 2014-06-10 | IndirectSee Footnote 5. | 25,000 |
Reported balance
After 2004-06-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2004-06-10 · Grant · Acquired 25,000 · Balance 25,000 F4: The options vest over four years on a monthly basis beginning on July 10, 2004. F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 1,314,164 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,314,164 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 146,016 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 146,016 F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 452,414 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 452,414 F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 3. | 6,521 |
Reported balance
Holding disclosure · report date 2004-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,521 F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Held by BA Venture Partners II, with which the Reporting Persons have an employment releationship. The Reporting Persons disclaim beneficial ownership of such securities.
F2: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities.
F3: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities.
F4: The options vest over four years on a monthly basis beginning on July 10, 2004.
F5: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein.
IPC The Hospitalist Company, Inc.
Report date August 26, 2008 · Filed August 28, 2008
Jointly reported with BANK OF AMERICA CORP /DE/
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,318,535 |
Reported balance
After 2008-08-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2008-08-26 · Grant · Acquired 444 · Balance 1,318,535 |
| Common StockSEC Table I · non-derivative | Direct | 1,318,535 |
Reported balance
After 2008-08-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2008-08-26 · Other · Disposed 444 · Balance 1,318,535 F3: This transaction represents a return of borrowed shares to the lender. F1: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F2: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV.
F2: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities.
F3: This transaction represents a return of borrowed shares to the lender.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2008 Filed Aug 28, 2008 12:53 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherCommon Stock | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-08-000713 · boaf-4_0825ex.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director BANK OF AMERICA VENTURES · CIK 0001134392 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,535 F3 · kind: This transaction represents a return of borrowed shares to the lender. F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities. Read SEC document |
| August 26, 2008 Filed Aug 28, 2008 12:53 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | GrantCommon Stock | 444 | $24.57 | $10,909.52 |
DisclosureSEC source: 0000903423-08-000713 · boaf-4_0825ex.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director BANK OF AMERICA VENTURES · CIK 0001134392 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,535 Read SEC document |
| August 19, 2008 Filed Aug 21, 2008 21:51 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 444 | $23.59 | $10,473.43 |
DisclosureSEC source: 0001209191-08-048661 · bod59831_bod1boa.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director BANK OF AMERICA VENTURES · CIK 0001134392 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,091 F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities. Read SEC document |
| August 19, 2008 Filed Aug 28, 2008 12:51 UTC Amendment | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 444 | $23.59 | $10,473.43 |
DisclosureSEC source: 0000903423-08-000711 · boaf-4a_0825ex.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · Director BANK OF AMERICA VENTURES · CIK 0001134392 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,535 F3 · kind: The reported sale was effected by Banc of America Securities LLC ("BAS"). BAC is the parent of BAS. F4 · balance_after: The number of shares beneficially owned by the reporting persons following the transaction was incorrectly reported in the original form 4 filed on August 21, 2008. F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer held of record by BAV and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV. BAV shares dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV as a result of certain approval rights with respect to such securities. Read SEC document |
| July 21, 2008 Filed Jul 21, 2008 17:24 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 132,060 | $17.48 | $2,308,738.95 |
DisclosureSEC source: 0001209191-08-043155 · doc4.xml · nonDerivative · entry 2 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,682 F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F3 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| July 21, 2008 Filed Jul 21, 2008 17:24 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 748,338 | $17.48 | $13,082,819.09 |
DisclosureSEC source: 0001209191-08-043155 · doc4.xml · nonDerivative · entry 1 BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,318,535 F1 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F2 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries D Convertible Preferred Stock · Derivative | 1,614,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 22 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 252,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries D Convertible Preferred Stock · Derivative | 9,147,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 21 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,429,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries C Convertible Preferred Stock · Derivative | 510,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 20 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries C Convertible Preferred Stock · Derivative | 2,893,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 19 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 452,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries B Convertible Preferred Stock · Derivative | 1,071,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 18 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 167,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionSeries B Convertible Preferred Stock · Derivative | 6,071,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 17 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 948,661 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F2 · derivative.underlying_shares: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 134,685 | $14.88 | $2,004,112.80 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 4 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,742 F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionCommon Stock | 499,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 3 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the issuer's initial public offering, the convertible preferred stock converted into shares of the issuer's common stock on a 6.4-for-1 basis, and had no expiration date. F2 · balance_after: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleCommon Stock | 763,213 | $14.88 | $11,356,609.44 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 2 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066,873 F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 30, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | ConversionCommon Stock | 2,830,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · nonDerivative · entry 1 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the issuer's initial public offering, the convertible preferred stock converted into shares of the issuer's common stock on a 6.4-for-1 basis, and had no expiration date. F2 · balance_after: Reflects 1-for-6.4 reverse stock split which became effective on January 11, 2008. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleSeries D Convertible Preferred Stock · Derivative | 96,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 16 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614,214 Underlying: Common Stock · 96,000 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherSeries D Convertible Preferred Stock · Derivative | 285,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 15 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,214 Underlying: Common Stock · 285,036 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleSeries D Convertible Preferred Stock · Derivative | 544,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 14 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,147,212 Underlying: Common Stock · 544,000 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherSeries D Convertible Preferred Stock · Derivative | 1,615,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 13 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,691,212 Underlying: Common Stock · 1,615,202 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleSeries C Convertible Preferred Stock · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 12 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,688 Underlying: Common Stock · 30,000 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherSeries C Convertible Preferred Stock · Derivative | 89,073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 11 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,688 Underlying: Common Stock · 89,073 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | SaleSeries C Convertible Preferred Stock · Derivative | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 10 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,893,906 Underlying: Common Stock · 170,000 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherSeries C Convertible Preferred Stock · Derivative | 504,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 9 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,063,906 Underlying: Common Stock · 504,751 shares Expires not disclosed F6 · derivative.exercise_price: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.exercise_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F6 · derivative.expiration_date: The convertible preferred stock is convertible at any time at the holder's election and has no expiration date. The shares automatically converted into shares of the issuer's common stock immediately prior to the issuer's initial public offering on a 6.4-for-1 basis. F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherWarrants (right to buy) · Derivative | 285,036 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 8 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series D Convertible Preferred Stock · 285,036 shares Expires 2008-04-07 F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherWarrants (right to buy) · Derivative | 1,615,202 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 7 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series D Convertible Preferred Stock · 1,615,202 shares Expires 2008-04-07 F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherWarrants (right to buy) · Derivative | 89,073 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 6 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series C Convertible Preferred Stock · 89,073 shares Expires 2008-04-07 F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. F5 · ownership.direct: The shares are held of record by BankAmerica Investment Corporation ("BAIC"). BAC is the parent of BAIC. Read SEC document |
| January 24, 2008 Filed Feb 1, 2008 14:26 UTC | IPC The Hospitalist Company, Inc. IPCM · Entity 13387 | OtherWarrants (right to buy) · Derivative | 504,751 | $0.00 Strike: $0.84 | $0.00 |
DisclosureSEC source: 0001209191-08-006950 · doc4.xml · derivative · entry 5 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANKAMERICA INVESTMENT CORP · CIK 0001261870 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series C Convertible Preferred Stock · 504,751 shares Expires 2008-04-07 F3 · ownership.direct: The shares are held of record by Bank of America Ventures ("BAV"). Bank of America Corporation ("BAC") is the parent of BAV. F4 · ownership.direct: Under the terms of an investment management agreement between Scale Management, LLC ("Scale"), BAC, BAV and BAIC, Scale manages the investments of the securities of the issuer of held of record by BAV and BAIC and therefore may be deemed to have beneficial ownership of the securities of the shares held by BAV and BAIC. Scale disclaims beneficial ownership of all securities of the issuer held of record by BAV and BAIC. BAV and BAIC, as applicable, share dispositive power over such securities of the issuer with Scale. BAC, as the parent of BAV and BAIC, may also be deemed to share dispositive power over the securities of the issuer held of record by BAV and BAIC as a result of certain approval rights with respect to such securities. Read SEC document |
| June 10, 2004 Filed Jun 16, 2004 17:56 UTC | ACUSPHERE INC ACUS · Entity 14037 | GrantOptions (Right to Buy) · Derivative | 25,000 | $6.14 Strike: $6.14 | $153,500.00 |
DisclosureSEC source: 0001134392-04-000005 · primary_doc.xml · derivative · entry 5 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 5. Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-06-10 F4 · derivative.exercise_date: The options vest over four years on a monthly basis beginning on July 10, 2004. F5 · ownership.nature: The option was granted to Kate Mitchell, who is President and Managing Director of Bank of America Ventures. Pursuant to the policies of BA Capital Company, L.P and its affiliates, Mr. Sheridan is deemed to hold the reported option for the benefit of BA Capital Company, L.P and must exercise the option solely upon the direction of BA Capital Company, L.P. BA Capital Company, L.P may be deemed the indirect beneficial owner of the option. BA Capital Company, L.P disclaims beneficial ownership of the option except to the extent of its pecuniary interest therein. Read SEC document |
| April 05, 2004 Filed Apr 5, 2004 19:44 UTC | ACUSPHERE INC acus · Entity 14037 | OtherCommon stock | 6,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 4 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bank of America Capital Corporation Disclosed balance after: 6,521 F4 · kind: On April 5, 2004, these securities were distributed to Bank of America Capital Corporation, an affiliate of Reporting Persons. Such shares were distributed (for no additional consideration) to Bank of America Capital Corporation by the general partner of a limited partnership of which Bank of America Capital Corporation is a limited partner. F5 · price: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F5 · ownership.nature: Held by Bank of America Capital Corporation. The Reporting Persons disclaim beneficial ownership of such securities. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 19:44 UTC | ACUSPHERE INC acus · Entity 14037 | OtherCommon stock | 452,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001134392-04-000003 · primary_doc.xml · nonDerivative · entry 3 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner NB HOLDINGS CORP · CIK 0001014768 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BancBoston Ventures Inc. Disclosed balance after: 452,414 F2 · kind: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F2 · price: On April 1, 2004, Bank of America Corporation, one of the Reporting Persons, merged with FleetBoston Financial Corporation. As a result of such merger, Bank of America corporation may be deemed to have a pecuniary interest in shares of the Issuer held by BancBoston Ventures, Inc., an indirect wholly-owned subsidiary of FleetBoston Financial Corporation. The Reporting Persons disclaim beneficial ownership of such securities. F3 · ownership.nature: Held by BancBoston Ventures, Inc. The Reporting Persons disclaim beneficial ownership of such securities. Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionWarrant to Purchase Series J Convertible Preferred Stock · Derivative | 68,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 20 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 6,867 shares Expires 2008-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F11 · shares: See Exhibit 99.2 for Explanation of Reponses F11 · price: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | Conversion10% Secured Convertible Promissory Note · Derivative | 360,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 19 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 36,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F9 · shares: See Exhibit 99.2 for Explanation of Reponses F10 · price: See Exhibit 99.2 for Explanation of Reponses F10 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries J-3 Convertible Preferred Stock · Derivative | 1,084,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 18 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 36,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F8 · shares: See Exhibit 99.2 for Explanation of Reponses F8 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries J-2 Convertible Preferred Stock · Derivative | 1,914,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 17 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 31,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F7 · shares: See Exhibit 99.2 for Explanation of Reponses F7 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries I-2 Convertible Preferred Stock · Derivative | 110,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 16 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 6,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F6 · shares: See Exhibit 99.2 for Explanation of Reponses F6 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries F-2 Convertible Preferred Stock · Derivative | 10,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 15 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F5 · shares: See Exhibit 99.2 for Explanation of Reponses F5 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries E-2 Convertible Preferred Stock · Derivative | 151,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 14 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 2,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F4 · shares: See Exhibit 99.2 for Explanation of Reponses F4 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries D-2 Convertible Preferred Stock · Derivative | 343,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 13 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 6,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F3 · shares: See Exhibit 99.2 for Explanation of Reponses F3 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries C-2 Convertible Preferred Stock · Derivative | 1,401,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 12 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Responses. Disclosed balance after: 0 Underlying: Common Stock · 25,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F2 · shares: See Exhibit 99.2 for Explanation of Reponses F2 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionWarrant to Purchase Series J Convertible Preferred Stock · Derivative | 68,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 11 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,811 shares Expires 2008-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F11 · shares: See Exhibit 99.2 for Explanation of Reponses F11 · price: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | Conversion10% Secured Convertible Promissory Note · Derivative | 360,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 10 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 324,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F9 · shares: See Exhibit 99.2 for Explanation of Reponses F9 · price: See Exhibit 99.2 for Explanation of Reponses F10 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries J-3 Convertible Preferred Stock · Derivative | 1,084,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 9 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 325,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F8 · shares: See Exhibit 99.2 for Explanation of Reponses F8 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries J-2 Convertible Preferred Stock · Derivative | 1,914,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 8 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 287,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F7 · shares: See Exhibit 99.2 for Explanation of Reponses F7 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries I-2 Convertible Preferred Stock · Derivative | 110,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 7 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F6 · shares: See Exhibit 99.2 for Explanation of Reponses F6 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries F-2 Convertible Preferred Stock · Derivative | 10,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 6 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F5 · shares: See Exhibit 99.2 for Explanation of Reponses F5 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries E-2 Convertible Preferred Stock · Derivative | 151,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 5 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F4 · shares: See Exhibit 99.2 for Explanation of Reponses F4 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries D-2 Convertible Preferred Stock · Derivative | 343,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 4 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F3 · shares: See Exhibit 99.2 for Explanation of Reponses F3 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionSeries C-2 Convertible Preferred Stock · Derivative | 1,401,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · derivative · entry 3 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 231,959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: See Exhibit 99.2 for Explanation of Reponses F2 · shares: See Exhibit 99.2 for Explanation of Reponses F2 · price: See Exhibit 99.2 for Explanation of Reponses F12 · derivative.expiration_date: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:03 UTC | ACUSPHERE INC ACUS · Entity 14037 | ConversionCommon Stock | 146,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001266275-03-000004 · primary_doc.xml · nonDerivative · entry 2 BANK OF AMERICA VENTURES · CIK 0001134392 · 10% owner BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner BANK OF AMERICA NA · CIK 0001102113 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Exhibit 99.2 for Explanation of Reponses Disclosed balance after: 146,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See Exhibit 99.2 for Explanation of Reponses Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.