Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GrowGeneration Corp.GRWG · Entity 6802 | Chief Operating Officer (COO) | November 01, 2021 | November 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GrowGeneration Corp.
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,440 |
Ending reported balance
After 2021-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-01 · Grant · Acquired 40,000 · Balance 40,000 F1: Pursuant to the Reporting Person's employment agreement, 40,000 shares of the Issuer's common stock vested as of November 1, 2021. Row 2 · 2021-11-01 · Tax withholding · Disposed 11,560 · Balance 28,440 F2: 11,560 shares withheld by the Issuer to satisfy the tax withholding obligation applicable to the vested shares of common stock described in footnote (1) above. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Reporting Person's employment agreement, 40,000 shares of the Issuer's common stock vested as of November 1, 2021.
F2: 11,560 shares withheld by the Issuer to satisfy the tax withholding obligation applicable to the vested shares of common stock described in footnote (1) above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2021 Filed Nov 5, 2021 22:32 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Tax withholdingCommon Stock | 11,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-057094 · ownership.xml · nonDerivative · entry 2 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,440 F2 · shares: 11,560 shares withheld by the Issuer to satisfy the tax withholding obligation applicable to the vested shares of common stock described in footnote (1) above. Read SEC document |
| November 01, 2021 Filed Nov 5, 2021 22:32 UTC | GrowGeneration Corp. GRWG · Entity 6802 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-057094 · ownership.xml · nonDerivative · entry 1 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Pursuant to the Reporting Person's employment agreement, 40,000 shares of the Issuer's common stock vested as of November 1, 2021. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:56 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 90,543 | $38.14 | $3,453,310.02 |
DisclosureSEC source: 0001213900-21-028228 · ownership.xml · nonDerivative · entry 2 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · acquired: Sale of shares in the open market on May 18, 2021 and May 19, 2021. Read SEC document |
| May 18, 2021 Filed May 20, 2021 21:56 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 40,000 | $39.07 | $1,562,800.00 |
DisclosureSEC source: 0001213900-21-028228 · ownership.xml · nonDerivative · entry 1 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,543 F1 · acquired: Sale of shares in the open market on May 18, 2021 and May 19, 2021. Read SEC document |
| April 14, 2021 Filed Apr 26, 2021 17:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Exercise / conversionCommon Stock Option · Derivative | 22,573 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001213900-21-022862 · ownership.xml · derivative · entry 2 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,573 Underlying: Common Stock · 22,573 shares Expires 2025-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The stock options described in footnote 1 above vested on November 4, 2020 and each option may be exercised at any time by the Reporting Person in exchange for one share of the Issuer's common stock. Read SEC document |
| April 14, 2021 Filed Apr 26, 2021 17:45 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Exercise / conversionCommon Stock | 22,573 | $4.43 | $99,998.39 |
DisclosureSEC source: 0001213900-21-022862 · ownership.xml · nonDerivative · entry 1 Sullivan Tony · CIK 0001794945 · Chief Operating Officer (COO) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: 22,573 shares of common stock were issued upon exercise of options granted pursuant to an Executive Employment Agreement dated November 4, 2019 by and between the Issuer and the Reporting Person. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:21 UTC | GrowGeneration Corp. GRWG · Entity 6802 | SaleCommon Stock | 40,000 | $32.12 | $1,284,928.00 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 3 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,970 Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Exercise / conversionOption to purchase common stock · Derivative | 80,000 | $0.00 Strike: $4.43 | $0.00 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · derivative · entry 4 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Exercise / conversionCommon Stock | 67,970 | $29.46 | $2,002,396.20 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 2 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects 67,970 shares acquired at the market price of $29.46 per share less an exercise price of $4.43 per share to fund the cashless exercise of 80,000 options owned by Mr. Sullivan, which cashless exercise was approved by the Board of Directors. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 00:21 UTC | GrowGeneration Corp. GRWG · Entity 6802 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-039125 · ownership.xml · nonDerivative · entry 1 Sullivan Tony · CIK 0001794945 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.