Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | CEO-KFC Division | November 09, 2021 | November 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date November 09, 2021 · Filed November 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,610 |
Ending reported balance
After 2021-11-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-11-09 · Exercise / conversion · Acquired 10,468 · Balance 52,078 F1: Pursuant to 10b5-1 Plan Row 2 · 2021-11-09 · Disposition to issuer · Disposed 3,806 · Balance 48,272 F1: Pursuant to 10b5-1 Plan Row 3 · 2021-11-09 · Sale · Disposed 6,662 · Balance 41,610 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $45.88 · Expires 2022-02-08 | Direct | 0 |
Reported balance
After 2021-11-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-11-09 · Exercise / conversion · Disposed 10,468 · Balance 0 F1: Pursuant to 10b5-1 Plan |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 863 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 863 |
| Common StockSEC Table I · non-derivative | IndirectInsurance Linked Non Diversified Equity Fund | 3,750 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,750 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2019 Filed Jun 11, 2019 21:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,250 | $23.48 | $76,310.00 |
DisclosureSEC source: 0001127602-19-021381 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 16:45 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,248 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-016159 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,248 Underlying: Common Stock · 3,248 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 16:45 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,728 | $103.18 | $178,295.04 |
DisclosureSEC source: 0001127602-19-016159 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,502 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 16:45 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,248 | $23.48 | $76,263.04 |
DisclosureSEC source: 0001127602-19-016159 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 17:16 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,250 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-010367 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,496 Underlying: Common Stock · 3,250 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 17:16 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,767 | $95.14 | $168,112.38 |
DisclosureSEC source: 0001127602-19-010367 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,982 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 17:16 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,250 | $23.48 | $76,310.00 |
DisclosureSEC source: 0001127602-19-010367 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:57 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 50,238 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005358 · form4.xml · derivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,238 Underlying: Common Stock · 50,238 shares Expires 2029-02-11 Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:57 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 37,746 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005358 · form4.xml · derivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,746 Underlying: Common Stock · 37,746 shares Expires 2029-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,248 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-002352 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,746 Underlying: Common Stock · 3,248 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,485 | $90.39 | $134,229.15 |
DisclosureSEC source: 0001127602-19-002352 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,499 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,248 | $23.48 | $76,263.04 |
DisclosureSEC source: 0001127602-19-002352 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 15:23 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,761 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-19-002071 · form4.xml · derivative · entry 5 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,761 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 15:23 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 2,889 | $89.93 | $259,807.77 |
DisclosureSEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,736 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 15:23 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 872 | $90.00 | $78,480.00 |
DisclosureSEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 15:23 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,761 | $20.85 | $78,416.85 |
DisclosureSEC source: 0001127602-19-002071 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO, KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.