Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | CEO-KFC Division | November 09, 2021 | November 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date November 09, 2021 · Filed November 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,610 |
Ending reported balance
After 2021-11-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-11-09 · Exercise / conversion · Acquired 10,468 · Balance 52,078 F1: Pursuant to 10b5-1 Plan Row 2 · 2021-11-09 · Disposition to issuer · Disposed 3,806 · Balance 48,272 F1: Pursuant to 10b5-1 Plan Row 3 · 2021-11-09 · Sale · Disposed 6,662 · Balance 41,610 F1: Pursuant to 10b5-1 Plan |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $45.88 · Expires 2022-02-08 | Direct | 0 |
Reported balance
After 2021-11-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-11-09 · Exercise / conversion · Disposed 10,468 · Balance 0 F1: Pursuant to 10b5-1 Plan |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 863 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 863 |
| Common StockSEC Table I · non-derivative | IndirectInsurance Linked Non Diversified Equity Fund | 3,750 |
Reported balance
Holding disclosure · report date 2021-11-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,750 |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2021 Filed Nov 10, 2021 15:58 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 10,468 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-21-028776 · form4.xml · derivative · entry 6 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,468 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 15:58 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 6,662 | $126.54 | $843,009.48 |
DisclosureSEC source: 0001127602-21-028776 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,610 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 15:58 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 3,806 | $126.22 | $480,393.32 |
DisclosureSEC source: 0001127602-21-028776 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,272 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 15:58 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 10,468 | $45.88 | $480,271.84 |
DisclosureSEC source: 0001127602-21-028776 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,280 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-21-023555 · form4.xml · derivative · entry 6 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,468 Underlying: Common Stock · 6,280 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:28 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,114 | $133.39 | $548,766.46 |
DisclosureSEC source: 0001127602-21-023555 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,610 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,166 | $133.06 | $288,207.96 |
DisclosureSEC source: 0001127602-21-023555 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,724 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 15:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,280 | $45.88 | $288,126.40 |
DisclosureSEC source: 0001127602-21-023555 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 4,187 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-21-021191 · form4.xml · derivative · entry 6 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,748 Underlying: Common Stock · 4,187 shares Expires 2022-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:49 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 2,517 | $115.49 | $290,688.33 |
DisclosureSEC source: 0001127602-21-021191 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,610 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,670 | $115.03 | $192,100.10 |
DisclosureSEC source: 0001127602-21-021191 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,127 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:49 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 4,187 | $45.88 | $192,099.56 |
DisclosureSEC source: 0001127602-21-021191 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:25 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 47,015 | $0.00 Strike: $103.36 | $0.00 |
DisclosureSEC source: 0001127602-21-004698 · form4.xml · derivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,015 Underlying: Common Stock · 47,015 shares Expires 2031-02-08 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,439 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-032277 · form4.xml · derivative · entry 5 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,438 Underlying: Common Stock · 6,439 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,334 | $107.21 | $464,648.14 |
DisclosureSEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,105 | $107.40 | $226,077.00 |
DisclosureSEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,694 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,439 | $35.10 | $226,008.90 |
DisclosureSEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 1,431 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · derivative · entry 7 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,877 Underlying: Common Stock · 1,431 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 5,008 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · derivative · entry 6 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,008 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,145 | $98.39 | $407,826.55 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · nonDerivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,294 | $98.53 | $226,027.82 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,505 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,431 | $35.10 | $50,228.10 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 15:33 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 5,008 | $35.10 | $175,780.80 |
DisclosureSEC source: 0001127602-20-027256 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 00:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,438 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-024347 · form4.xml · derivative · entry 5 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,008 Underlying: Common Stock · 6,438 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 00:30 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,095 | $96.12 | $393,611.40 |
DisclosureSEC source: 0001127602-20-024347 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 00:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,343 | $96.48 | $226,052.64 |
DisclosureSEC source: 0001127602-20-024347 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,455 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 00:30 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,438 | $35.10 | $225,973.80 |
DisclosureSEC source: 0001127602-20-024347 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| May 06, 2020 Filed May 6, 2020 17:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 7,154 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-015601 · form4.xml · derivative · entry 5 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,446 Underlying: Common Stock · 7,154 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| May 06, 2020 Filed May 6, 2020 17:07 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,138 | $83.80 | $346,764.40 |
DisclosureSEC source: 0001127602-20-015601 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| May 06, 2020 Filed May 6, 2020 17:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 3,016 | $83.28 | $251,172.48 |
DisclosureSEC source: 0001127602-20-015601 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,498 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| May 06, 2020 Filed May 6, 2020 17:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 7,154 | $3,510.00 | $25,110,540.00 |
DisclosureSEC source: 0001127602-20-015601 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 21:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 7,154 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-010479 · form4.xml · derivative · entry 5 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600 Underlying: Common Stock · 7,154 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 21:43 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,260 | $83.91 | $357,456.60 |
DisclosureSEC source: 0001127602-20-010479 · form4.xml · nonDerivative · entry 3 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 21:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 2,894 | $86.78 | $251,141.32 |
DisclosureSEC source: 0001127602-20-010479 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,620 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 21:43 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 7,154 | $35.10 | $251,105.40 |
DisclosureSEC source: 0001127602-20-010479 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:13 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 43,337 | $0.00 Strike: $102.87 | $0.00 |
DisclosureSEC source: 0001127602-20-004905 · form4.xml · derivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,337 Underlying: Common Stock · 43,337 shares Expires 2030-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,250 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-035521 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,250 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,745 | $99.62 | $173,836.90 |
DisclosureSEC source: 0001127602-19-035521 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,360 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:52 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,250 | $23.48 | $76,310.00 |
DisclosureSEC source: 0001127602-19-035521 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,249 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-031352 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,249 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,701 | $109.72 | $186,633.72 |
DisclosureSEC source: 0001127602-19-031352 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,855 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 20:19 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,249 | $23.48 | $76,286.52 |
DisclosureSEC source: 0001127602-19-031352 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,250 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-028254 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,499 Underlying: Common Stock · 3,250 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,682 | $115.27 | $193,884.14 |
DisclosureSEC source: 0001127602-19-028254 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,307 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 21:01 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,250 | $23.48 | $76,310.00 |
DisclosureSEC source: 0001127602-19-028254 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 15:47 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,249 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-025250 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,749 Underlying: Common Stock · 3,249 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 15:47 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,558 | $112.66 | $175,524.28 |
DisclosureSEC source: 0001127602-19-025250 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,739 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 15:47 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 3,249 | $23.48 | $76,286.52 |
DisclosureSEC source: 0001127602-19-025250 · form4.xml · nonDerivative · entry 1 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 21:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 3,250 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-021381 · form4.xml · derivative · entry 4 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,998 Underlying: Common Stock · 3,250 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 21:28 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,704 | $109.07 | $185,855.28 |
DisclosureSEC source: 0001127602-19-021381 · form4.xml · nonDerivative · entry 2 Lowings Anthony · CIK 0001762328 · CEO-KFC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,048 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.