Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Ex-Director | November 12, 2021 | November 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date November 12, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 17,582.7743 |
Reported balance
After 2021-11-12 transaction · row 1
1 source rowRow 1 · 2021-11-12 · Sale · Disposed 7,400 · Balance 17,582.7743 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,100.3384 F5 · shares: Updated DRIP in Schwab account Read SEC document |
| November 15, 2016 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 100.3398 | $41.45 | $4,159.08 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,281.3384 F4 · shares: DER units credited on 11/15/2016 as dividend at FMV Read SEC document |
| September 01, 2016 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0126 | $38.85 | $311.29 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,180.9986 F3 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| August 15, 2016 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 92.555 | $41.37 | $3,829.00 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,172.986 F2 · shares: DER units credited on 8/15/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 7.7717 | $39.83 | $309.55 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,080.431 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.