Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Ex-Director | November 12, 2021 | November 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date November 12, 2021 · Filed November 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 17,582.7743 |
Reported balance
After 2021-11-12 transaction · row 1
1 source rowRow 1 · 2021-11-12 · Sale · Disposed 7,400 · Balance 17,582.7743 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2021 Filed Nov 15, 2021 22:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 7,400 | $92.76 | $686,424.00 |
DisclosureSEC source: 0001209191-21-064517 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,582.7743 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 3,149 | $88.91 | $279,977.59 |
DisclosureSEC source: 0001209191-21-051651 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,982.7743 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 37 | $88.90 | $3,289.30 |
DisclosureSEC source: 0001209191-21-051651 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,131.7743 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 292 | $88.88 | $25,952.96 |
DisclosureSEC source: 0001209191-21-051651 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,168.7743 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 17 | $88.84 | $1,510.28 |
DisclosureSEC source: 0001209191-21-051651 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,460.7743 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 21:45 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 5 | $88.83 | $444.15 |
DisclosureSEC source: 0001209191-21-051651 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Ex-Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,477.7743 Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 302 | $89.31 | $26,971.62 |
DisclosureSEC source: 0001209191-21-050062 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,482.7743 Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 800 | $89.30 | $71,440.00 |
DisclosureSEC source: 0001209191-21-050062 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,784.7743 Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 498 | $89.29 | $44,466.42 |
DisclosureSEC source: 0001209191-21-050062 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,584.7743 Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 3,400 | $89.24 | $303,416.00 |
DisclosureSEC source: 0001209191-21-050062 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,082.7743 Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 23:43 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,500 | $89.36 | $134,040.00 |
DisclosureSEC source: 0001209191-21-050062 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,482.7743 Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 80.4654 | $77.48 | $6,234.46 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 6 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,982.7743 F6 · shares: DER Units credited on 05/17/2021 as dividend at FMV Read SEC document |
| February 16, 2021 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 79.0925 | $78.49 | $6,207.97 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,902.3089 F5 · shares: DER Units credited on 02/16/2021 as dividend at FMV Read SEC document |
| February 08, 2021 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 398.2371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,823.2164 F4 · shares: Updated DRIP Read SEC document |
| January 06, 2021 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.4584 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,424.9793 F3 · shares: Adjustment due to partial share Read SEC document |
| November 16, 2020 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 78.122 | $79.13 | $6,181.79 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,425.4377 F2 · shares: DER units credited on 11/16/2020 as dividend at FMV Read SEC document |
| August 17, 2020 Filed May 19, 2021 22:46 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 78.2457 | $78.67 | $6,155.59 |
DisclosureSEC source: 0001209191-21-034152 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,347.3157 F1 · shares: DER Units credited on 08/17/2020 as dividend at FMV Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 508.1946 | $78.71 | $40,000.00 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 7 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,269.07 Read SEC document |
| May 15, 2020 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 74.4614 | $74.96 | $5,581.63 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 6 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,760.8754 Read SEC document |
| February 14, 2020 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 59.2813 | $93.85 | $5,563.55 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,686.4141 F5 · shares: DER Units credited on 02/14/2020 as dividend at FMV Read SEC document |
| January 29, 2020 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,627.1328 F4 · shares: Updated DRIP Read SEC document |
| January 14, 2020 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.4881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,545.1328 F3 · shares: Adjustment due to partial share Read SEC document |
| November 15, 2019 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 65.9618 | $84.04 | $5,543.43 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,545.6209 F2 · shares: DER Units credited on 11/15/2019 as dividend at FMV Read SEC document |
| August 15, 2019 Filed May 21, 2020 19:10 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 63.3497 | $87.20 | $5,524.09 |
DisclosureSEC source: 0001209191-20-031211 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,479.6591 F1 · shares: DER Units credited on 08/15/2019 as dividend at FMV Read SEC document |
| May 21, 2019 Filed May 22, 2019 21:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 545.0334 | $73.39 | $40,000.00 |
DisclosureSEC source: 0001209191-19-032143 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,416.3094 Read SEC document |
| May 16, 2019 Filed May 22, 2019 21:53 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 68.3559 | $72.59 | $4,961.95 |
DisclosureSEC source: 0001209191-19-032143 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,871.276 F1 · shares: DER Units credited on 05/16/2019 as dividend at FMV Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $71.18 | $35,590.00 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 8 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,802.9201 Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,000 | $71.20 | $71,200.00 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 7 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,302.9201 Read SEC document |
| February 15, 2019 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 72.4259 | $69.64 | $5,043.74 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 6 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,302.9201 F6 · shares: DER Units credited on 02/15/2019 as dividend at FMV Read SEC document |
| January 17, 2019 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,230.4942 F5 · shares: Updated Drip from Schwab Account Read SEC document |
| January 09, 2019 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 0.6281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,940.4942 F4 · shares: Adjustment due to partial share Read SEC document |
| November 15, 2018 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 75.1873 | $65.46 | $4,921.76 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,941.1223 F3 · shares: DER Units credited on 11/15/2018 as dividend at FMV Read SEC document |
| August 31, 2018 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,865.935 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 16:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 100 | $61.24 | $6,123.98 |
DisclosureSEC source: 0001209191-18-047896 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,777.2867 Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 16:03 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,400 | $61.20 | $85,679.30 |
DisclosureSEC source: 0001209191-18-047896 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,877.2867 Read SEC document |
| August 15, 2018 Filed Mar 1, 2019 17:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 82.4484 | $59.42 | $4,899.08 |
DisclosureSEC source: 0001209191-19-014857 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,859.7351 F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV Read SEC document |
| May 22, 2018 Filed May 25, 2018 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 5 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,277.2867 Read SEC document |
| May 15, 2018 Filed May 25, 2018 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 82.8598 | $54.57 | $4,521.66 |
DisclosureSEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,914.8889 F4 · shares: DER Units credited on 05/15/2018 as dividend at FMV Read SEC document |
| February 15, 2018 Filed May 25, 2018 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 84.6991 | $53.13 | $4,500.06 |
DisclosureSEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,832.0291 F3 · shares: DER Units credited on 02/15/2018 as dividend at FMV Read SEC document |
| January 12, 2018 Filed May 25, 2018 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.3819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,747.33 F2 · shares: Adjustment due to partial share Read SEC document |
| December 31, 2017 Filed May 25, 2018 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033231 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,748.7119 F1 · shares: Updated Drip from Schwab Account Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $56.23 | $28,115.00 |
DisclosureSEC source: 0001209191-17-062985 · doc4.xml · nonDerivative · entry 4 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,386.7119 Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,500 | $56.40 | $84,600.00 |
DisclosureSEC source: 0001209191-17-062985 · doc4.xml · nonDerivative · entry 3 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,886.7119 Read SEC document |
| November 15, 2017 Filed Nov 30, 2017 19:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 82.1704 | $54.51 | $4,479.11 |
DisclosureSEC source: 0001209191-17-062985 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,386.7119 F2 · shares: DER units credited on 11/15/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Nov 30, 2017 19:00 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6789 | $48.98 | $425.09 |
DisclosureSEC source: 0001209191-17-062985 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,304.5415 F1 · shares: DER units credited on 9/1/2017 as dividend at FMV Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 15:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,750 | $49.10 | $85,925.00 |
DisclosureSEC source: 0001209191-17-049786 · doc4.xml · nonDerivative · entry 2 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,295.8626 Read SEC document |
| August 15, 2017 Filed Aug 22, 2017 15:21 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 88.8801 | $50.14 | $4,456.45 |
DisclosureSEC source: 0001209191-17-049786 · doc4.xml · nonDerivative · entry 1 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,045.8626 F1 · shares: DER units credited on 8/15/2017 as dividend at FMV Read SEC document |
| May 23, 2017 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,667.0371 | $44.99 | $75,000.00 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 8 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,956.9825 Read SEC document |
| May 15, 2017 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 94.3355 | $44.59 | $4,206.42 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 7 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,289.9454 F7 · shares: DER units credited on 5/15/2017 as dividend at FMV Read SEC document |
| February 15, 2017 Filed May 24, 2017 22:29 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 95.2715 | $43.91 | $4,183.37 |
DisclosureSEC source: 0001209191-17-035106 · doc4.xml · nonDerivative · entry 6 ANDERSON JAMES L · CIK 0001130221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,195.6099 F6 · shares: DER units credited on 2/15/2017 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.