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TAUREL SIDNEY

Disclosed activity across 4 companies

Tapewire entity
13348
SEC CIK
0001016844

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorMarch 31, 2021April 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL BUSINESS MACHINES CORP

Report date March 31, 2021 · Filed April 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct44,931 Reported balance After 2021-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-03-31 · Grant · Acquired 610 · Balance 44,931

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ELI LILLY & Co

Report date December 31, 2008 · Filed January 09, 2009 · Amendment

Section 16 reporting ended · disclosed 2009-01-09. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect341,806 Reported balance After 2008-12-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2008-12-31 · Tax withholding · Disposed 41,501 · Balance 341,806

F1: This amendment is being filed to correct the number of securities reported as disposed on the original Form 4 filed on 1/5/09; 2,521 shares were inadvertently omitted from the total.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed to correct the number of securities reported as disposed on the original Form 4 filed on 1/5/09; 2,521 shares were inadvertently omitted from the total.

H.I.G. Acquisition Corp.

Report date November 01, 2022 · Filed November 02, 2022

Section 16 reporting ended · disclosed 2022-11-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-11-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-11-01 · Disposition to issuer · Disposed 35,000 · Balance 0

F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date.

F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date.

F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person.

S&P Global Inc.

Report date April 28, 2016 · Filed May 02, 2016

Section 16 reporting ended · disclosed 2016-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct45,708.78 Reported balance After 2016-04-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-04-28 · Grant · Acquired 508.62 · Balance 45,708.78

F1: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. Taurel ceased to be a director of the S&P Global board.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016.

Common StockSEC Table I · non-derivativeDirect4,000 Reported balance Holding disclosure · report date 2016-04-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,000

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. Taurel ceased to be a director of the S&P Global board.

F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 177,200 $53.90 $9,551,080.00
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 6

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,902

Read SEC document
August 23, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Tax withholdingCommon Stock 29 $53.73 $1,558.17
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 5

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,102

Read SEC document
August 23, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 295,728 $23.41 $6,922,253.16
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 4

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 3

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,406

Read SEC document
June 30, 2005 Filed Jul 1, 2005 18:10 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 335 $74.78 Strike: $0.00 $25,051.30
Disclosure

SEC source: 0001181431-05-037828 · rrd84419.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860

Underlying: Common Stock · 335 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
May 13, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,590

Read SEC document
May 12, 2005 Filed Aug 24, 2005 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 8,279 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,365

Read SEC document
May 01, 2005 Filed May 2, 2005 20:25 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $76.48 $0.00
Disclosure

SEC source: 0001181431-05-024698 · rrd77254.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2015-04-30

F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan.

F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
April 30, 2005 Filed Feb 14, 2006 17:47 UTC ELI LILLY & Co LLY · Entity 2794 GiftEmployee stock option 2/02 (right to buy) · Derivative 149,172 $0.00 Strike: $75.92 $0.00
Disclosure

SEC source: 0001209191-06-010200 · doc5.xml · derivative · entry 16

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT

Disclosed balance after: 199,511

Underlying: Common Stock · 149,172 shares

Expires 2012-02-17

F5 · kind: The reporting person transferred these options to an irrevocable trust, for the benefit of his children.

F4 · ownership.direct: Grantor retained annuity trust established by reporting person. Reporting person is trustee.

Read SEC document
April 30, 2005 Filed Feb 14, 2006 17:47 UTC ELI LILLY & Co LLY · Entity 2794 GiftEmployee stock option 2/02 (right to buy) · Derivative 149,172 $0.00 Strike: $75.92 $0.00
Disclosure

SEC source: 0001209191-06-010200 · doc5.xml · derivative · entry 15

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Irrev. Trust

Disclosed balance after: 149,172

Underlying: Common Stock · 149,172 shares

Expires 2012-02-17

F5 · kind: The reporting person transferred these options to an irrevocable trust, for the benefit of his children.

F6 · ownership.direct: Irrevocable trust for the benefit of reporting person's children. Reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 31, 2005 Filed Apr 1, 2005 22:22 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 276 $90.81 Strike: $0.00 $25,063.56
Disclosure

SEC source: 0001181431-05-019813 · rrd74257.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,516

Underlying: Common Stock · 276 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
February 11, 2005 Filed Feb 15, 2005 22:21 UTC ELI LILLY & Co LLY · Entity 2794 GrantEmployee stock option (right to buy) · Derivative 255,621 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-05-000070 · doc4.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,621

Underlying: Common Stock · 255,621 shares

Expires 2015-02-10

Read SEC document
January 14, 2005 Filed Jan 18, 2005 19:17 UTC ELI LILLY & Co LLY · Entity 2794 GrantCommon Stock 28,000 $56.79 $1,590,120.00
Disclosure

SEC source: 0000059478-05-000009 · doc4.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,361

Read SEC document
January 03, 2005 Filed Jan 4, 2005 20:03 UTC S&P Global Inc. MHP · Entity 2879 GrantPhantom Stock Units · Derivative 946.12 $0.00 $0.00
Disclosure

SEC source: 0001196168-05-000016 · tau183.xml · derivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861.48

Underlying: Common Stock · 946.12 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2004 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2004 Filed Jan 3, 2005 18:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 178 $98.70 Strike: $0.00 $17,568.60
Disclosure

SEC source: 0001181431-05-000127 · rrd63100.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

Underlying: Common Stock · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 22, 2004 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 12,231 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 5

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,976

Read SEC document
September 30, 2004 Filed Oct 1, 2004 18:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 205 $85.51 Strike: $0.00 $17,529.55
Disclosure

SEC source: 0001181431-04-045837 · rrd53864.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 205 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2004 Filed Jul 1, 2004 21:26 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 199 $88.09 Strike: $0.00 $17,529.91
Disclosure

SEC source: 0001181431-04-033428 · rrd46918.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,841

Underlying: Common Stock · 199 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 28, 2004 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 1,974 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 4

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,207

Read SEC document
May 28, 2004 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 3

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,181

Read SEC document
May 01, 2004 Filed May 3, 2004 20:16 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantBOD Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $88.60 $0.00
Disclosure

SEC source: 0001181431-04-023738 · rrd35572.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2014-04-30

F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan.

F2 · derivative.exercise_date: These options vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

F2 · derivative.expiration_date: These options vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 22:18 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 191 $91.87 Strike: $0.00 $17,547.17
Disclosure

SEC source: 0001181431-04-018686 · rrd38283.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2004 Filed Mar 31, 2004 21:40 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option (right to buy) · Derivative 80,000 $0.00 Strike: $14.66 $0.00
Disclosure

SEC source: 0000059478-04-000098 · doc4.xml · derivative · entry 13

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2004-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Mar 31, 2004 21:40 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 80,000 $14.66 $1,172,600.00
Disclosure

SEC source: 0000059478-04-000098 · doc4.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2004 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,250

Read SEC document
February 17, 2004 Filed Feb 19, 2004 20:20 UTC ELI LILLY & Co LLY · Entity 2794 GrantEmployee stock option (right to buy) · Derivative 400,000 $0.00 Strike: $73.11 $0.00
Disclosure

SEC source: 0000059478-04-000082 · doc4.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2014-02-14

Read SEC document
January 05, 2004 Filed Jan 7, 2004 18:44 UTC S&P Global Inc. MHP · Entity 2879 GrantPhantom Stock Units · Derivative 1,023.01 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001196168-04-000030 · tau108.xml · derivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,915.36

Underlying: Common Stock · 1,023.01 shares

Expires not disclosed

F2 · price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2003 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month.

F1 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

F1 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 14:59 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 190 $92.50 Strike: $0.00 $17,575.00
Disclosure

SEC source: 0001181431-04-000336 · rrd27388.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Underlying: Common Stock · 190 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 18, 2003 Filed Feb 17, 2004 20:27 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0000059478-04-000039 · doc5.xml · nonDerivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,927

Read SEC document
December 17, 2003 Filed Feb 17, 2004 20:27 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 6,971 $0.00 $0.00
Disclosure

SEC source: 0000059478-04-000039 · doc5.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,945

Read SEC document
November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option (right to buy) · Derivative 2,890 Not disclosed Strike: $34.60 Not disclosed
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · derivative · entry 19

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,110

Underlying: Common Stock · 2,890 shares

Expires 2006-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable to the exercise of this employee stock option.

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November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option (right to buy) · Derivative 4,272 Not disclosed Strike: $23.41 Not disclosed
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · derivative · entry 18

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,728

Underlying: Common Stock · 4,272 shares

Expires 2005-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable to the exercise of this employee stock option.

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November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionEmployee stock option (right to buy) · Derivative 80,000 Not disclosed Strike: $14.66 Not disclosed
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · derivative · entry 17

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2004-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable to the exercise of this employee stock option.

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November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 2,890 $34.60 $99,979.55
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 6

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 4,272 $23.41 $99,996.84
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 5

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 Exercise / conversionCommon Stock 80,000 $14.66 $1,172,600.00
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 4

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 20:12 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 198 $88.57 Strike: $0.00 $17,536.86
Disclosure

SEC source: 0001181431-03-025052 · rrd19517.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Underlying: Common Stock · 198 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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July 17, 2003 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 10

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife, K. Taurel

Disclosed balance after: 100,000

F1 · date: These shares have been erroneously reported as directly owned by Mr. Taurel since their transfer.

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July 17, 2003 Filed Feb 14, 2005 23:52 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-05-000051 · doc5.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,361

F1 · date: These shares have been erroneously reported as directly owned by Mr. Taurel since their transfer.

Read SEC document
June 30, 2003 Filed Jul 1, 2003 16:18 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 210 $83.35 Strike: $0.00 $17,503.50
Disclosure

SEC source: 0001181431-03-012384 · rrd12264.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

Underlying: Common Stock · 210 shares

Expires 1988-08-08

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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May 13, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 3

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,539

Read SEC document
March 25, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 2

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,579

Read SEC document
February 13, 2003 Filed Nov 6, 2003 20:01 UTC ELI LILLY & Co LLY · Entity 2794 GiftCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0000059478-03-000040 · doc4.xml · nonDerivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,279

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.