Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director | March 31, 2021 | April 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date March 31, 2021 · Filed April 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 44,931 |
Reported balance
After 2021-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 610 · Balance 44,931 F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.
F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.
F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ELI LILLY & Co
Report date December 31, 2008 · Filed January 09, 2009 · Amendment
Section 16 reporting ended · disclosed 2009-01-09. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 341,806 |
Reported balance
After 2008-12-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2008-12-31 · Tax withholding · Disposed 41,501 · Balance 341,806 F1: This amendment is being filed to correct the number of securities reported as disposed on the original Form 4 filed on 1/5/09; 2,521 shares were inadvertently omitted from the total. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to correct the number of securities reported as disposed on the original Form 4 filed on 1/5/09; 2,521 shares were inadvertently omitted from the total.
H.I.G. Acquisition Corp.
Report date November 01, 2022 · Filed November 02, 2022
Section 16 reporting ended · disclosed 2022-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-01 · Disposition to issuer · Disposed 35,000 · Balance 0 F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date. F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares ("Class B Shares") would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, with no expiration date.
F2: This Form 4 reflects the surrender to the Issuer of 35,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Surrender Letter, dated November 1, 2022, by and between the Issuer and the Reporting Person.
S&P Global Inc.
Report date April 28, 2016 · Filed May 02, 2016
Section 16 reporting ended · disclosed 2016-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 45,708.78 |
Reported balance
After 2016-04-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-04-28 · Grant · Acquired 508.62 · Balance 45,708.78 F1: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. Taurel ceased to be a director of the S&P Global board. F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016. |
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
Holding disclosure · report date 2016-04-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units were accrued under the S&P Global Director Stock Ownership Plan based on the closing price of S&P Global common stock on April 28, 2016, the first business day following the day Mr. Taurel ceased to be a director of the S&P Global board.
F2: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in S&P Global common stock following such time as the reporting person ceases to be a director. Mr. Taurel's service as a director of the S&P Global board ceased on April 27, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2007 Filed Feb 12, 2008 16:57 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-009257 · doc5.xml · nonDerivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,384 Read SEC document |
| July 30, 2007 Filed Feb 12, 2008 16:57 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 276 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-009257 · doc5.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,473 Read SEC document |
| June 30, 2007 Filed Jul 2, 2007 17:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 487 | $105.34 Strike: $0.00 | $51,300.58 |
DisclosureSEC source: 0001181431-07-043010 · rrd164636.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,870 Underlying: Common Stock · 487 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| April 19, 2007 Filed Apr 23, 2007 19:26 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 2,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-024922 · doc4.xml · nonDerivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,157 Read SEC document |
| April 19, 2007 Filed Apr 23, 2007 19:26 UTC | ELI LILLY & Co LLY · Entity 2794 | SaleCommon Stock | 25,000 | $60.00 | $1,500,000.00 |
DisclosureSEC source: 0001209191-07-024922 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,952 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2006. Read SEC document |
| March 31, 2007 Filed Apr 2, 2007 17:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 545 | $94.16 Strike: $0.00 | $51,317.20 |
DisclosureSEC source: 0001181431-07-022369 · rrd153152.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,359 Underlying: Common Stock · 545 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| February 01, 2007 Filed Feb 5, 2007 23:31 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 24,514 | $54.12 | $1,326,697.68 |
DisclosureSEC source: 0001209191-07-007673 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,952 Read SEC document |
| January 17, 2007 Filed Jan 19, 2007 21:20 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 96,120 | $52.86 | $5,080,903.20 |
DisclosureSEC source: 0001209191-07-004381 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,466 Read SEC document |
| January 02, 2007 Filed Jan 4, 2007 21:11 UTC | S&P Global Inc. MHP · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,616.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-07-000024 · tau331.xml · derivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,277.63 Underlying: Common Stock · 1,616.95 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2006 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month. F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 31, 2006 Filed Jan 3, 2007 16:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 270 | $97.36 Strike: $0.00 | $26,285.85 |
DisclosureSEC source: 0001181431-07-000357 · rrd141106.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,796 Underlying: Common Stock · 270 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 18, 2006 Filed Feb 12, 2007 20:42 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 11,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-009411 · doc5.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,483 Read SEC document |
| September 30, 2006 Filed Oct 2, 2006 19:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 320 | $82.28 Strike: $0.00 | $26,329.60 |
DisclosureSEC source: 0001181431-06-055742 · rrd131997.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,509 Underlying: Common Stock · 320 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 14:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative | 35,000 | $0.00 Strike: $34.60 | $0.00 |
DisclosureSEC source: 0001209191-06-052487 · doc4.xml · derivative · entry 13 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2006-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 14:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 27,047 | $56.30 | $1,522,746.10 |
DisclosureSEC source: 0001209191-06-052487 · doc4.xml · nonDerivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,826 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| September 29, 2006 Filed Oct 3, 2006 14:09 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 35,000 | $34.60 | $1,210,825.00 |
DisclosureSEC source: 0001209191-06-052487 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative | 77,110 | $0.00 Strike: $34.60 | $0.00 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · derivative · entry 18 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 77,110 shares Expires 2006-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 2,700 | $57.10 | $154,170.00 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 7 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,873 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 1,400 | $57.09 | $79,926.00 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 6 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,573 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 20,800 | $57.08 | $1,187,264.00 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 5 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,973 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 2,900 | $57.07 | $165,503.00 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 4 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,773 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 287 | $57.06 | $16,376.22 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 3 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,673 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 31,067 | $57.05 | $1,772,372.35 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,960 Read SEC document |
| August 03, 2006 Filed Aug 4, 2006 17:58 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 77,110 | $34.60 | $2,667,620.45 |
DisclosureSEC source: 0001209191-06-044435 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 17:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 340 | $77.36 Strike: $0.00 | $26,302.40 |
DisclosureSEC source: 0001181431-06-040044 · rrd123357.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,171 Underlying: Common Stock · 340 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/96 (right to buy) · Derivative | 35,000 | $0.00 Strike: $34.60 | $0.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · derivative · entry 20 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,110 Underlying: Common Stock · 35,000 shares Expires 2006-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 13,883 | $54.54 | $757,178.82 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 9 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,917 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 100 | $54.53 | $5,453.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 8 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,800 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 2,300 | $54.52 | $125,396.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 7 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,900 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 300 | $54.51 | $16,353.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 6 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,200 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 9,657 | $54.50 | $526,306.50 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 5 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,500 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 1,200 | $54.48 | $65,376.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 4 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,157 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 30, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 35,000 | $34.60 | $1,210,825.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 3 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2006. Read SEC document |
| June 16, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,357 Read SEC document |
| May 01, 2006 Filed May 2, 2006 18:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantBOD Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $82.70 | $0.00 |
DisclosureSEC source: 0001181431-06-026757 · rrd116113.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2016-04-30 F1 · security: Stock options granted pursuant to the IBM Non-Employee Directors Stock Option Plan. F2 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| March 31, 2006 Filed Apr 3, 2006 18:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 307 | $82.95 Strike: $0.00 | $25,464.12 |
DisclosureSEC source: 0001181431-06-021300 · rrd113145.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,813 Underlying: Common Stock · 307 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| March 15, 2006 Filed Jul 5, 2006 14:32 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-039286 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,637 Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 21:51 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantEmployee stock option 2/06 (right to buy) · Derivative | 216,867 | $0.00 Strike: $56.18 | $0.00 |
DisclosureSEC source: 0001209191-06-010456 · doc4.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,867 Underlying: Common Stock · 216,867 shares Expires 2016-02-09 Read SEC document |
| February 01, 2006 Filed Feb 3, 2006 13:12 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 9,616 | $56.62 | $544,457.92 |
DisclosureSEC source: 0001209191-06-007507 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,884 Read SEC document |
| January 20, 2006 Filed Jan 24, 2006 22:26 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 64,690 | $57.04 | $3,689,917.60 |
DisclosureSEC source: 0001209191-06-004794 · doc4.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,500 Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 19:34 UTC | S&P Global Inc. MHP · Entity 2879 | GrantPhantom Stock Units · Derivative | 1,937.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-06-000020 · tau259.xml · derivative · entry 2 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660.72 Underlying: Common Stock · 1,937.76 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units were accrued under the McGraw-Hill Companies Director Deferred Stock Ownership Plan based on the average of the monthly average for each month during 2005 of the means between the reported high and low sale prices of a share of McGraw-Hill Common Stock for each trading day during each month. F2 · derivative.exercise_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director. F2 · derivative.expiration_date: The phantom stock units were accrued under The McGraw-Hill Companies Director Deferred Stock Ownership Plan and are to be settled 100% in The McGraw-Hill Companies common stock at such time as the reporting person ceases to be a director. Read SEC document |
| December 31, 2005 Filed Jan 3, 2006 18:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 305 | $82.03 Strike: $0.00 | $25,017.63 |
DisclosureSEC source: 0001181431-06-000119 · rrd101806.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,495 Underlying: Common Stock · 305 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| December 14, 2005 Filed Feb 14, 2006 17:47 UTC | ELI LILLY & Co LLY · Entity 2794 | GiftCommon Stock | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-010200 · doc5.xml · nonDerivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,437 Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPromised Fee Share · Derivative | 312 | $80.25 Strike: $0.00 | $25,036.44 |
DisclosureSEC source: 0001181431-05-054501 · rrd93609.xml · derivative · entry 1 TAUREL SIDNEY · CIK 0001016844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,181 Underlying: Common Stock · 312 shares Expires not disclosed F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement. Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 10/95 (right to buy) · Derivative | 295,728 | $0.00 Strike: $23.41 | $0.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · derivative · entry 23 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 295,728 shares Expires 2005-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 4,500 | $54.00 | $243,000.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 12 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,475 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 2,027 | $53.97 | $109,397.19 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 11 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,975 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 2,300 | $53.96 | $124,108.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 10 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,002 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 5,000 | $53.95 | $269,750.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 9 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,302 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 4,800 | $53.92 | $258,816.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 8 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,302 Read SEC document |
| August 23, 2005 Filed Aug 24, 2005 20:20 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 800 | $53.91 | $43,128.00 |
DisclosureSEC source: 0001209191-05-044304 · doc4.xml · nonDerivative · entry 7 TAUREL SIDNEY · CIK 0001016844 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,102 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.