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Carter Roderick Noel

Disclosed activity across 1 company

Tapewire entity
133456
SEC CIK
0001807558

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Grace Therapeutics, Inc.ACST · Entity 7266DirectorNovember 12, 2021November 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Grace Therapeutics, Inc.

Report date November 12, 2021 · Filed November 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.63 · Expires 2031-11-12Direct42,100 Reported balance After 2021-11-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-11-12 · Grant · Acquired 42,100 · Balance 42,100

F1: Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant.

F2: Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable with respect to 25% of the shares every three months.

Filing footnotes · ownership attribution and instrument terms

F1: Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant.

F2: Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable with respect to 25% of the shares every three months.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 16, 2021 16:17 UTC Grace Therapeutics, Inc. ACST · Entity 7266 GrantStock Options (Right to Buy) · Derivative 42,100 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0001171843-21-008005 · ownership.xml · derivative · entry 1

Carter Roderick Noel · CIK 0001807558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,100

Underlying: Class A Common Shares · 42,100 shares

Expires 2031-11-12

F1 · derivative.exercise_price: Based on conversion of exercise price of C$2.05 into U.S. dollars based on an exchange rate of C$1.00 = US$0.7959 on the date of grant.

F2 · derivative.exercise_date: Stock options granted on 11/12/2021 under Acasti Pharma Inc.'s Stock Option Plan and become exercisable with respect to 25% of the shares every three months.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.