Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pathfinder Bancorp, Inc.PBHC · Entity 6777 | Director | November 15, 2021 | November 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pathfinder Bancorp, Inc.
Report date November 15, 2021 · Filed November 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,538 |
Ending reported balance
After 2021-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-15 · Exercise / conversion · Acquired 8,787 · Balance 23,302 Row 2 · 2021-11-15 · Exercise / conversion · Acquired 8,236 · Balance 31,538 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.35 · Expires 2026-05-06 | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-15 · Exercise / conversion · Disposed 8,787 · Balance 0 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.09 · Expires 2025-11-02 | Direct | 0 |
Reported balance
After 2021-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-11-15 · Exercise / conversion · Disposed 8,236 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 20,000 |
Reported balance
Holding disclosure · report date 2021-11-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 16, 2021 14:13 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,236 | $11.09 Strike: $11.09 | $91,337.24 |
DisclosureSEC source: 0001209191-21-064670 · doc4.xml · derivative · entry 5 SHARKEY JOHN F. III · CIK 0001600802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,236 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 14:13 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionStock Options · Derivative | 8,787 | $11.35 Strike: $11.35 | $99,732.45 |
DisclosureSEC source: 0001209191-21-064670 · doc4.xml · derivative · entry 4 SHARKEY JOHN F. III · CIK 0001600802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,787 shares Expires 2026-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 14:13 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,236 | $11.09 | $91,337.24 |
DisclosureSEC source: 0001209191-21-064670 · doc4.xml · nonDerivative · entry 2 SHARKEY JOHN F. III · CIK 0001600802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 14:13 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | Exercise / conversionCommon Stock | 8,787 | $11.35 | $99,732.45 |
DisclosureSEC source: 0001209191-21-064670 · doc4.xml · nonDerivative · entry 1 SHARKEY JOHN F. III · CIK 0001600802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:10 UTC | Pathfinder Bancorp, Inc. PBHC · Entity 6777 | PurchaseCommon Stock | 11,000 | $14.25 | $156,750.00 |
DisclosureSEC source: 0001209191-19-028765 · doc4.xml · nonDerivative · entry 1 SHARKEY JOHN F. III · CIK 0001600802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,515 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.