Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | Senior Vice President | November 19, 2021 | November 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date November 19, 2021 · Filed November 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,177 |
Ending reported balance
After 2021-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-19 · Exercise / conversion · Acquired 1,002 · Balance 17,494 F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Row 2 · 2021-11-19 · Tax withholding · Disposed 317 · Balance 17,177 |
| FY 2019 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-19 · Exercise / conversion · Disposed 1,002 · Balance 0 F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,528 |
Reported balance
Holding disclosure · report date 2021-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,528 F2: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the earliest Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis.
F2: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the earliest Transaction Date.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,640 F1 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016 (the "Employee Matters Agreement"), the Reporting Person was entitled to receive the number of shares of restricted stock of Valvoline obtained by dividing (x) the closing price of Ashland common stock on the Distribution Date by (y) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Exchange Ratio") for each such share of restricted stock. F2 · balance_after: Includes 640 shares of unvested restricted stock. Read SEC document |
| June 06, 2017 Filed Nov 7, 2017 20:16 UTC Amendment | VALVOLINE INC VVV · Entity 1678 | GrantCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000893 · ss66625_4a.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,277 F3 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. ("Valvoline") common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016, the Reporting Person was entitled to receive the number of shares of restricted stock of Valvoline obtained by dividing (x) the closing price of Ashland common stock on the Distribution Date by (y) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date for each such share of restricted stock. F1 · balance_after: This amendment to the Statement of Beneficial Ownership of Securities on Form 4, filed with the Securities and Exchange Commission on June 8, 2017 (the "Original Form 4"), is being filed to correct the Original Form 4 filing to add 8,637 shares held directly by the Reporting Person that were inadvertently not included on the Original Form 4. F2 · balance_after: Includes 640 shares of unvested restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:42 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 6,092.113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000823 · form4.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Sr. VP, Int'l & Product Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,092.113 Underlying: Common Stock · 6,092.113 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline Inc. ("Valvoline") common stock upon distribution. Subject to the terms and requirements of the Valvoline 2016 Deferred Compensation Plan for Employees (the "Plan"), the reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative. F3 · price: Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the Employee Matters Agreement entered into between Ashland and Valvoline dated September 22, 2016, each of the reporting person's 1,132.28 outstanding units of Ashland was converted into the number of units of Valvoline obtained by dividing (a) the closing price of Ashland common stock on the Distribution Date by (b) the simple arithmetic average of the volume-weighted average price of Valvoline common stock for each of the ten consecutive trading days immediately following the Distribution Date. F2 · derivative.exercise_date: Shares of Valvoline common stock become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the reporting person's death, disability or separation from service, in accordance with the terms of the Plan. The reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative at any time. F2 · derivative.expiration_date: Shares of Valvoline common stock become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the reporting person's death, disability or separation from service, in accordance with the terms of the Plan. The reporting person may elect to transfer certain units held within the Plan to another hypothetical investment alternative at any time. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:11 UTC | VALVOLINE INC VVV · Entity 1678 | PurchaseCommon Stock | 5,000 | $22.00 | $110,000.00 |
DisclosureSEC source: 0000950157-16-002272 · form4.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Sr. VP, Int'l & Product Supply 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.