Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VALVOLINE INCVVV · Entity 1678 | Senior Vice President | November 19, 2021 | November 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VALVOLINE INC
Report date November 19, 2021 · Filed November 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,177 |
Ending reported balance
After 2021-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-19 · Exercise / conversion · Acquired 1,002 · Balance 17,494 F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Row 2 · 2021-11-19 · Tax withholding · Disposed 317 · Balance 17,177 |
| FY 2019 Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-11-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-19 · Exercise / conversion · Disposed 1,002 · Balance 0 F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 5,528 |
Reported balance
Holding disclosure · report date 2021-11-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,528 F2: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the earliest Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Valvoline common stock on a one-for-one basis.
F2: Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on the earliest Transaction Date.
F3: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2019 Filed Nov 15, 2019 16:07 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000135 · wf-form4_157385200962980.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · SVP and CSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:13 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 1,641 | $22.91 | $37,595.31 |
DisclosureSEC source: 0001674910-19-000131 · wf-form4_157359679819627.xml · nonDerivative · entry 3 Moughler Craig A. · CIK 0001685753 · SVP and CSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,114 F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019. F3 · balance_after: Since the date of the reporting person's last report, 3,806 shares previously owned through the Valvoline 401(k) Plan were rolled over into a self-directed IRA and therefore are now owned directly. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:13 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2013 Stock Appreciation Right · Derivative | 5,649 | $13.08 Strike: $13.08 | $73,888.92 |
DisclosureSEC source: 0001674910-19-000131 · wf-form4_157359679819627.xml · derivative · entry 5 Moughler Craig A. · CIK 0001685753 · SVP and CSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,649 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019. F5 · derivative.exercise_date: 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:13 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 4,008 | $22.74 | $91,141.92 |
DisclosureSEC source: 0001674910-19-000131 · wf-form4_157359679819627.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · SVP and CSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019. F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:13 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 5,649 | $13.08 | $73,888.92 |
DisclosureSEC source: 0001674910-19-000131 · wf-form4_157359679819627.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · SVP and CSCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on August 20, 2019. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 17:43 UTC | VALVOLINE INC VVV · Entity 1678 | SaleCommon Stock | 2,551 | $21.88 | $55,815.88 |
DisclosureSEC source: 0001674910-19-000010 · wf-form4_154819701559951.xml · nonDerivative · entry 3 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,308 F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.85 to $22.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 17:43 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionFY 2012 Stock Appreciation Right · Derivative | 6,456 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0001674910-19-000010 · wf-form4_154819701559951.xml · derivative · entry 5 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,456 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018. F5 · derivative.exercise_date: 50% of the stock appreciation rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 17:43 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 4,362 | $21.26 | $92,736.12 |
DisclosureSEC source: 0001674910-19-000010 · wf-form4_154819701559951.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,859 F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018. F2 · shares: Shares withheld by Valvoline to cover the exercise price and applicable withholding taxes on the Reporting Person's exercise of stock appreciation rights. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 17:43 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 6,456 | $10.33 | $66,690.48 |
DisclosureSEC source: 0001674910-19-000010 · wf-form4_154819701559951.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transations were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on November 9, 2018. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:42 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 10,500 | $0.00 Strike: $20.37 | $0.00 |
DisclosureSEC source: 0001674910-18-000118 · wf-form4_154281855246862.xml · derivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 10,500 shares Expires 2028-11-19 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 11:42 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 2,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000118 · wf-form4_154281855246862.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Underlying: Common Stock · 2,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · derivative · entry 13 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738 Underlying: Common Stock · 733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · derivative · entry 12 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F3 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 669 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · derivative · entry 11 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest one-third on each anniversary following the grant date. F4 · derivative.expiration_date: The restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · derivative · entry 10 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: Earned performance stock units vest on the third anniversary of the grant date. F3 · derivative.expiration_date: Earned performance stock units vest on the third anniversary of the grant date. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 232 | $20.41 | $4,735.12 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 8 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,765 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 7 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 397 | $20.41 | $8,102.77 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 6 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,264 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 5 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 212 | $20.41 | $4,326.92 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,405 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 3 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 384 | $20.41 | $7,837.44 |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,948 Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 17:35 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 1,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000103 · wf-form4_154275332078521.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:28 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 796 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-18-000082 · wf-form4_154223448852108.xml · derivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:28 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 252 | $19.73 | $4,971.96 |
DisclosureSEC source: 0001674910-18-000082 · wf-form4_154223448852108.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,117 Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 17:28 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001674910-18-000082 · wf-form4_154223448852108.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 638 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · derivative · entry 7 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660 Underlying: Common Stock · 638 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 228 | $24.47 | $5,579.16 |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · nonDerivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,573 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · nonDerivative · entry 3 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · derivative · entry 6 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 723 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: These restricted stock units vest one-third on each anniversary following the grant date. F3 · derivative.expiration_date: These restricted stock units vest one-third on each anniversary following the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 258 | $24.87 | $6,416.46 |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,163 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 20:29 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 723 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000959 · ss68479_4.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:07 UTC | VALVOLINE INC VVV · Entity 1678 | GrantStock Appreciation Right · Derivative | 10,120 | $0.00 Strike: $23.08 | $0.00 |
DisclosureSEC source: 0000947871-17-000929 · ss67718_4.xml · derivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,120 Underlying: Common Stock · 10,120 shares Expires 2027-11-13 F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 13, 2018, twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2019 and twenty-five percent (25%) of the stock appreciation rights vest on November 13, 2020. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 18:07 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000929 · ss67718_4.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,360 Underlying: Common Stock · 2,360 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stocks units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:23 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000921 · ss67604_4.xml · derivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F3 · derivative.exercise_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. F3 · derivative.expiration_date: The Reporting Person held restricted stock units which Valvoline considered vested as of the transaction date. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:23 UTC | VALVOLINE INC VVV · Entity 1678 | Tax withholdingCommon Stock | 1,694 | $23.04 | $39,029.76 |
DisclosureSEC source: 0000947871-17-000921 · ss67604_4.xml · nonDerivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,698 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 18:23 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 4,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-17-000921 · ss67604_4.xml · nonDerivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 18:12 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000799 · ss61328_4.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,215 Underlying: Common Stock · 1,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2018), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 16:59 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000733 · ss58955_4.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · derivative.exercise_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: Each Restricted Stock Unit vests upon the third anniversary of the grant date, subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 16:23 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 4,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000592 · ss53415_4.xml · derivative · entry 1 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 Underlying: Common Stock · 4,113 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Valvoline common stock. F2 · shares: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.exercise_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. F2 · derivative.expiration_date: The Reporting Person held performance units for which performance was certified on the transaction date. Following the certification, the units remain outstanding as restricted stock units and are scheduled to vest upon the third anniversary of the grant date of the units (November 12, 2017), subject to the continued employment of the Reporting Person with Valvoline through such vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:36 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000952 · form4.xml · derivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Underlying: Common Stock · 13 shares Expires not disclosed F4 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock upon distribution. F5 · shares: Acquired pursuant to the dividend reinvestment feature of the Valvoline 2016 Deferred Compensation Plan for Employees (the "Plan"), and exempt pursuant to Rule 16b-3. F6 · derivative.exercise_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. F6 · derivative.expiration_date: Shares of Valvoline common stock or cash become payable in respect of the units upon the event of an unforeseeable emergency (as defined in the Plan) or the Reporting Person's death, disability or separation from service, in accordance with the terms of the Plan. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:36 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000952 · form4.xml · derivative · entry 3 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common Stock · 7 shares Expires not disclosed F3 · derivative.exercise_price: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units and will vest upon the same terms and conditions as such restricted stock units. Each dividend equivalent right is the economic equivalent of one restricted stock unit. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 15:36 UTC | VALVOLINE INC VVV · Entity 1678 | GrantDividend Equivalent Right · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-17-000952 · form4.xml · derivative · entry 2 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 1 shares Expires not disclosed F2 · derivative.exercise_price: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.exercise_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. F2 · derivative.expiration_date: The dividend equivalent rights accrued on shares of restricted stock and will vest upon the same terms and conditions as such shares of restricted stock. Each dividend equivalent right is the economic equivalent of one share of restricted stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2017 Stock Appreciation Right · Derivative | 12,912 | Not disclosed Strike: $20.29 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 9 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,912 Underlying: Common Stock · 12,912 shares Expires 2026-12-16 F19 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F19 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $20.29. F20 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on November 16, 2017, twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2018 and twenty-five percent (25%) of the stock appreciation rights vest on November 16, 2019. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2016 Stock Appreciation Right · Derivative | 9,684 | Not disclosed Strike: $20.80 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 8 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684 Underlying: Common Stock · 9,684 shares Expires 2025-12-18 F17 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F17 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $20.80. F18 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 18, 2016, twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2017 and twenty-five percent (25%) of the stock appreciation rights vest on November 18, 2018. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2015 Stock Appreciation Right · Derivative | 7,801 | Not disclosed Strike: $20.99 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 7 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,801 Underlying: Common Stock · 7,801 shares Expires 2024-12-12 F15 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $20.99. F15 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $20.99. F16 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 12, 2015, twenty-five percent (25%) of the stock appreciation rights vested on November 12, 2016 and twenty-five percent (25%) of the stock appreciation rights vest on November 12, 2017. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2014 Stock Appreciation Right · Derivative | 8,070 | Not disclosed Strike: $16.67 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 6 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,070 Underlying: Common Stock · 8,070 shares Expires 2023-12-13 F13 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $16.67. F13 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $16.67. F14 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 13, 2014, twenty-five percent (25%) of the stock appreciation rights vested on November 13, 2015 and twenty-five percent (25%) of the stock appreciation rights vested on November 13, 2016. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2013 Stock Appreciation Right · Derivative | 5,649 | Not disclosed Strike: $13.08 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 5 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,649 Underlying: Common Stock · 5,649 shares Expires 2022-12-14 F11 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $13.08. F11 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $13.08. F12 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on November 14, 2013, twenty-five percent (25%) of the stock appreciation rights vested on November 14, 2014 and twenty-five percent (25%) of the stock appreciation rights vested on November 14, 2015. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2012 Stock Appreciation Right · Derivative | 6,456 | Not disclosed Strike: $10.33 | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 4 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,456 Underlying: Common Stock · 6,456 shares Expires 2022-01-02 F9 · derivative.exercise_price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $10.33. F9 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of stock appreciation rights of Valvoline equal to the Equity Award Exchange Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $10.33. F10 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vested on December 2, 2012, twenty-five percent (25%) of the stock appreciation rights vested on December 2, 2013 and twenty-five percent (25%) of the stock appreciation rights vested on December 2, 2014. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 18:56 UTC | VALVOLINE INC VVV · Entity 1678 | GrantRestricted Stock Unit · Derivative | 4,714 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-17-000875 · form4.xml · derivative · entry 3 Moughler Craig A. · CIK 0001685753 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,714 Underlying: Common Stock · 4,714 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Valvoline common stock. F5 · shares: Represents the sum of 3,459 restricted stock units granted pursuant to the adjustment described in footnote (6) below and 1,255 restricted stock units granted pursuant to the plan described in footnote (7) below. F6 · shares: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of restricted stock units of Valvoline equal to the Equity Award Exchange Ratio for each such restricted stock unit. F7 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 233 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Exchange Ratio. F5 · price: Represents the sum of 3,459 restricted stock units granted pursuant to the adjustment described in footnote (6) below and 1,255 restricted stock units granted pursuant to the plan described in footnote (7) below. F6 · price: Pursuant to the terms of the Employee Matters Agreement, the Reporting Person was entitled to receive the number of restricted stock units of Valvoline equal to the Equity Award Exchange Ratio for each such restricted stock unit. F7 · price: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 233 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Exchange Ratio. F8 · derivative.exercise_date: The restricted stock units described in footnote (6) above vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. The restricted stock units described in footnote (7) above vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F8 · derivative.expiration_date: The restricted stock units described in footnote (6) above vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units of Ashland immediately prior to the Distribution. The restricted stock units described in footnote (7) above vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.