Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLEGRO MICROSYSTEMS, INC.ALGM · Entity 3746 | SVP and General Counsel | November 19, 2021 | November 23, 2021 |
| FINISAR CORPFNSR · Entity 154739 | EVP & Chief Counsel | September 24, 2019 | September 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLEGRO MICROSYSTEMS, INC.
Report date November 19, 2021 · Filed November 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,988 |
Reported balance
After 2021-11-19 transaction · row 1
1 source rowRow 1 · 2021-11-19 · Sale · Disposed 2,132 · Balance 144,988 F1: The sales reported in this Form 4 were effected to cover applicable withholding taxes related to the vesting of RSUs pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 2, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected to cover applicable withholding taxes related to the vesting of RSUs pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 2, 2020.
FINISAR CORP
Report date September 24, 2019 · Filed September 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-24 · Disposition to issuer · Disposed 63,823 · Balance 74,476 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 63,823 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 74,476 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 74,476 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 63,823 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 74,476 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 29,345 |
Reported balance
After 2019-09-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-24 · Disposition to issuer · Disposed 10,082 · Balance 29,345 F3: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 0 |
Reported balance
After 2019-09-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-24 · Other · Disposed 29,345 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 63,823 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash.
F2: The remaining 74,476 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share.
F3: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2021 Filed Nov 23, 2021 21:40 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | SaleCommon Stock | 2,132 | $32.59 | $69,481.88 |
DisclosureSEC source: 0001378842-21-000007 · wf-form4_163770358870129.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,988 F1 · shares: The sales reported in this Form 4 were effected to cover applicable withholding taxes related to the vesting of RSUs pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 2, 2020. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:37 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | SaleCommon Stock | 26,250 | $25.88 | $679,350.00 |
DisclosureSEC source: 0001378842-21-000005 · wf-form4_162275259017362.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,120 F2 · price: The reported transaction involves sale transactions ranging from $25.42 to $26.31 per share. The weighted average price per share was $25.88. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021. Read SEC document |
| May 27, 2021 Filed May 28, 2021 00:00 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | SaleCommon Stock | 26,250 | $26.63 | $699,037.50 |
DisclosureSEC source: 0001378842-21-000003 · wf-form4_162215999539350.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · Sr. VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,370 F2 · price: The reported transaction involves sale transactions ranging from $25.81 to $26.89 per share. The weighted average price per share was $26.63. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:42 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | GrantCommon Stock | 14,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001378842-21-000002 · wf-form4_162076935711259.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,620 F1 · acquired: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in four equal annual installments beginning on May 16, 2022. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 02:30 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | SaleCommon Stock | 12,500 | $29.16 | $364,547.50 |
DisclosureSEC source: 0000899243-21-006128 · doc4.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,097 Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 01:50 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | GrantCommon Stock | 48,215 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030427 · doc4.xml · nonDerivative · entry 3 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,597 F3 · shares: Represents an award of RSUs. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on November 18, 2023. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 01:50 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | GrantCommon Stock | 19,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030427 · doc4.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,383 F2 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in four equal annual installments beginning on November 18, 2021. Read SEC document |
| October 28, 2020 Filed Nov 5, 2020 01:50 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | ConversionClass L Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030427 · doc4.xml · derivative · entry 5 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.exercise_date: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.expiration_date: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.underlying_shares: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. Read SEC document |
| October 28, 2020 Filed Nov 5, 2020 01:50 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | ConversionCommon Stock | 130,097 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-030427 · doc4.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. Read SEC document |
| May 26, 2020 Filed Nov 5, 2020 01:50 UTC | ALLEGRO MICROSYSTEMS, INC. ALGM · Entity 3746 | GrantClass L Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030427 · doc4.xml · derivative · entry 4 Brown Christopher · CIK 0001378842 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.exercise_date: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.expiration_date: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. F1 · derivative.underlying_shares: As of the pricing of the Issuer's initial public offering on October 28, 2020, the Class L common stock held by the reporting person was automatically converted into and reclassified as an aggregate of 130,097 shares of common stock of the Issuer. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:49 UTC | FINISAR CORP FNSR · Entity 154739 | OtherPerformance Restricted Stock Unit · Derivative | 29,345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000096 · wf-form4_156946256868156.xml · derivative · entry 4 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,345 shares Expires 2022-05-06 Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:49 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerPerformance Restricted Stock Unit · Derivative | 10,082 | $23.80 Strike: $0.00 | $239,951.60 |
DisclosureSEC source: 0001094739-19-000096 · wf-form4_156946256868156.xml · derivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,345 Underlying: Common Stock · 10,082 shares Expires 2022-05-06 F3 · price: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:49 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 74,476 | $23.80 | $1,772,528.80 |
DisclosureSEC source: 0001094739-19-000096 · wf-form4_156946256868156.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 63,823 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 74,476 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:49 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 63,823 | $23.80 | $1,518,987.40 |
DisclosureSEC source: 0001094739-19-000096 · wf-form4_156946256868156.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,476 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 63,823 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 74,476 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:06 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 917 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000066 · wf-form4_156512558956031.xml · derivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,427 Underlying: Common Stock · 917 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 917 performance restricted stock units ("PSUs") and as a result acquired 917 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:06 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 408 | $22.77 | $9,290.16 |
DisclosureSEC source: 0001094739-19-000066 · wf-form4_156512558956031.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,299 F1 · kind: On August 2, 2019, the Reporting Person vested in 917 performance restricted stock units ("PSUs") and as a result acquired 917 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:06 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000066 · wf-form4_156512558956031.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 917 performance restricted stock units ("PSUs") and as a result acquired 917 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 18:11 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,552 | $22.36 | $57,062.72 |
DisclosureSEC source: 0001094739-19-000061 · wf-form4_156167349012469.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,790 F1 · kind: On June 25, 2019, the Reporting Person vested in 5,747 restricted stock units ("RSUs") and as a result acquired 5,747 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 20:04 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,209 | $22.40 | $94,281.60 |
DisclosureSEC source: 0001094739-19-000051 · wf-form4_156116184131733.xml · nonDerivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,342 F3 · kind: On June 21, 2019, the Reporting Person vested in 9,479 restricted stock units ("RSUs") and as a result acquired 9,479 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:04 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,306 | $22.59 | $74,682.54 |
DisclosureSEC source: 0001094739-19-000051 · wf-form4_156116184131733.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,551 F2 · kind: On June 20, 2019, the Reporting Person vested in 7,445 restricted stock units ("RSUs") and as a result acquired 7,445 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:04 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,732 | $22.53 | $84,081.96 |
DisclosureSEC source: 0001094739-19-000051 · wf-form4_156116184131733.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,857 F1 · kind: On June 19, 2019, the Reporting Person vested in 8,405 restricted stock units ("RSUs") and as a result acquired 8,405 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:37 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 4,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000027 · wf-form4_155986785019779.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,589 F2 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:37 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 28,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000027 · wf-form4_155986785019779.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,553 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 24, 2020. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:22 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 3,668 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000011 · wf-form4_155736133385450.xml · derivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,344 Underlying: Common Stock · 3,668 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 3,668 performance restricted stock units ("PSUs") and as a result acquired 3,668 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:22 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,608 | $24.32 | $39,106.56 |
DisclosureSEC source: 0001094739-19-000011 · wf-form4_155736133385450.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,344 F1 · kind: On May 5, 2019, the Reporting Person vested in 3,668 performance restricted stock units ("PSUs") and as a result acquired 3,668 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:22 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000011 · wf-form4_155736133385450.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 3,668 performance restricted stock units ("PSUs") and as a result acquired 3,668 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:28 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,555 | $17.18 | $43,894.90 |
DisclosureSEC source: 0001094739-18-000062 · wf-form4_153004846996329.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,900 F2 · kind: On June 25, 2018, the Reporting Person vested in 5,747 restricted stock units ("RSUs") and as a result acquired 5,747 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2018 Filed Jun 26, 2018 17:28 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,257 | $17.33 | $73,773.81 |
DisclosureSEC source: 0001094739-18-000062 · wf-form4_153004846996329.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,455 F1 · kind: On June 23, 2018, the Reporting Person vested in 9,577 restricted stock units ("RSUs") and as a result acquired 9,577 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2018 Filed Jun 21, 2018 19:20 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,214 | $17.72 | $74,672.08 |
DisclosureSEC source: 0001094739-18-000048 · wf-form4_152962319582014.xml · nonDerivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,712 F4 · kind: On June 21, 2018, the Reporting Person vested in 9,479 restricted stock units ("RSUs") and as a result acquired 9,479 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:20 UTC | FINISAR CORP FNSR · Entity 154739 | GrantPerformance Restricted Stock Unit · Derivative | 44,012 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000048 · wf-form4_152962319582014.xml · derivative · entry 4 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,012 Underlying: Common Stock · 44,012 shares Expires 2022-05-06 F5 · shares: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.exercise_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.expiration_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:20 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000048 · wf-form4_152962319582014.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,926 F3 · kind: On June 19, 2018, the Reporting Person vested in 8,405 restricted stock units ("RSUs") and as a result acquired 8,405 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:20 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 29,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000048 · wf-form4_152962319582014.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,653 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 20, 2019. F2 · balance_after: Includes 375 shares received as an Issuer match under the Issuer's 401K Plan on December 18, 2017 and not required to be reported. Read SEC document |
| June 24, 2017 Filed Jun 27, 2017 18:38 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,764 | $28.20 | $106,144.80 |
DisclosureSEC source: 0001094739-17-000096 · wf-form4_149860308282798.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 F2 · kind: On June 24, 2017, the Reporting Person vested in 8,000 restricted stock units ("RSUs") and as a result acquired 8,000 shares of common stock of the Issuer pursuant to the Reporting Person's June 24, 2013 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 18:38 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,506 | $28.20 | $127,069.20 |
DisclosureSEC source: 0001094739-17-000096 · wf-form4_149860308282798.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,264 F1 · kind: On June 23, 2017, the Reporting Person vested in 9,576 restricted stock units ("RSUs") and as a result acquired 9,576 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,458 | $27.13 | $120,945.54 |
DisclosureSEC source: 0001094739-17-000067 · wf-form4_149808677839138.xml · nonDerivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,770 F4 · kind: On June 21, 2017, the Reporting Person vested in 9,480 restricted stock units ("RSUs") and as a result acquired 9,480 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 22,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000067 · wf-form4_149808677839138.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,228 F3 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,948 | $27.58 | $108,885.84 |
DisclosureSEC source: 0001094739-17-000067 · wf-form4_149808677839138.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,241 F1 · kind: On June 19, 2017, the Reporting Person vested in 8,406 restricted stock units ("RSUs") and as a result acquired 8,406 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 252 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2016 and not required to be reported. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:06 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,175 | $0.00 Strike: $26.64 | $0.00 |
DisclosureSEC source: 0001094739-16-000285 · wf-form4_148166317607100.xml · derivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,175 shares Expires 2018-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:06 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 10,175 | $36.19 | $368,233.25 |
DisclosureSEC source: 0001094739-16-000285 · wf-form4_148166317607100.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,937 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 16:06 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 10,175 | $26.64 | $271,062.00 |
DisclosureSEC source: 0001094739-16-000285 · wf-form4_148166317607100.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 16:06 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 6,300 | $32.00 | $201,600.00 |
DisclosureSEC source: 0001094739-16-000278 · wf-form4_147933036297273.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,937 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 16:17 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 9,500 | $31.00 | $294,500.00 |
DisclosureSEC source: 0001094739-16-000270 · wf-form4_147587143130010.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,237 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:38 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,671 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001094739-16-000259 · wf-form4_147518146560775.xml · derivative · entry 5 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,671 shares Expires 2019-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:38 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,563 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001094739-16-000259 · wf-form4_147518146560775.xml · derivative · entry 4 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,563 shares Expires 2019-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:38 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 13,734 | $30.00 | $412,020.00 |
DisclosureSEC source: 0001094739-16-000259 · wf-form4_147518146560775.xml · nonDerivative · entry 3 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,737 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:38 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 2,671 | $8.29 | $22,142.59 |
DisclosureSEC source: 0001094739-16-000259 · wf-form4_147518146560775.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 16:38 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 1,563 | $8.29 | $12,957.27 |
DisclosureSEC source: 0001094739-16-000259 · wf-form4_147518146560775.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 16:09 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 4,200 | $29.00 | $121,800.00 |
DisclosureSEC source: 0001094739-16-000251 · wf-form4_147405655547131.xml · nonDerivative · entry 2 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,237 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 16:09 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 4,200 | $28.00 | $117,600.00 |
DisclosureSEC source: 0001094739-16-000251 · wf-form4_147405655547131.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,437 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 16:16 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 2,470 | $26.50 | $65,455.00 |
DisclosureSEC source: 0001094739-16-000233 · wf-form4_147379776007635.xml · nonDerivative · entry 1 Brown Christopher · CIK 0001378842 · EVP & Chief Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,637 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 8, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.