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Jacobs Jeffrey W

Disclosed activity across 1 company

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133093
SEC CIK
0001611193

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARDELYX, INC.ARDX · Entity 4972Chief Scientific OfficerNovember 22, 2021November 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARDELYX, INC.

Report date November 22, 2021 · Filed November 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,483 Ending reported balance After 2021-11-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-11-22 · Sale · Disposed 5,000 · Balance 120,237

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2021.

F2: This transaction was executed in multiple trades in prices ranging from $0.96 to $0.992, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 2 · 2021-11-22 · Sale · Disposed 754 · Balance 119,483

F3: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2021.

F2: This transaction was executed in multiple trades in prices ranging from $0.96 to $0.992, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2021 Filed Nov 24, 2021 21:06 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 754 $0.99 $747.89
Disclosure

SEC source: 0001567619-21-021161 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,483

F3 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:06 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 5,000 $0.98 $4,881.50
Disclosure

SEC source: 0001567619-21-021161 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,237

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $0.96 to $0.992, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 22:54 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 5,000 $1.13 $5,650.00
Disclosure

SEC source: 0001567619-21-020591 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,237

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2021.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 22:17 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 2,166 $1.18 $2,555.88
Disclosure

SEC source: 0001567619-21-019728 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,237

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 29, 2021.

F2 · balance_after: Reflects the adjusted total which includes the purchase of 2,166 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2021.

F3 · balance_after: Reflects the adjusted total which includes the purchase of 2,540 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2021.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:06 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 741 $1.32 $978.12
Disclosure

SEC source: 0001567619-21-016283 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,697

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:00 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001567619-21-014510 · doc1.xml · derivative · entry 3

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:00 UTC ARDELYX, INC. ARDX · Entity 4972 Tax withholdingCommon Stock 5,613 $1.64 $9,205.32
Disclosure

SEC source: 0001567619-21-014510 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,438

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and the withholding of taxes arising from a net (cashless) exercise of stock options. The options subject to the net exercise were granted in August 2011 and set to expire on August 11, 2021.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:00 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 10,000 $0.54 $5,400.00
Disclosure

SEC source: 0001567619-21-014510 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:32 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001567619-21-012329 · doc1.xml · derivative · entry 3

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 7,500 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

F3 · derivative.exercise_date: The option, which was granted on August 11, 2011 and has an expiration date of August 11, 2021, is fully vested and exercisable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:32 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 7,500 $7.29 $54,658.50
Disclosure

SEC source: 0001567619-21-012329 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,051

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

F2 · price: This transaction was executed in multiple trades in prices ranging from $7.242 to $7.41, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:32 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 7,500 $0.54 $4,050.00
Disclosure

SEC source: 0001567619-21-012329 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:47 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 721 $7.09 $5,110.30
Disclosure

SEC source: 0001567619-21-010921 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,051

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F1 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:41 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 702 $6.88 $4,831.52
Disclosure

SEC source: 0001567619-21-004776 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,772

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F1 · shares: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 00:12 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 146,755 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001567619-21-000766 · doc1.xml · derivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,755

Underlying: Common Stock · 146,755 shares

Expires 2031-01-05

F2 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 05, 2021 Filed Jan 8, 2021 00:12 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 32,612 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000766 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,474

F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 21:10 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 3,949 $6.88 $27,153.32
Disclosure

SEC source: 0001567619-20-021489 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,862

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 17, 2020.

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.76 to $7.04, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:30 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 10,000 $6.05 $60,500.00
Disclosure

SEC source: 0001567619-20-016845 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,811

F4 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 27, 2020.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 22:30 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 40,804 $5.53 $225,588.99
Disclosure

SEC source: 0001567619-20-016845 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,811

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.30 to $5.86, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 2,049 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:39 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001140361-17-010643 · doc1.xml · derivative · entry 3

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,874

Underlying: Common Stock · 3,000 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:39 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 3,000 $13.70 $41,100.00
Disclosure

SEC source: 0001140361-17-010643 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,450

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

F3 · balance_after: Includes 940 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2017.

F2 · balance_after: Includes 17,985 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
March 01, 2017 Filed Mar 4, 2017 00:39 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 3,000 $0.54 $1,620.00
Disclosure

SEC source: 0001140361-17-010643 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

F3 · balance_after: Includes 940 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2017.

F2 · balance_after: Includes 17,985 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:09 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001140361-17-004431 · doc1.xml · derivative · entry 3

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,874

Underlying: Common Stock · 3,000 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:09 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 3,000 $12.00 $36,000.00
Disclosure

SEC source: 0001140361-17-004431 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,510

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

Read SEC document
February 01, 2017 Filed Feb 4, 2017 00:09 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 3,000 $0.54 $1,620.00
Disclosure

SEC source: 0001140361-17-004431 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2016

Read SEC document
January 19, 2017 Filed Jan 24, 2017 01:52 UTC ARDELYX, INC. ARDX · Entity 4972 GrantStock Option (Right to Buy) · Derivative 79,535 $0.00 Strike: $13.90 $0.00
Disclosure

SEC source: 0001140361-17-002604 · doc1.xml · derivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,535

Underlying: Common Stock · 79,535 shares

Expires 2027-01-19

F2 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 19, 2017, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.

Read SEC document
January 19, 2017 Filed Jan 24, 2017 01:52 UTC ARDELYX, INC. ARDX · Entity 4972 GrantCommon Stock 17,985 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002604 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,510

F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:39 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001140361-16-082730 · doc1.xml · derivative · entry 3

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,874

Underlying: Common Stock · 6,000 shares

Expires 2021-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2015.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:39 UTC ARDELYX, INC. ARDX · Entity 4972 SaleCommon Stock 6,000 $15.00 $90,000.00
Disclosure

SEC source: 0001140361-16-082730 · doc1.xml · nonDerivative · entry 2

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,525

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2015.

F2 · balance_after: Includes an aggregate of 2,105 shares acquired under the Issuer's Employee Stock Purchase Plan on February 29, 2016 and August 31, 2016.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:39 UTC ARDELYX, INC. ARDX · Entity 4972 Exercise / conversionCommon Stock 6,000 $0.54 $3,240.00
Disclosure

SEC source: 0001140361-16-082730 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2015.

F2 · balance_after: Includes an aggregate of 2,105 shares acquired under the Issuer's Employee Stock Purchase Plan on February 29, 2016 and August 31, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.