Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Vice President | February 26, 2009 | March 03, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date February 26, 2009 · Filed March 03, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,616 |
Reported balance
After 2009-02-26 transaction · row 1
1 source rowRow 1 · 2009-02-26 · Grant · Acquired 15,463 · Balance 18,616 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.21 · Expires 2014-02-26 | Direct | 40,480 |
Reported balance
After 2009-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2009-02-26 · Grant · Acquired 38,658 · Balance 40,480 F1: 100% of the option will vest and become exercisable on 2/26/11. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of the option will vest and become exercisable on 2/26/11.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2009 Filed Mar 3, 2009 00:50 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 38,658 | $20.21 Strike: $20.21 | $781,278.18 |
DisclosureSEC source: 0001308337-09-000001 · primary_doc.xml · derivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,480 Underlying: Common Stock · 38,658 shares Expires 2014-02-26 F1 · derivative.exercise_date: 100% of the option will vest and become exercisable on 2/26/11. Read SEC document |
| February 26, 2009 Filed Mar 3, 2009 00:50 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 15,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001308337-09-000001 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,616 Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 21:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 822 | Not disclosed Strike: $16.64 | Not disclosed |
DisclosureSEC source: 0001308337-08-000001 · primary_doc.xml · derivative · entry 2 Hariri Abdi · CIK 0001308337 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822 Underlying: Common Stock · 822 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 822 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 822 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F3 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $411. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 01, 2008 Filed Sep 26, 2008 21:26 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 822 | Not disclosed Strike: $16.14 | Not disclosed |
DisclosureSEC source: 0001308337-08-000001 · primary_doc.xml · derivative · entry 1 Hariri Abdi · CIK 0001308337 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 822 shares Expires 2011-10-01 F1 · kind: On 10/01/01 the reporting person was granted an option to purchase 822 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F1 · price: On 10/01/01 the reporting person was granted an option to purchase 822 shares of the Issuer's Common Stock at a purchase price of $16.14 per share. This option had an exercise price which was less than the closing price of the company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company has agreed to amend this misdated option to increase the exercise price to the appropriate fair market value per share on the correct measurement date ($16.64) so as to avoid adverse tax consequences under Internal Revenue Code 409A, and as applicable, similar provisions of state law. The Company and the reporting person entered into a Stock Option Amendment and Special Bonus Agreement to amend this option. F3 · price: In exchange for increasing the exercise price of this misdated option, the company agreed to make a cash payment in January of 2009 to the reporting person, in order to make such reporting person whole for the incremental exercise price increase. The amount of the cash payment is expected to be $411. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 03, 2006 Filed May 5, 2006 22:33 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 1,500 | $51.88 | $77,820.00 |
DisclosureSEC source: 0001308337-06-000003 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801 Read SEC document |
| February 27, 2006 Filed Mar 2, 2006 00:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $22.05 Strike: $22.05 | $220,500.00 |
DisclosureSEC source: 0001308337-06-000002 · primary_doc.xml · derivative · entry 3 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822 Underlying: Common Stock · 10,000 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2006 Filed Mar 2, 2006 00:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $42.53 | $425,277.00 |
DisclosureSEC source: 0001308337-06-000002 · primary_doc.xml · nonDerivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799 Read SEC document |
| February 27, 2006 Filed Mar 2, 2006 00:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 10,000 | $22.05 | $220,500.00 |
DisclosureSEC source: 0001308337-06-000002 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 5,600 | $26.44 Strike: $26.44 | $148,050.00 |
DisclosureSEC source: 0001308337-06-000001 · primary_doc.xml · derivative · entry 4 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,822 Underlying: Common Stock · 5,600 shares Expires 2010-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,000 | $42.10 | $84,200.00 |
DisclosureSEC source: 0001308337-06-000001 · primary_doc.xml · nonDerivative · entry 3 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,600 | $42.10 | $235,760.00 |
DisclosureSEC source: 0001308337-06-000001 · primary_doc.xml · nonDerivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 23:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 5,600 | $26.44 | $148,050.00 |
DisclosureSEC source: 0001308337-06-000001 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 14,400 | $22.05 Strike: $22.05 | $317,520.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · derivative · entry 6 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,422 Underlying: Common Stock · 14,400 shares Expires 2009-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock option vests as to 2,500 shares on 2/27/03, 4,400 shares on 2/27/04, 10,000 shares on 2/27/05, 10,000 shares on 2/27/06. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $9.67 Strike: $9.67 | $24,175.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · derivative · entry 5 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2009-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option vested 1/8 per quarter over two years through 10/17/2004. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 14,400 | $35.00 | $504,000.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · nonDerivative · entry 4 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 F3 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 14,400 | $22.05 | $317,520.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · nonDerivative · entry 3 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,500 | $35.00 | $87,500.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · nonDerivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Plan. Read SEC document |
| November 03, 2005 Filed Nov 7, 2005 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 2,500 | $9.67 | $24,175.00 |
DisclosureSEC source: 0001308337-05-000002 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2005 Filed Oct 19, 2005 23:30 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 2,000 | $33.30 | $66,600.00 |
DisclosureSEC source: 0001308337-05-000001 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 F1 · security: Sale of shares acquired through the Lam Employee Stock Purchase Plan. Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 4,300 | $6.33 Strike: $6.33 | $27,219.00 |
DisclosureSEC source: 0001308337-04-000003 · primary_doc.xml · derivative · entry 3 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,322 Underlying: Common Stock · 4,300 shares Expires 2009-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option was fully vested as of 3/1/03. Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,300 | $29.52 | $126,936.00 |
DisclosureSEC source: 0001308337-04-000003 · primary_doc.xml · nonDerivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497 Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:11 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 4,300 | $6.33 | $27,219.00 |
DisclosureSEC source: 0001308337-04-000003 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 21:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $6.33 Strike: $6.33 | $31,650.00 |
DisclosureSEC source: 0001308337-04-000002 · primary_doc.xml · derivative · entry 3 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,622 Underlying: Common Stock · 5,000 shares Expires 2009-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option was fully vested as of 3/1/03. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 21:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $25.66 | $128,300.00 |
DisclosureSEC source: 0001308337-04-000002 · primary_doc.xml · nonDerivative · entry 2 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,497 Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 21:23 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 5,000 | $6.33 | $31,650.00 |
DisclosureSEC source: 0001308337-04-000002 · primary_doc.xml · nonDerivative · entry 1 Hariri Abdi · CIK 0001308337 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.