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NV PARTNERS IV L P

Disclosed activity across 1 company

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133050
SEC CIK
0001350135

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

EVERSPIN TECHNOLOGIES INC.

Report date November 12, 2021 · Filed November 29, 2021 · Amendment

Jointly reported with Socolof Stephen, NVPG IV, LLC, NV PARTNERS IV C L P, GARMAN ANDREW, UHLMAN THOMAS M

Section 16 reporting ended · disclosed 2021-11-29. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote2,010,991 Reported balance After 2021-11-12 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-11-12 · Sale · Disposed 250,000 · Balance 2,010,991

F1: The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,820,226 Reported balance After 2021-11-19 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2021-11-19 · Sale · Disposed 190,765 · Balance 1,820,226

F4: The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,750,016 Reported balance After 2021-11-23 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2021-11-23 · Sale · Disposed 70,210 · Balance 1,750,016

F7: The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.

Common StockSEC Table I · non-derivativeDirect29,131 Reported balance Holding disclosure · report date 2021-11-12 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 29,131

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F2: Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.

F4: The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.

F5: Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.

F7: The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.

F8: Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 23, 2021 Filed Nov 29, 2021 16:44 UTC Amendment EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 SaleCommon Stock 70,210 $12.41 $871,306.10
Disclosure

SEC source: 0001209191-21-067000 · doc4a.xml · nonDerivative · entry 3

Socolof Stephen · CIK 0001350862 · Former 10% Holder

NVPG IV, LLC · CIK 0001686431 · Former 10% Holder

NV PARTNERS IV L P · CIK 0001350135 · Former 10% Holder

NV PARTNERS IV C L P · CIK 0001350134 · Former 10% Holder

GARMAN ANDREW · CIK 0001260347 · Former 10% Holder

UHLMAN THOMAS M · CIK 0001245101 · Former 10% Holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,750,016

F7 · shares: The shares were sold as follows: 61,052 by NV IV and 9,158 by NVIVC.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $12.40 to $12.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9 · ownership.nature: The shares are held as follows: 1,521,756 by NV IV and 228,260 by NVIVC.

Read SEC document
November 19, 2021 Filed Nov 29, 2021 16:44 UTC Amendment EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 SaleCommon Stock 190,765 $12.39 $2,363,578.35
Disclosure

SEC source: 0001209191-21-067000 · doc4a.xml · nonDerivative · entry 2

Socolof Stephen · CIK 0001350862 · Former 10% Holder

NVPG IV, LLC · CIK 0001686431 · Former 10% Holder

NV PARTNERS IV L P · CIK 0001350135 · Former 10% Holder

NV PARTNERS IV C L P · CIK 0001350134 · Former 10% Holder

GARMAN ANDREW · CIK 0001260347 · Former 10% Holder

UHLMAN THOMAS M · CIK 0001245101 · Former 10% Holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,820,226

F4 · shares: The shares were sold as follows: 165,882 by NV IV and 24,883 by NVI VC.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $12.20 to $12.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: The shares are held as follows: 1,582,808 by NV IV and 237,418 by NVIVC.

Read SEC document
November 12, 2021 Filed Nov 29, 2021 16:44 UTC Amendment EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 SaleCommon Stock 250,000 $10.41 $2,602,500.00
Disclosure

SEC source: 0001209191-21-067000 · doc4a.xml · nonDerivative · entry 1

Socolof Stephen · CIK 0001350862 · Former 10% Holder

NVPG IV, LLC · CIK 0001686431 · Former 10% Holder

NV PARTNERS IV L P · CIK 0001350135 · Former 10% Holder

NV PARTNERS IV C L P · CIK 0001350134 · Former 10% Holder

GARMAN ANDREW · CIK 0001260347 · Former 10% Holder

UHLMAN THOMAS M · CIK 0001245101 · Former 10% Holder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,010,991

F1 · shares: The shares were sold as follows: 217,391 by NV Partners IV L.P. ("NV IV") and 32,609 by NV Partners IVC L.P. ("NVI VC"). NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Messrs. Socolof, Garman and Ulhman are individual managing members of NVPG. Each Reporting Person disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $10.15 to $10.814. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,305,429.91
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 9

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 205,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · reported_value: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.exercise_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.expiration_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · ownership.nature: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,864,899.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 8

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 301,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · reported_value: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.exercise_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.expiration_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · ownership.nature: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionSeries B Preferred Stock · Derivative 271,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 7

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 271,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares were held as follows: 236,191 by NV IV and 35,428 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionSeries A Preferred Stock · Derivative 503,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 6

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 503,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · ownership.nature: The shares were held as follows: 437,935 by NV IV and 65,690 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 PurchaseCommon Stock 250,000 $8.00 $2,000,000.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 5

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,260,991

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F7 · ownership.nature: The shares are held as follows: 1,966,081 by NV IV and 294,910 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionCommon Stock 205,984 $6.40 $1,318,297.60
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 4

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,010,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F6 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionCommon Stock 301,648 $6.40 $1,930,547.20
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 3

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,805,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F5 · ownership.nature: The shares are held as follows: 1,569,573 by NV IV and 235,434 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionCommon Stock 271,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 2

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,503,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F4 · ownership.nature: The shares are held as follows: 1,307,270 by NV IV and 196,089 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC EVERSPIN TECHNOLOGIES INC. MRAM · Entity 5701 ConversionCommon Stock 503,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 1

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,231,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The shares are held as follows: 1,071,079 by NV Partners IV, L.P. ("NV IV") and 160,661 by NV Partners IVC,L.P. ("NVI VC").

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.