Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Chief Financial Officer | November 29, 2021 | December 02, 2021 |
| DATA I/O CORPDAIO · Entity 1469 | Director | May 20, 2021 | May 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date November 29, 2021 · Filed December 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,208 |
Reported balance
After 2021-11-29 transaction · row 1
1 source rowRow 1 · 2021-11-29 · Sale · Disposed 1,137 · Balance 105,208 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
DATA I/O CORP
Report date May 20, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 69,509 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 9,300 · Balance 69,509 F1: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. F2: FMV price is the average of high low for the day. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.
F2: FMV price is the average of high low for the day.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Xcerra Corp
Report date September 27, 2018 · Filed October 04, 2018 · Amendment
Section 16 reporting ended · disclosed 2018-10-04. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 610,937 |
Reported balance
After 2018-09-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-09-27 · Tax withholding · Disposed 94,458 · Balance 610,937 F1: This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system. F2: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2018-10-01 · Tax withholding · Disposed 610,937 · Balance 0 F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system.
F2: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person.
F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 19, 2017 22:57 UTC | DATA I/O CORP DAIO · Entity 1469 | GrantCommon Stock | 2,400 | $7.27 | $17,436.00 |
DisclosureSEC source: 0001354488-17-000538 · issuerdirect_section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,900 F1 · shares: RSU GRANT 2400 SHARES 5-18-17 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 09:50 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 8,924 | $6.64 | $59,255.36 |
DisclosureSEC source: 0001209191-16-151832 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,954 F1 · price: Each restricted stock unit represents the right to receive one share of Xcerra common stock. Under the terms of the RSUs, 25% of the units vested on November 21, 2014, 25% vested on November 21, 2015, 25% vested on November 21, 2016, and 25% will vest on November 21, 2017. The disposition of common stock described in this filing reflects the amount of shares of common stock withheld for tax withholding purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.