Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Chief Financial Officer | November 29, 2021 | December 02, 2021 |
| DATA I/O CORPDAIO · Entity 1469 | Director | May 20, 2021 | May 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date November 29, 2021 · Filed December 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,208 |
Reported balance
After 2021-11-29 transaction · row 1
1 source rowRow 1 · 2021-11-29 · Sale · Disposed 1,137 · Balance 105,208 F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
DATA I/O CORP
Report date May 20, 2021 · Filed May 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 69,509 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 9,300 · Balance 69,509 F1: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. F2: FMV price is the average of high low for the day. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting.
F2: FMV price is the average of high low for the day.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Xcerra Corp
Report date September 27, 2018 · Filed October 04, 2018 · Amendment
Section 16 reporting ended · disclosed 2018-10-04. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 610,937 |
Reported balance
After 2018-09-27 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-09-27 · Tax withholding · Disposed 94,458 · Balance 610,937 F1: This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system. F2: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-01 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2018-10-01 · Tax withholding · Disposed 610,937 · Balance 0 F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system.
F2: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person.
F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 87 | $52.07 | $4,530.09 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 23 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,842 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 95 | $52.13 | $4,952.35 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 22 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,929 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 96 | $52.01 | $4,992.96 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 21 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,024 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.42 | $5,142.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 20 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,120 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.47 | $5,147.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 19 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,220 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.52 | $5,152.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 18 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,320 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.84 | $5,183.50 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 17 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,420 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.92 | $5,191.50 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 16 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,520 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.93 | $5,193.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 15 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,620 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.94 | $5,194.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 14 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,720 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.94 | $5,194.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 13 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,820 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $51.97 | $5,197.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 12 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,920 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.01 | $5,201.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 11 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,020 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.04 | $5,204.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 10 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,120 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.05 | $5,205.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 9 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,220 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.05 | $5,205.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 8 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,320 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.06 | $5,206.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 7 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,420 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.12 | $5,212.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 6 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,520 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.21 | $5,221.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 5 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,620 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.22 | $5,222.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 4 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,720 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 100 | $52.46 | $5,246.00 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 3 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,820 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 11 | $52.15 | $573.65 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,920 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 16:53 UTC | Cerence Inc. CRNC · Entity 5708 | SaleCommon Stock | 166 | $52.15 | $8,656.90 |
DisclosureSEC source: 0001667731-20-000381 · ownership.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,931 F1 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/15/2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 16:39 UTC | Cerence Inc. CRNC · Entity 5708 | Tax withholdingCommon Stock | 9,734 | $49.74 | $484,169.16 |
DisclosureSEC source: 0001667731-20-000352 · ownership.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,472 F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 20:41 UTC | DATA I/O CORP DAIO · Entity 1469 | Grantcommon stock | 5,109 | $3.21 | $16,399.89 |
DisclosureSEC source: 0001654954-20-010796 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,209 F1 · price: Director fees earned in Q2 and Q3 and deferred to 9/30/20 issued in stock valued at the average of the high and low on 9/30/20. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:20 UTC | DATA I/O CORP DAIO · Entity 1469 | Grantcommon stock | 18,600 | $3.01 | $55,986.00 |
DisclosureSEC source: 0001654954-20-005798 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,100 F1 · shares: Grant of RSU vesting earlier of 1 year or next annual meeting. Read SEC document |
| November 13, 2019 Filed Nov 18, 2019 16:23 UTC | Cerence Inc. CRNC · Entity 5708 | GrantCommon Stock | 86,206 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-027516 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,206 F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively. Read SEC document |
| May 20, 2019 Filed May 21, 2019 23:08 UTC | DATA I/O CORP DAIO · Entity 1469 | Grantcommon stock | 8,600 | $4.47 | $38,399.00 |
DisclosureSEC source: 0001654954-19-006426 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 17:26 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 610,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-052847 · doc4.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. F2 · acquired: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 10:39 UTC Amendment | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 610,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-054187 · doc4a.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. F3 · acquired: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 7, 2018, by and among the Issuer, Cohu, Inc. and Xavier Acquisition Corporation, in exchange for $5,498,433 in cash and 128,846 shares of Cohu, Inc. common stock having a market value of $25.20 per share on the effective date of the merger, plus cash in lieu of any fractional share interest. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 17:26 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 94,458 | $13.77 | $1,300,686.66 |
DisclosureSEC source: 0001209191-18-052847 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,937 F1 · shares: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person. Read SEC document |
| September 27, 2018 Filed Oct 4, 2018 10:39 UTC Amendment | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 94,458 | $13.77 | $1,300,686.66 |
DisclosureSEC source: 0001209191-18-054187 · doc4a.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,937 F1 · security: This Form 4 is being amended to check the box to indicate that the reporting person is no longer subject to Section 16 with respect to the Issuer. The transaction described in this filing is not new or revised but is being reported again to gain access to the system. F2 · shares: The disposition of common stock described in this filing reflects the aggregate amount of shares of common stock withheld for tax withholding purposes in connection with the acceleration of all of the outstanding restricted unit grants held by the reporting person. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 15:49 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 16,669 | $14.58 | $243,034.02 |
DisclosureSEC source: 0001209191-18-048914 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,395 F1 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax withholding purposes. Under the original RSU grant, 25% vested on August 29, 2018; 25% vests on August 29, 2019; 25% vests on August 29, 2020; and 25% vests on August 29, 2021. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 15:45 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 11,113 | $14.48 | $160,916.24 |
DisclosureSEC source: 0001209191-18-048653 · doc4.xml · nonDerivative · entry 3 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,064 F3 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax purposes. Under the terms of the original RSU grant, 25% vested on August 27, 2016, 25% vested on August 27, 2017, 25% vested on August 27, 2018, and 25% vests on August 27, 2019. Read SEC document |
| August 26, 2018 Filed Aug 28, 2018 15:45 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 11,113 | $14.42 | $160,249.46 |
DisclosureSEC source: 0001209191-18-048653 · doc4.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,177 F2 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax witholding purposes. Under the original RSU grant, 25% vested on August 26, 2015, 25% vested on August 26, 2016, 25% vested on August 26, 2017, and 25% vested on August 26, 2018. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 15:45 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 7,807 | $14.42 | $112,576.94 |
DisclosureSEC source: 0001209191-18-048653 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,290 F1 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax witholding purposes. Under the original RSU grant, 25% vested on August 25, 2017; 25% vested on August 25, 2018; 25% vests on August 25, 2019; and 25% vests on August 25, 2020. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 16:46 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 5,522 | $14.24 | $78,633.28 |
DisclosureSEC source: 0001209191-18-044746 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,097 F1 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax withholding purposes. Under the original RSU grant, 25% vested on July 31, 2017, 25% vested on on July 31, 2018, 25% will vest on July 31, 2019, and 25% will vest on July 31, 2020. Read SEC document |
| May 21, 2018 Filed May 22, 2018 15:51 UTC | DATA I/O CORP DAIO · Entity 1469 | GrantCOMMON STOCK | 6,000 | $7.10 | $42,570.00 |
DisclosureSEC source: 0001654954-18-005741 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,936 F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 13:47 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 12,939 | $9.91 | $128,225.49 |
DisclosureSEC source: 0001209191-17-062296 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,619 F1 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax witholding purposes. Under the original RSU grant, 25% vested on November 21, 2014, 25% vested on November 21, 2015, 25% vested on November 21, 2016, and 25% vested on November 21, 2017. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 20:42 UTC | DATA I/O CORP DAIO · Entity 1469 | SaleCOMMON STOCK | 12,332 | $11.50 | $141,818.00 |
DisclosureSEC source: 0001654954-17-010603 · section16.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,900 Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 20:42 UTC | DATA I/O CORP DAIO · Entity 1469 | SaleCOMMON STOCK | 704 | $11.50 | $8,096.00 |
DisclosureSEC source: 0001654954-17-010603 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,232 F1 · shares: COMMON STOCK SALES UNDER A DIVERSIFICATION PROGRM Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:31 UTC | DATA I/O CORP DAIO · Entity 1469 | Exercise / conversionCOMMON STOCK · Derivative | 15,000 | $1.72 Strike: $1.72 | $25,725.00 |
DisclosureSEC source: 0001654954-17-010156 · section16.xml · derivative · entry 3 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 15,000 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:31 UTC | DATA I/O CORP DAIO · Entity 1469 | Tax withholdingCOMMON STOCK | 1,964 | $13.10 | $25,718.58 |
DisclosureSEC source: 0001654954-17-010156 · section16.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,936 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 22:31 UTC | DATA I/O CORP DAIO · Entity 1469 | Exercise / conversionCOMMON STOCK | 15,000 | $1.72 | $25,725.00 |
DisclosureSEC source: 0001654954-17-010156 · section16.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: OPTION EXERCISE 11-3-17 AND WITHHOLDING OF SHARES TO COVER EXERCISE PRICE ON A CASHLESS EXERCISE Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 15:10 UTC | Xcerra Corp XCRA · Entity 163179 | GrantRestricted Stock Units | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050525 · doc4.xml · nonDerivative · entry 4 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,558 F4 · price: Each restricted stock unit (RSU) represents the right to receive one share of Xcerra Corporation common stock. Under the terms of the RSUs, units vest in four equal installments on August 29, 2018; August 29, 2019; August 29, 2020; and August 29, 2021. Read SEC document |
| August 27, 2017 Filed Aug 29, 2017 15:10 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 8,113 | $9.56 | $77,560.28 |
DisclosureSEC source: 0001209191-17-050525 · doc4.xml · nonDerivative · entry 3 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,558 F3 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax purposes. Under the terms of the original RSU grant, 25% vested on August 27, 2016, 25% vested on August 27, 2017, 25% vests on August 27, 2018, and 25% vests on August 27, 2019. Read SEC document |
| August 26, 2017 Filed Aug 29, 2017 15:10 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 8,113 | $9.56 | $77,560.28 |
DisclosureSEC source: 0001209191-17-050525 · doc4.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,671 F2 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax witholding purposes. Under the original RSU grant, 25% vested on August 26, 2015, 25% vested on August 26, 2016, 25% vested on August 26, 2017, and 25% vests on August 26, 2018. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 15:10 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 6,085 | $9.56 | $58,172.60 |
DisclosureSEC source: 0001209191-17-050525 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,784 F1 · shares: The disposition of the common stock described in this filing reflects the amount of shares of common stock withheld for tax witholding purposes. Under the original RSU grant, 25% vested on August 25, 2017; 25% vests on August 25, 2018; 25% vests on August 25, 2019; and 25% vests on August 25, 2020. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 17:35 UTC | Xcerra Corp XCRA · Entity 163179 | Tax withholdingCommon Stock | 6,085 | $9.71 | $59,085.35 |
DisclosureSEC source: 0001209191-17-047164 · doc4.xml · nonDerivative · entry 2 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,869 F2 · price: The disposition of common stock described in this filing reflects the amount of shares of common stock withheld for tax withholding purposes. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 17:35 UTC | Xcerra Corp XCRA · Entity 163179 | GrantRestricted Stock Units | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047164 · doc4.xml · nonDerivative · entry 1 GALLENBERGER MARK J · CIK 0001185163 · Sr.VP & COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,954 F1 · price: This Restricted Stock Unit (RSU) award represents the number of performance based RSUs that converted to time based vesting following the achievement of the performance criteria. Each RSU represents the right to receive one share of Xcerra Corporation common stock. Under the terms of the RSUs, one fourth vest immediately, with the remainder vesting in equal installments over the next three years, on July 31, 2018, July 31, 2019, and July 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.