Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MICROSOFT CORPMSFT · Entity 1016 | Chief Financial Officer | September 25, 2009 | September 29, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MICROSOFT CORP
Report date September 25, 2009 · Filed September 29, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 259,265 |
Reported balance
After 2009-09-25 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2009-09-25 · Grant · Acquired 96,551 · Balance 259,265 F1: Represents stock award which shall vest over 4 years at the rate of 25% on September 25, 2009, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. |
| Common StockSEC Table I · non-derivative | Direct | 242,703 |
Reported balance
After 2009-09-25 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2009-09-25 · Tax withholding · Disposed 8,798 · Balance 242,703 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock award which shall vest over 4 years at the rate of 25% on September 25, 2009, and then at the rate of 25% on each August 31 thereafter, subject to continued employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2009 Filed Sep 29, 2009 22:48 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 8,798 | $25.55 | $224,788.90 |
DisclosureSEC source: 0001193099-09-000090 · edgar.xml · nonDerivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,703 Read SEC document |
| September 25, 2009 Filed Sep 29, 2009 22:48 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 96,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-09-000090 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,265 F1 · shares: Represents stock award which shall vest over 4 years at the rate of 25% on September 25, 2009, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. Read SEC document |
| August 31, 2009 Filed Sep 2, 2009 22:43 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 12,927 | $24.65 | $318,650.55 |
DisclosureSEC source: 0001193099-09-000071 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,714 Read SEC document |
| August 10, 2009 Filed Aug 12, 2009 22:42 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 65,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001446812-09-000001 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,641 F1 · kind: Transfer to reporting person's spouse purusant to a property settlement agreement in connection with divorce proceedings. Read SEC document |
| August 04, 2009 Filed Aug 5, 2009 22:32 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 20,000 | $23.62 | $472,388.00 |
DisclosureSEC source: 0001193099-09-000053 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,143 Read SEC document |
| June 01, 2009 Filed Jun 2, 2009 22:54 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 20,000 | $21.29 | $425,800.00 |
DisclosureSEC source: 0001193099-09-000036 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,143 Read SEC document |
| April 29, 2009 Filed Apr 30, 2009 22:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 1,200 | $20.69 | $24,828.00 |
DisclosureSEC source: 0001193099-09-000021 · edgar.xml · nonDerivative · entry 3 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,143 Read SEC document |
| April 29, 2009 Filed Apr 30, 2009 22:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 12,200 | $20.68 | $252,296.00 |
DisclosureSEC source: 0001193099-09-000021 · edgar.xml · nonDerivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,343 Read SEC document |
| April 29, 2009 Filed Apr 30, 2009 22:04 UTC | MICROSOFT CORP MSFT · Entity 1016 | SaleCommon Stock | 6,600 | $20.67 | $136,422.00 |
DisclosureSEC source: 0001193099-09-000021 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,542 Read SEC document |
| September 26, 2008 Filed Sep 30, 2008 22:34 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 4,174 | $27.40 | $114,367.60 |
DisclosureSEC source: 0001193099-08-000092 · edgar.xml · nonDerivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,143 Read SEC document |
| September 26, 2008 Filed Sep 30, 2008 22:34 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 45,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-08-000092 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,317 F1 · shares: Represents stock award which shall vest over 4 years at the rate of 25% on September 26, 2008, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. Read SEC document |
| August 31, 2008 Filed Sep 3, 2008 22:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 28,927 | $27.10 | $783,921.70 |
DisclosureSEC source: 0001193099-08-000074 · edgar.xml · nonDerivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,133 Read SEC document |
| August 29, 2008 Filed Sep 3, 2008 22:40 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 94,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-08-000074 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,439 F1 · shares: Represents stock award which shall vest over 4 years at the rate of 25% on August 31, 2008, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. Read SEC document |
| May 09, 2008 Filed May 12, 2008 22:33 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 4,409 | $29.39 | $129,580.51 |
DisclosureSEC source: 0001193099-08-000029 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,133 Read SEC document |
| August 31, 2007 Filed Sep 5, 2007 22:29 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 20,519 | $28.73 | $589,510.87 |
DisclosureSEC source: 0001193099-07-000052 · edgar.xml · nonDerivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,542 Read SEC document |
| August 31, 2007 Filed Sep 5, 2007 22:29 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 46,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-07-000052 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,061 F1 · shares: Represents stock award which shall vest over 4 years at the rate of 25% on August 31, 2007, and then at the rate of 25% on each August 31 thereafter, subject to continued employment. Read SEC document |
| May 09, 2007 Filed May 9, 2007 23:17 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 4,409 | $30.78 | $135,709.02 |
DisclosureSEC source: 0001193099-07-000020 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,811 Read SEC document |
| August 31, 2006 Filed Aug 31, 2006 19:55 UTC | MICROSOFT CORP MSFT · Entity 1016 | Exercise / conversionPerformance Rights · Derivative | 48,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193096-06-000023 · edgar.xml · derivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,400 shares Expires 2008-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · shares: Performance right converted into shared performance stock award. This performance right was previously reported as a 33% minumum of the target performance metrics established for a 3-year performance period that ended on June 30, 2006. Read SEC document |
| August 31, 2006 Filed Aug 31, 2006 19:55 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 148,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001193096-06-000023 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,534 F1 · shares: Represents shared performance stock award (SPSA) granted in May 2005 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date. Read SEC document |
| August 31, 2006 Filed Sep 1, 2006 00:34 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 16,505 | $25.70 | $424,178.50 |
DisclosureSEC source: 0001193096-06-000031 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,029 Read SEC document |
| May 09, 2006 Filed May 10, 2006 17:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | Tax withholdingCommon Stock | 4,409 | $23.62 | $104,140.58 |
DisclosureSEC source: 0001183681-06-000013 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,400 Read SEC document |
| May 09, 2005 Filed May 10, 2005 22:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 48,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193117-05-000005 · edgar.xml · derivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,400 Underlying: Common Stock · 48,400 shares Expires 2008-08-31 F2 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| May 09, 2005 Filed May 10, 2005 22:19 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193117-05-000005 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on May 9, 2006, and then at the rate of 20% on each May 9 thereafter, subject to continued employment. Read SEC document |
| May 09, 2005 Filed May 11, 2005 22:34 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 48,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193096-05-000005 · edgar.xml · derivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,400 Underlying: Common Stock · 48,400 shares Expires 2008-08-31 F2 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| May 09, 2005 Filed May 11, 2005 22:34 UTC Amendment | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193096-05-000005 · edgar.xml · nonDerivative · entry 1 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents stock award which shall vest, subject to continued employment, over 5 years as follows: 16,500 shares on 5/9/2006, an additional 13,500 shares on 5/9/2007, an additional 10,000 shares on 5/9/2008, an additional 6,500 shares and an additional 3,500 shares on 5/9/2010 Read SEC document |
| May 09, 2005 Filed May 10, 2006 17:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantPerformance Rights · Derivative | 48,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001183681-06-000013 · edgar.xml · derivative · entry 2 LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,400 Underlying: Common Stock · 48,400 shares Expires 2008-08-31 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.