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TC Group VI, L.P.

Disclosed activity across 2 companies

Tapewire entity
132583
SEC CIK
0001791637

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2021-12-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2021-12-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-12-08 · Other · Disposed 55,722,733 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2: Carlyle Partners VI Holdings II, L.P. is the record holder of the securities reported herein. The Carlyle Group Inc. is a publicly traded company listed on Nasdaq, which is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle Partners VI Holdings II, L.P.

F3: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VI Holdings II, L.P. are made by an investment committee of TC Group VI, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Holdings II, L.P. Each of them disclaims beneficial ownership of such securities.

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2: Carlyle Partners VI Holdings II, L.P. is the record holder of the securities reported herein. The Carlyle Group Inc. is a publicly traded company listed on Nasdaq, which is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle Partners VI Holdings II, L.P.

F3: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VI Holdings II, L.P. are made by an investment committee of TC Group VI, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Holdings II, L.P. Each of them disclaims beneficial ownership of such securities.

Section 16 reporting ended · disclosed 2021-08-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Carlyle Partners VI Dash Holdings, L.P.0 Last balance in matching sequence After 2021-08-11 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-08-11 · Conversion · Acquired 495,282 · Balance 495,282

F1: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Row 2 · 2021-08-11 · Sale · Disposed 495,282 · Balance 0

F1: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Class C Common StockSEC Table II · derivative / convertible securityIndirectBy Carlyle Partners VI Dash Holdings, L.P.0 Reported balance After 2021-08-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-08-11 · Conversion · Disposed 495,282 · Balance 0

F2: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Filing footnotes · ownership attribution and instrument terms

F1: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

F2: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2021 Filed Dec 9, 2021 17:14 UTC PPD, Inc. PPD · Entity 15247 OtherCommon Stock 55,722,733 $47.50 $2,646,829,817.50
Disclosure

SEC source: 0000899243-21-047571 · doc4.xml · nonDerivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Holdings II, L.P. · CIK 0001792793 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly owned subsidiary of Buyer (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash.

F2 · ownership.nature: Carlyle Partners VI Holdings II, L.P. is the record holder of the securities reported herein. The Carlyle Group Inc. is a publicly traded company listed on Nasdaq, which is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle Partners VI Holdings II, L.P.

F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VI Holdings II, L.P. are made by an investment committee of TC Group VI, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Holdings II, L.P. Each of them disclaims beneficial ownership of such securities.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 495,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032971 · doc4.xml · derivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carlyle Partners VI Dash Holdings, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 495,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F2 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F2 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 495,282 $62.00 $30,707,484.00
Disclosure

SEC source: 0000899243-21-032971 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carlyle Partners VI Dash Holdings, L.P.

Disclosed balance after: 0

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 11, 2021 Filed Aug 13, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 495,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032971 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Carlyle Partners VI Dash Holdings, L.P.

Disclosed balance after: 495,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 16:19 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 9,236,692 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032345 · doc4.xml · derivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 38,197,624

Underlying: Class A Common Stock · 9,236,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F4 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F4 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 495,282 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 16:19 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 9,236,692 $54.75 $505,708,887.00
Disclosure

SEC source: 0000899243-21-032345 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 495,282 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 16:19 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 9,236,692 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-032345 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,236,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 495,282 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 1,608,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · derivative · entry 9

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 47,434,316

Underlying: Class A Common Stock · 1,608,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F12 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F12 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 200 $62.09 $12,417.50
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 8

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.08 to $62.095. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 91,144 $61.24 $5,581,558.30
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 200

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.945 to $61.885. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 123,731 $60.18 $7,446,354.30
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 6

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 91,344

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.94 to $60.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 362,054 $59.38 $21,498,766.52
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 5

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 215,075

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.94 to $59.93. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 300,187 $58.40 $17,532,301.66
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 4

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 577,129

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.94 to $58.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 295,850 $57.22 $16,929,128.70
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 877,316

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.94 to $57.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 435,228 $56.43 $24,560,525.36
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,173,166

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.94 to $56.935. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:22 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 1,608,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031791 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,608,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 9,731,974 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 259,715 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · derivative · entry 8

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,042,710

Underlying: Class A Common Stock · 259,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 171,861 $54.84 $9,425,355.64
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 6

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.71 to $55.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 87,854 $54.32 $4,772,334.70
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 5

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 171,861

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.71 to $54.705. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 259,715 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 4

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 259,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 99,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · derivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,302,425

Underlying: Class A Common Stock · 99,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 9,635 $53.68 $517,226.07
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.64 to $53.76. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 90,083 $53.24 $4,796,253.14
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,635

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.64 to $53.635. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 16:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 99,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-031269 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 99,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,340,368 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 92,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · derivative · entry 8

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,402,143

Underlying: Class A Common Stock · 92,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 11,956 $54.67 $653,581.91
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 6

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.60 to $54.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 80,634 $54.25 $4,374,225.17
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 5

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,956

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.60 to $54.595. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 29, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 92,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 4

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 92,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 192,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · derivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,494,733

Underlying: Class A Common Stock · 192,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 50,674 $54.90 $2,781,794.84
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.80 to $55.02. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 141,561 $54.56 $7,723,539.85
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,674

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.80 to $54.795. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 28, 2021 Filed Jul 30, 2021 17:02 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 192,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030830 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 192,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,699,801 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 121,284 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · derivative · entry 9

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,686,968

Underlying: Class A Common Stock · 121,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F10 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F10 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 10,975 $54.49 $598,008.00
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.34 to $54.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 54,687 $53.76 $2,940,186.40
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 6

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,975

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.34 to $54.335. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 55,622 $52.95 $2,945,457.45
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 5

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 65,662

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.34 to $53.32. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 121,284 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 4

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 121,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 162,510 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · derivative · entry 8

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,808,252

Underlying: Class A Common Stock · 162,510 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F10 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F10 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 8,954 $54.61 $488,998.53
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.53 to $54.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 153,556 $54.18 $8,319,403.03
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,954

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.525 to $54.51. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 16:35 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 162,510 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-030350 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 162,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 11,984,626 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 105,758 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · derivative · entry 8

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 49,970,762

Underlying: Class A Common Stock · 105,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 72,732 $53.89 $3,919,752.95
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 6

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 33,026 $53.36 $1,762,198.01
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 5

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 72,732

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.73 to $53.725. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 23, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 105,758 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 4

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 105,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 69,264 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · derivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,076,520

Underlying: Class A Common Stock · 69,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 35,456 $53.45 $1,895,155.11
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 3

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.82. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 SaleClass A Common Stock 33,808 $52.56 $1,776,941.72
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 2

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 35,456

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

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July 22, 2021 Filed Jul 26, 2021 17:42 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass A Common Stock 69,264 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029907 · doc4.xml · nonDerivative · entry 1

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 69,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,268,420 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

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July 21, 2021 Filed Jul 22, 2021 19:31 UTC ZoomInfo Technologies Inc. ZI · Entity 1794 ConversionClass C Common Stock · Derivative 99,275 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-029537 · doc4.xml · derivative · entry 7

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner

TC Group VI S1, L.P. · CIK 0001766496 · 10% owner

TC Group VI, L.L.C. · CIK 0001791638 · 10% owner

TC Group VI, L.P. · CIK 0001791637 · 10% owner

Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner

CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner

Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 50,145,784

Underlying: Class A Common Stock · 99,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date.

F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,443,442 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash").

F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen.

F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.