Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISCO SYSTEMS, INC.CSCO · Entity 2802 | Director | November 15, 2005 | November 17, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISCO SYSTEMS, INC.
Report date November 15, 2005 · Filed November 17, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2005-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2005-11-15 · Grant · Acquired 4,342 · Balance 4,342 F1: Shares were acquired in lieu of the director's regular annual cash retainer. Row 2 · 2005-11-15 · Gift · Disposed 4,342 · Balance 0 F1: Shares were acquired in lieu of the director's regular annual cash retainer. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 13,642 |
Reported balance
After 2005-11-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2005-11-15 · Gift · Acquired 4,342 · Balance 13,642 F1: Shares were acquired in lieu of the director's regular annual cash retainer. F2: Shares held by The Morgan Family Trust. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.27 · Expires 2014-11-15 | Direct | 15,000 |
Reported balance
After 2005-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2005-11-15 · Grant · Acquired 15,000 · Balance 15,000 F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.27 · Expires 2014-11-15 | Direct | 20,000 |
Reported balance
After 2005-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-11-15 · Grant · Acquired 5,000 · Balance 20,000 F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired in lieu of the director's regular annual cash retainer.
F2: Shares held by The Morgan Family Trust.
F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
APPLIED MATERIALS INC /DE
Report date February 25, 2009 · Filed October 23, 2009
Section 16 reporting ended · disclosed 2009-10-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJim Morgan 2009 GRAT #4 | 136,388 |
Reported balance
After 2009-02-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2009-02-25 · Gift · Acquired 136,388 · Balance 136,388 |
| Common StockSEC Table I · non-derivative | IndirectJim and Rebecca Morgan GRAT #5 | 148,772 |
Reported balance
Holding disclosure · report date 2009-02-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 148,772 |
| Common StockSEC Table I · non-derivative | IndirectJim and Rebecca Morgan GRAT #6 | 317,712 |
Reported balance
Holding disclosure · report date 2009-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 317,712 |
| Common StockSEC Table I · non-derivative | IndirectJim and Rebecca Morgan GRAT #7 | 298,359 |
Reported balance
Holding disclosure · report date 2009-02-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 298,359 |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 145,355.23 |
Reported balance
Holding disclosure · report date 2009-02-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 145,355.23 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2005 Filed Jan 5, 2006 02:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-001403 · rrd100910.xml · nonDerivative · entry 4 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,882 Read SEC document |
| December 13, 2005 Filed Jan 5, 2006 02:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 21,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-001403 · rrd100910.xml · nonDerivative · entry 3 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,770,882 Read SEC document |
| November 22, 2005 Filed Jan 5, 2006 02:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 169,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-001403 · rrd100910.xml · nonDerivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Morgan GRAT #2 Disclosed balance after: 169,827 Read SEC document |
| November 22, 2005 Filed Jan 5, 2006 02:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 169,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-001403 · rrd100910.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,791,952 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule16b-3. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 14:10 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.27 | $0.00 |
DisclosureSEC source: 0001199683-05-000106 · edgardoc.xml · derivative · entry 5 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2014-11-15 F3 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 14:10 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $17.27 | $0.00 |
DisclosureSEC source: 0001199683-05-000106 · edgardoc.xml · derivative · entry 4 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-11-15 F3 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 14:10 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 4,342 | $17.27 | $74,986.34 |
DisclosureSEC source: 0001199683-05-000106 · edgardoc.xml · nonDerivative · entry 3 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,642 F1 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. F2 · ownership.nature: Shares held by The Morgan Family Trust. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 14:10 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GiftCommon Stock | 4,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001199683-05-000106 · edgardoc.xml · nonDerivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| November 15, 2005 Filed Nov 17, 2005 14:10 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantCommon Stock | 4,342 | $17.27 | $74,986.34 |
DisclosureSEC source: 0001199683-05-000106 · edgardoc.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,342 F1 · shares: Shares were acquired in lieu of the director's regular annual cash retainer. Read SEC document |
| August 19, 2005 Filed Aug 24, 2005 01:41 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 200,000 | $18.22 | $3,643,840.00 |
DisclosureSEC source: 0001181431-05-048533 · rrd90232.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,961,347 Read SEC document |
| February 18, 2005 Filed Feb 23, 2005 01:03 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 486,110 | $17.41 | $8,463,175.10 |
DisclosureSEC source: 0001181431-05-011884 · rrd69944.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,874,633 Read SEC document |
| December 28, 2004 Filed Dec 29, 2004 20:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 123,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-061104 · rrd62567.xml · nonDerivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,743 Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 20:46 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 226,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-061104 · rrd62567.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484,273 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 02:50 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001199683-04-000094 · edgardoc.xml · derivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-18 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 18, 2004. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 02:50 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $19.52 | $0.00 |
DisclosureSEC source: 0001199683-04-000094 · edgardoc.xml · derivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2013-11-18 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 18, 2004. Read SEC document |
| March 09, 2004 Filed Mar 11, 2004 23:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 320,000 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001181431-04-015248 · rrd36347.xml · derivative · entry 3 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 320,000 shares Expires 2005-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2004 Filed Mar 11, 2004 23:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 320,000 | $7.44 | $2,380,000.00 |
DisclosureSEC source: 0001181431-04-015248 · rrd36347.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,709,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
| December 22, 2003 Filed Dec 24, 2003 23:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 78,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-037828 · rrd26987.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,389,175 Read SEC document |
| December 17, 2003 Filed Dec 19, 2003 23:07 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 543,250 | $21.31 | $11,575,951.28 |
DisclosureSEC source: 0001181431-03-036904 · rrd26376.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,467,175 F1 · kind: Mr. Morgan contributed AMAT common stock to an exchange fund. The AMAT common stock was valued at $21.3087 per share for the purpose of determining the number of shares issuable from the exchange fund. F1 · price: Mr. Morgan contributed AMAT common stock to an exchange fund. The AMAT common stock was valued at $21.3087 per share for the purpose of determining the number of shares issuable from the exchange fund. Read SEC document |
| December 05, 2003 Filed Dec 9, 2003 20:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 640,000 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001181431-03-034754 · rrd25014.xml · derivative · entry 3 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 640,000 shares Expires 2003-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2003 Filed Dec 9, 2003 20:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 640,000 | $4.33 | $2,770,048.00 |
DisclosureSEC source: 0001181431-03-034754 · rrd25014.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000093 · edgardoc.xml · derivative · entry 2 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| November 11, 2003 Filed Nov 12, 2003 23:56 UTC | CISCO SYSTEMS, INC. CSCO · Entity 2802 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $22.35 | $0.00 |
DisclosureSEC source: 0001199683-03-000093 · edgardoc.xml · derivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2012-11-11 F1 · derivative.exercise_date: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 11, 2003. Read SEC document |
| September 08, 2003 Filed Sep 10, 2003 22:20 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 281,527 | $22.18 | $6,244,268.86 |
DisclosureSEC source: 0001181431-03-022684 · rrd18176.xml · nonDerivative · entry 1 MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,370,425 F1 · balance_after: Increased number of shares reflects periodic payroll acquistions under Employee Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.