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MORGAN JAMES C

Disclosed activity across 2 companies

Tapewire entity
13246
SEC CIK
0001198049

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CISCO SYSTEMS, INC.CSCO · Entity 2802DirectorNovember 15, 2005November 17, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CISCO SYSTEMS, INC.

Report date November 15, 2005 · Filed November 17, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2005-11-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2005-11-15 · Grant · Acquired 4,342 · Balance 4,342

F1: Shares were acquired in lieu of the director's regular annual cash retainer.

Row 2 · 2005-11-15 · Gift · Disposed 4,342 · Balance 0

F1: Shares were acquired in lieu of the director's regular annual cash retainer.

Common StockSEC Table I · non-derivativeIndirectby Trust13,642 Reported balance After 2005-11-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2005-11-15 · Gift · Acquired 4,342 · Balance 13,642

F1: Shares were acquired in lieu of the director's regular annual cash retainer.

F2: Shares held by The Morgan Family Trust.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.27 · Expires 2014-11-15Direct15,000 Reported balance After 2005-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2005-11-15 · Grant · Acquired 15,000 · Balance 15,000

F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.27 · Expires 2014-11-15Direct20,000 Reported balance After 2005-11-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2005-11-15 · Grant · Acquired 5,000 · Balance 20,000

F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired in lieu of the director's regular annual cash retainer.

F2: Shares held by The Morgan Family Trust.

F3: The option is immediately exercisable for all of the option shares. However, any shares purchased under the option will be subject to repurchase by the Issuer, at the exercise price paid per share, upon the Reporting Person's cessation of service as a member of the Issuer's Board of Directors prior to vesting in those shares. The shares subject to the option will vest in two successive equal annual installments upon the Reporting Person's completion each year of service as a member of the Issuer's Board of Directors over the two (2)-year period measured from November 15, 2005.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

APPLIED MATERIALS INC /DE

Report date February 25, 2009 · Filed October 23, 2009

Section 16 reporting ended · disclosed 2009-10-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectJim Morgan 2009 GRAT #4136,388 Reported balance After 2009-02-25 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2009-02-25 · Gift · Acquired 136,388 · Balance 136,388

Common StockSEC Table I · non-derivativeIndirectJim and Rebecca Morgan GRAT #5148,772 Reported balance Holding disclosure · report date 2009-02-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 148,772

Common StockSEC Table I · non-derivativeIndirectJim and Rebecca Morgan GRAT #6317,712 Reported balance Holding disclosure · report date 2009-02-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 317,712

Common StockSEC Table I · non-derivativeIndirectJim and Rebecca Morgan GRAT #7298,359 Reported balance Holding disclosure · report date 2009-02-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 298,359

Common StockSEC Table I · non-derivativeIndirectBy the 401(k) Plan145,355.23 Reported balance Holding disclosure · report date 2009-02-25 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 145,355.23

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 15

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,046

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 14

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Jim Morgan 2009 GRAT #3

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 13

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433,434

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 12

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Jim Morgan 2009 GRAT #2

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 11

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,822

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 10

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Jim Morgan 2009 GRAT #1

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 9

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706,210

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 8

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Rebecca Morgan 2009 GRAT #4

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 7

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,598

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 6

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Rebecca Morgan 2009 GRAT #3

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 5

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,978,986

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 4

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Rebecca Morgan 2009 GRAT #2

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115,374

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Rebecca Morgan 2009 GRAT #1

Disclosed balance after: 136,388

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048307 · rrd255407.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251,762

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
February 25, 2009 Filed Oct 23, 2009 01:46 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 136,388 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-048308 · rrd255411.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · Jim Morgan 2009 GRAT #4

Disclosed balance after: 136,388

Read SEC document
December 22, 2008 Filed Jan 2, 2009 22:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 64,644 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 5

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387,320

Read SEC document
December 22, 2008 Filed Jan 2, 2009 22:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 298,359 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 4

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #7

Disclosed balance after: 298,359

Read SEC document
December 22, 2008 Filed Jan 2, 2009 22:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 298,359 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451,964

Read SEC document
November 26, 2008 Filed Jan 2, 2009 22:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 165,745 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750,323

Read SEC document
November 26, 2008 Filed Jan 2, 2009 22:42 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 165,745 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-000230 · rrd228257.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #4

Disclosed balance after: 0

Read SEC document
June 11, 2008 Filed Jun 19, 2008 01:30 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 264,760 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-039624 · rrd211216.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584,578

Read SEC document
June 11, 2008 Filed Jun 19, 2008 01:30 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 317,712 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-039624 · rrd211216.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #6

Disclosed balance after: 317,712

Read SEC document
June 11, 2008 Filed Jun 19, 2008 01:30 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 317,712 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-039624 · rrd211216.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,849,338

Read SEC document
April 03, 2008 Filed Apr 30, 2008 00:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-027365 · rrd204280.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,167,050

Read SEC document
March 31, 2008 Filed Apr 30, 2008 00:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 148,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-027365 · rrd204280.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #5

Disclosed balance after: 148,772

Read SEC document
March 31, 2008 Filed Apr 30, 2008 00:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 148,772 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-027365 · rrd204280.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,367,050

Read SEC document
February 27, 2008 Filed Mar 8, 2008 02:05 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 77,936 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-017299 · rrd198738.xml · nonDerivative · entry 4

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515,822

Read SEC document
February 27, 2008 Filed Mar 8, 2008 02:05 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 77,936 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-017299 · rrd198738.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #3

Disclosed balance after: 0

Read SEC document
December 21, 2007 Filed Jan 18, 2008 02:53 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-004302 · rrd190281.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348,387

Read SEC document
November 26, 2007 Filed Jan 18, 2008 02:53 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 165,745 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-004302 · rrd190281.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #4

Disclosed balance after: 165,745

Read SEC document
November 26, 2007 Filed Jan 18, 2008 02:53 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 165,745 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-004302 · rrd190281.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548,387

Read SEC document
November 21, 2007 Filed Mar 8, 2008 02:05 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 89,499 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-017299 · rrd198738.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,437,886

Read SEC document
November 21, 2007 Filed Mar 8, 2008 02:05 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 89,499 $0.00 $0.00
Disclosure

SEC source: 0001181431-08-017299 · rrd198738.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #2

Disclosed balance after: 0

Read SEC document
October 05, 2007 Filed Oct 10, 2007 00:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001181431-07-061571 · rrd174689.xml · derivative · entry 6

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400,000 shares

Expires 2007-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2007 Filed Oct 10, 2007 00:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 400,000 $21.16 $8,464,720.00
Disclosure

SEC source: 0001181431-07-061571 · rrd174689.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714,132

Read SEC document
October 05, 2007 Filed Oct 10, 2007 00:18 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 400,000 $21.03 $8,412,520.00
Disclosure

SEC source: 0001181431-07-061571 · rrd174689.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
February 27, 2007 Filed Mar 10, 2007 00:32 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 85,062 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-018342 · rrd150690.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713,224

F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
February 27, 2007 Filed Mar 10, 2007 00:32 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 85,062 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-018342 · rrd150690.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #3

Disclosed balance after: 77,936

Read SEC document
December 15, 2006 Filed Jan 10, 2007 02:16 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 110,315 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-002982 · rrd142332.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,627,708

Read SEC document
November 22, 2006 Filed Jan 10, 2007 02:16 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 80,328 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-002982 · rrd142332.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,738,023

F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

Read SEC document
November 22, 2006 Filed Jan 10, 2007 02:16 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 80,328 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-002982 · rrd142332.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #2

Disclosed balance after: 89,499

Read SEC document
July 07, 2006 Filed Jul 11, 2006 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 141,023 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-041483 · rrd124030.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657,243

Read SEC document
May 15, 2006 Filed Jul 11, 2006 23:11 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-041483 · rrd124030.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798,266

Read SEC document
March 20, 2006 Filed Mar 23, 2006 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 480,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001181431-06-019439 · rrd112079.xml · derivative · entry 7

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 480,000 shares

Expires 2006-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2006 Filed Mar 23, 2006 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 480,000 $15.50 $7,440,000.00
Disclosure

SEC source: 0001181431-06-019439 · rrd112079.xml · nonDerivative · entry 4

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3.

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February 27, 2006 Filed Mar 23, 2006 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 162,998 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-019439 · rrd112079.xml · nonDerivative · entry 3

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Morgan GRAT #3

Disclosed balance after: 162,998

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February 27, 2006 Filed Mar 23, 2006 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 162,998 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-019439 · rrd112079.xml · nonDerivative · entry 2

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317,859

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February 23, 2006 Filed Mar 23, 2006 02:33 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-019439 · rrd112079.xml · nonDerivative · entry 1

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480,857

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January 03, 2006 Filed Jan 5, 2006 02:07 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 240,000 $17.93 $4,302,600.00
Disclosure

SEC source: 0001181431-06-001403 · rrd100910.xml · nonDerivative · entry 5

MORGAN JAMES C · CIK 0001198049 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,480,882

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.