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Koestler Thomas P

Disclosed activity across 3 companies

Tapewire entity
13243
SEC CIK
0001373605

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MELINTA THERAPEUTICS, INC. /NEW/MLNT · Entity 154249DirectorJune 11, 2019June 12, 2019
MOMENTA PHARMACEUTICALS INCMNTA · Entity 146313DirectorJune 19, 2019June 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MELINTA THERAPEUTICS, INC. /NEW/

Report date June 11, 2019 · Filed June 12, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Melinta Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct30,000 Reported balance After 2019-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-06-11 · Grant · Acquired 30,000 · Balance 30,000

F1: The restricted stock units will vest on the day before the 2020 Annual Meeting of Shareholders, or approximately June 7, 2020, subject to continued service with the Issuer through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units will vest on the day before the 2020 Annual Meeting of Shareholders, or approximately June 7, 2020, subject to continued service with the Issuer through the applicable vesting date.

MOMENTA PHARMACEUTICALS INC

Report date June 19, 2019 · Filed June 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,590 Reported balance After 2019-06-20 transaction · row 1
1 source row

Row 1 · 2019-06-20 · Exercise / conversion · Acquired 4,356 · Balance 15,590

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.64 · Expires 2029-06-19Direct25,000 Reported balance After 2019-06-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-19 · Grant · Acquired 25,000 · Balance 25,000

F1: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-06-20 · Exercise / conversion · Disposed 4,356 · Balance 0

F2: Restricted Stock Units convert into common stock on a one-for-one basis.

F3: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

F2: Restricted Stock Units convert into common stock on a one-for-one basis.

F3: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Merck & Co., Inc.

Report date November 03, 2009 · Filed November 04, 2009

Section 16 reporting ended · disclosed 2009-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Reported balance After 2009-11-03 transaction · row 1
1 source row

Row 1 · 2009-11-03 · Disposition to issuer · Disposed 59,666 · Balance 0

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

Deferred Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2009-11-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2009-11-03 · Disposition to issuer · Disposed 75,000 · Balance 0

F2: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock.

F4: In connection with the Merger, the cash value of the DSU's will be paid to the reporting person in accordance with the terms of the Issuer's 2006 Stock Incentive Plan.

F3: The DSU's became vested upon the closing of the Merger.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.23 · Expires 2013-05-18Direct0 Reported balance After 2009-11-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2009-11-03 · Disposition to issuer · Disposed 90,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.12 · Expires 2013-08-17Direct0 Reported balance After 2009-11-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2009-11-03 · Disposition to issuer · Disposed 150,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.57 · Expires 2014-04-30Direct0 Reported balance After 2009-11-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2009-11-03 · Disposition to issuer · Disposed 240,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.70 · Expires 2015-04-24Direct0 Reported balance After 2009-11-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2009-11-03 · Disposition to issuer · Disposed 100,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.85 · Expires 2015-04-30Direct0 Reported balance After 2009-11-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2009-11-03 · Disposition to issuer · Disposed 220,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.91 · Expires 2016-04-30Direct0 Reported balance After 2009-11-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2009-11-03 · Disposition to issuer · Disposed 209,700 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.20 · Expires 2014-02-22Direct0 Reported balance After 2009-11-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2009-11-03 · Disposition to issuer · Disposed 70,000 · Balance 0

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

F2: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock.

F3: The DSU's became vested upon the closing of the Merger.

F4: In connection with the Merger, the cash value of the DSU's will be paid to the reporting person in accordance with the terms of the Issuer's 2006 Stock Incentive Plan.

F5: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

F6: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2019 Filed Jun 21, 2019 16:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Unit · Derivative 4,356 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008021 · edgar.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

F3 · derivative.expiration_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 16:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 4,356 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-008021 · edgar.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 16:14 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $12.64 $0.00
Disclosure

SEC source: 0001179110-19-008021 · edgar.xml · derivative · entry 2

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-06-19

F1 · derivative.exercise_date: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Read SEC document
June 11, 2019 Filed Jun 12, 2019 13:36 UTC MELINTA THERAPEUTICS, INC. /NEW/ MLNT · Entity 154249 GrantMelinta Restricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001461993-19-000029 · wf-form4_156036097261620.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Melinta Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest on the day before the 2020 Annual Meeting of Shareholders, or approximately June 7, 2020, subject to continued service with the Issuer through the applicable vesting date.

F1 · derivative.expiration_date: The restricted stock units will vest on the day before the 2020 Annual Meeting of Shareholders, or approximately June 7, 2020, subject to continued service with the Issuer through the applicable vesting date.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:29 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionRestricted Stock Units · Derivative 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008992 · edgar.xml · derivative · entry 4

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

F5 · derivative.expiration_date: Subject to certain criteria, 100% of the restricted stock units shall vest on the first anniversary of the grant date.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:29 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 4,356 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008992 · edgar.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 4,356 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNTA common stock.

F3 · derivative.exercise_date: Represents 4,356 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

F3 · derivative.expiration_date: Represents 4,356 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:29 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 8,855 $0.00 Strike: $22.30 $0.00
Disclosure

SEC source: 0001179110-18-008992 · edgar.xml · derivative · entry 2

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 8,855 shares

Expires 2028-06-20

F1 · derivative.exercise_date: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Read SEC document
June 20, 2018 Filed Jun 25, 2018 16:29 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 Exercise / conversionCommon Stock 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-008992 · edgar.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 16:59 UTC MELINTA THERAPEUTICS, INC. /NEW/ MLNT · Entity 154249 GrantStock Option (right to buy) · Derivative 9,100 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0000899243-18-016641 · doc4.xml · derivative · entry 2

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 9,100 shares

Expires 2028-04-20

F1 · date: The option grant was approved by the compensation committee of the Company's board of directors on April 20, 2018, subject to stockholder approval of an amendment to the stock option plan under which the option was granted. The Company's stockholders approved the plan amendment on June 12, 2018.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 16:59 UTC MELINTA THERAPEUTICS, INC. /NEW/ MLNT · Entity 154249 GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0000899243-18-016641 · doc4.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-04-20

F1 · date: The option grant was approved by the compensation committee of the Company's board of directors on April 20, 2018, subject to stockholder approval of an amendment to the stock option plan under which the option was granted. The Company's stockholders approved the plan amendment on June 12, 2018.

F2 · derivative.exercise_date: One-third of the shares underlying the stock option will vest and become exercisable on April 20, 2019. The remainder will vest and become exercisable in substantially equal monthly installments during the two year period commencing on April 20, 2019.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 16:01 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantRestricted Stock Units · Derivative 5,734 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009446 · edgar.xml · derivative · entry 2

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,734

Underlying: Common Stock · 5,734 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNTA common stock.

F3 · derivative.exercise_date: Represents 5,734 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

F3 · derivative.expiration_date: Represents 5,734 restricted stock units, awarded pursuant to the Company's 2013 Incentive Award Plan, 100% of the restricted stock units shall vest on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 16:01 UTC MOMENTA PHARMACEUTICALS INC MNTA · Entity 146313 GrantStock Option (Right to Buy) · Derivative 11,207 $0.00 Strike: $17.20 $0.00
Disclosure

SEC source: 0001179110-17-009446 · edgar.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

Underlying: Common Stock · 11,207 shares

Expires 2027-06-20

F1 · derivative.exercise_date: Represents an option granted by the Company pursuant to the Company's 2013 Incentive Award Plan. The stock option will vest and become exercisable on the first anniversary of the grant date, subject to Dr. Koestler's continued service to the Company.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 209,700 Not disclosed Strike: $22.91 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 9

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 209,700 shares

Expires 2016-04-30

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 220,000 Not disclosed Strike: $18.85 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 8

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 220,000 shares

Expires 2015-04-30

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 100,000 Not disclosed Strike: $20.70 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 7

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2015-04-24

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 240,000 Not disclosed Strike: $31.57 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 6

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 240,000 shares

Expires 2014-04-30

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (Right to Buy) · Derivative 70,000 Not disclosed Strike: $18.20 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 5

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 70,000 shares

Expires 2014-02-22

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 150,000 Not disclosed Strike: $16.12 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 4

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2013-08-17

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerOption (right to buy) · Derivative 90,000 Not disclosed Strike: $19.23 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 90,000 shares

Expires 2013-05-18

F6 · price: Pursuant to the Merger Agreement, upon closing of the Merger, the option was converted into an option to purchase common shares of Merck & Co., Inc. in accordance with the exchange ratio set forth in the Merger Agreement.

F5 · derivative.exercise_date: The options vested and became exercisable on varying dates pursuant to the terms of the plans under which they were granted. Options that had not vested prior to the Merger, vested upon the closing of the Merger or the reporting person's termination of employment thereafter.

Read SEC document
November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerDeferred Stock Unit Award · Derivative 75,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · derivative · entry 2

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit ("DSU") is the economic equivalent of one share of common stock.

F4 · price: In connection with the Merger, the cash value of the DSU's will be paid to the reporting person in accordance with the terms of the Issuer's 2006 Stock Incentive Plan.

F3 · derivative.exercise_date: The DSU's became vested upon the closing of the Merger.

F4 · derivative.expiration_date: In connection with the Merger, the cash value of the DSU's will be paid to the reporting person in accordance with the terms of the Issuer's 2006 Stock Incentive Plan.

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November 03, 2009 Filed Nov 4, 2009 22:53 UTC Merck & Co., Inc. SGP · Entity 2807 Disposition to issuerCommon Shares 59,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-09-051070 · c91879_4x1.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the agreement and plan of merger ("Merger Agreement") between the Issuer and Merck & Co., Inc. ("Merger"), upon closing of the Merger, each common share of the Issuer was converted into 0.5767 shares of Merck & Co., Inc. common stock and $10.50 in cash.

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May 01, 2009 Filed May 5, 2009 18:06 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (right to buy) · Derivative 209,700 Not disclosed Strike: $22.91 Not disclosed
Disclosure

SEC source: 0000310158-09-000051 · koe729.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,700

Underlying: Common Shares · 209,700 shares

Expires 2016-04-30

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2006 Stock Incentive Plan and exercisable in one-third increments on May 1 of 2010, 2011 and 2012. The vesting of 41,940 option shares is subject to Schering-Plough's satisfaction of certain performance criteria for the 2009 year.

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April 01, 2009 Filed Apr 3, 2009 19:20 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionDeferred Stock Unit Award · Derivative 14,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-09-000035 · koe720.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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April 01, 2009 Filed Apr 3, 2009 19:20 UTC Merck & Co., Inc. SGP · Entity 2807 Tax withholdingCommon Shares 5,744 $23.70 $136,132.80
Disclosure

SEC source: 0000310158-09-000035 · koe720.xml · nonDerivative · entry 2

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,666

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April 01, 2009 Filed Apr 3, 2009 19:20 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 14,000 $0.00 $0.00
Disclosure

SEC source: 0000310158-09-000035 · koe720.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not Applicable.

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May 01, 2008 Filed May 5, 2008 20:54 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (right to buy) · Derivative 220,000 Not disclosed Strike: $18.85 Not disclosed
Disclosure

SEC source: 0000310158-08-000036 · koe664.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Shares · 220,000 shares

Expires 2015-04-30

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2006 Stock Incentive Plan and exercisable in one-third increments on May 1 of 2009, 2010 and 2011. The vesting of 44,000 option shares is subject to Schering-Plough's satisfaction of certain performance criteria for the 2008 year.

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April 25, 2008 Filed Apr 29, 2008 19:55 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionDeferred Stock Unit Award · Derivative 15,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-08-000018 · koe653.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,000

Underlying: Common Shares · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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April 25, 2008 Filed Apr 29, 2008 19:55 UTC Merck & Co., Inc. SGP · Entity 2807 Tax withholdingCommon Shares 6,186 $18.64 $115,307.04
Disclosure

SEC source: 0000310158-08-000018 · koe653.xml · nonDerivative · entry 2

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,410

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April 25, 2008 Filed Apr 29, 2008 19:55 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 15,000 $0.00 $0.00
Disclosure

SEC source: 0000310158-08-000018 · koe653.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not Applicable.

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August 18, 2007 Filed Aug 21, 2007 19:13 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionDeferred Stock Unit Award · Derivative 30,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-07-000068 · koe631.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Shares · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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August 18, 2007 Filed Aug 21, 2007 19:13 UTC Merck & Co., Inc. SGP · Entity 2807 Tax withholdingCommon Shares 13,905 $29.56 $411,031.80
Disclosure

SEC source: 0000310158-07-000068 · koe631.xml · nonDerivative · entry 2

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,596

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August 18, 2007 Filed Aug 21, 2007 19:13 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 30,000 $0.00 $0.00
Disclosure

SEC source: 0000310158-07-000068 · koe631.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not Applicable.

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May 01, 2007 Filed May 3, 2007 20:44 UTC Merck & Co., Inc. SGP · Entity 2807 GrantOption (right to buy) · Derivative 240,000 Not disclosed Strike: $31.57 Not disclosed
Disclosure

SEC source: 0000310158-07-000036 · koe609.xml · derivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Shares · 240,000 shares

Expires 2014-04-30

F2 · price: Not Applicable.

F1 · derivative.exercise_date: Granted under the Schering-Plough Corporation 2006 Stock Incentive Plan and exercisable in one-third increments on May 1 of 2008, 2009 and 2010. The vesting of 48,000 option shares is subject to Schering-Plough's satisfaction of certain performance criteria for the 2007 year.

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December 01, 2006 Filed Dec 5, 2006 20:13 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionDeferred Stock Unit Award · Derivative 12,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000310158-06-000151 · koe582.xml · derivative · entry 3

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Common Shares · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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December 01, 2006 Filed Dec 5, 2006 20:13 UTC Merck & Co., Inc. SGP · Entity 2807 Tax withholdingCommon Shares 5,562 $21.93 $121,974.66
Disclosure

SEC source: 0000310158-06-000151 · koe582.xml · nonDerivative · entry 2

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,501

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December 01, 2006 Filed Dec 5, 2006 20:13 UTC Merck & Co., Inc. SGP · Entity 2807 Exercise / conversionCommon Shares 12,000 $0.00 $0.00
Disclosure

SEC source: 0000310158-06-000151 · koe582.xml · nonDerivative · entry 1

Koestler Thomas P · CIK 0001373605 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not Applicable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.