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Lehmann Richard J

Disclosed activity across 3 companies

Tapewire entity
132295
SEC CIK
0001298016

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KNIGHT TRANSPORTATION INCKNX · Entity 167622DirectorSeptember 08, 2017September 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KNIGHT TRANSPORTATION INC

Report date September 08, 2017 · Filed September 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-09-08 transaction · row 1
1 source row

Row 1 · 2017-09-08 · Disposition to issuer · Disposed 18,255 · Balance 0

F1: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CIM INCOME NAV, INC.

Report date December 16, 2021 · Filed December 16, 2021

Section 16 reporting ended · disclosed 2021-12-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Class D)SEC Table I · non-derivativeDirect0 Reported balance After 2021-12-16 transaction · row 1
1 source row

Row 1 · 2021-12-16 · Disposition to issuer · Disposed 11,885.61 · Balance 0

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

Knight-Swift Transportation Holdings Inc.

Report date May 30, 2019 · Filed May 31, 2019

Section 16 reporting ended · disclosed 2019-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect22,910 Reported balance After 2019-05-30 transaction · row 1
1 source row

Row 1 · 2019-05-30 · Grant · Acquired 1,189 · Balance 22,910

F1: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2021 Filed Dec 16, 2021 13:05 UTC CIM INCOME NAV, INC. NONE · Entity 132294 Disposition to issuerCommon Stock (Class D) 11,885.61 Not disclosed Not disclosed
Disclosure

SEC source: 0001498542-21-000173 · wf-form4_163967791346927.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to merger agreement between the issuer, CIM Real Estate Finance Trust, Inc. ("CMFT") and Cypress Merger Sub, LLC in exchange for 30,593.560 shares of Common Stock of CMFT having a net asset value of $7.20 per share on the effective date of the merger.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 17:41 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 2,667.911 $0.00 $0.00
Disclosure

SEC source: 0001498542-21-000119 · wf-form4_163347010201777.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,885.61

F1 · shares: On October 1, 2021, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Lehmann was granted 1,940.299 restricted shares of the Issuer's Class D common stock. The restricted shares of Class D common stock vest on the one year anniversary of the date of the grant. In addition, on October 1, 2021, as payment for fifty percent of Mr. Lehmann's board service fees for the fiscal quarter ended September 30, 2021 and as approved by the board of directors of the Issuer on August 11, 2021, 727.612 shares of Class D common stock were issued to Mr. Lehmann pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 126.016 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 13:33 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 743.594 $16.39 $12,187.51
Disclosure

SEC source: 0001498542-21-000074 · wf-form4_162559277078528.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091.683

F1 · shares: On July 1, 2021, as payment for fifty percent of Mr. Lehmann's board service fees for the fiscal quarter ended June 30, 2021 and as approved by the board of directors of the Issuer on March 25, 2021, 743.594 shares of Class D common stock were issued to Mr. Lehmann pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 605.813 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 12:13 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 747.241 $16.31 $12,187.50
Disclosure

SEC source: 0001498542-21-000040 · wf-form4_161763916210262.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,232.272

F1 · shares: On April 1, 2021, as payment for fifty percent of Mr. Lehmann's board service fees for the fiscal quarter ended March 31, 2021 and as approved by the board of directors of the Issuer on March 25, 2021, 747.241 shares of Class D common stock were issued to Mr. Lehmann pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 489.996 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 14:29 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 723.723 $16.84 $12,187.50
Disclosure

SEC source: 0001498542-21-000008 · wf-form4_160987497672346.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,351.282

F1 · shares: On January 4, 2021, as payment for fifty percent of Mr. Lehmann's board service fees for the fiscal quarter ended December 31, 2020 and as approved by the board of directors of the Issuer on July 23, 2020, 723.723 shares of Class D common stock were issued to Mr. Lehmann pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 356.247 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 13:00 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 2,647.364 $0.00 $0.00
Disclosure

SEC source: 0001498542-20-000098 · wf-form4_160157160721682.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,548.02

F1 · shares: On October 1, 2020, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Lehmann was granted 1,925.355 restricted shares of the Issuer's Class D common stock (formerly Wrap Class common stock). The restricted shares of Class D common stock vest on the one year anniversary of the date of the grant. In addition, on October 1, 2020, as payment for fifty percent of Mr. Lehmann's board service fees for the fiscal quarter ended September 30, 2020 and as approved by the board of directors of the Issuer on July 23, 2020, 722.008 shares of Class D common stock were issued to Mr. Lehmann pursuant to the Issuer's 2018 Equity Incentive Plan.

F2 · balance_after: Includes 176.173 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:03 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Class D) 1,838.235 $0.00 $0.00
Disclosure

SEC source: 0001498542-19-000073 · wf-form4_157013301539076.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724.483

F1 · shares: On October 1, 2019, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Lehmann was granted 1,838.235 of the Issuer's restricted Class D Shares of common stock (formerly Wrap Class common stock). The shares of restricted Class D common stock vest on the one year anniversary of the date of the grant.

F2 · balance_after: Includes 100.534 shares of Class D common stock Mr. Lehmann acquired through the Issuer's distribution reinvestment plan.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:46 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 1,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-012528 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,910

F1 · shares: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

F1 · price: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:25 UTC CIM INCOME NAV, INC. NONE · Entity 132294 GrantCommon Stock (Wrap Class Shares) 1,785.714 $0.00 $0.00
Disclosure

SEC source: 0001498542-18-000087 · wf-form4_153860192604147.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,785.714

F1 · shares: On October 1, 2018, as part of the annual retainers paid to the Issuer's independent directors and pursuant to the Issuer's 2018 Equity Incentive Plan, Mr. Lehmann was granted 1,785.714 shares of the Issuer's restricted Wrap Class common stock. The shares of restricted Wrap Class common stock vest on the one year anniversary of the date of the grant.

Read SEC document
August 21, 2018 Filed Jan 31, 2019 22:28 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 PurchaseClass A Common Stock 1,500 $33.60 $50,400.00
Disclosure

SEC source: 0001567619-19-002050 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721

Read SEC document
August 21, 2018 Filed Feb 1, 2019 15:59 UTC Amendment Knight-Swift Transportation Holdings Inc. KNX · Entity 762 PurchaseClass A Common Stock 1,500 $33.60 $50,400.00
Disclosure

SEC source: 0001567619-19-002092 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,721

F1 · security: Re-reporting a prior line item to gain access to the filing system to amend issuer's fiscal year ended to December 31, 2018.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 17:53 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 1,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-18-027020 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,221

F1 · shares: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock, as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

F1 · price: Each director of Knight-Swift Transportation Holdings Inc. ("Knight-Swift") who is not employed by Knight-Swift receives an annual grant of shares of Knight-Swift Class A Common Stock, as a portion of his/her director compensation. The Knight-Swift stock is granted once a year at or near the annual meeting of the Shareholders. The price per share is based upon the closing market price for such shares as of the date of the annual meeting. The plan, pursuant to which the grants are made, was approved by the Shareholders.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:03 UTC KNIGHT TRANSPORTATION INC KNX · Entity 167622 Disposition to issuerCommon Stock 18,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035192 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Swift Transportation Company, providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 21:15 UTC Knight-Swift Transportation Holdings Inc. KNX · Entity 762 GrantClass A Common Stock 18,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-035223 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

F1 · price: Acquired pursuant to an Agreement and Plan of Merger dated April 9, 2017, among the issuer, Bishop Merger Sub, Inc., and Knight Transportation, Inc., providing that issuer would issue to each shareholder of Knight Transportation, Inc. the number of issuer's shares equal to the number of shares of Knight Transportation, Inc. held by the shareholder. Each acquired share's market value is $40.85.

Read SEC document
May 11, 2017 Filed May 15, 2017 17:12 UTC KNIGHT TRANSPORTATION INC KNX · Entity 167622 GrantCommon Stock 1,617 $32.45 $52,471.65
Disclosure

SEC source: 0001140361-17-020794 · doc1.xml · nonDerivative · entry 1

Lehmann Richard J · CIK 0001298016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

F1 · shares: Each director of Knight Transportation, Inc. ("Knight") that is not employed by Knight will receive an annual grant of shares of Knight common stock, as a portion of his/her director compensation. The Knight stock will be granted once a year at or near the annual meeting of the Board of Directors/shareholders. The price per share shall be based upon the closing market price for such shares as of the date of the grant. The plan, pursuant to which the grant was made, was approved by the Shareholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.