Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hewlett Packard Enterprise CoHPE · Entity 2984 | SVP, Controller & PAO | December 14, 2021 | December 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hewlett Packard Enterprise Co
Report date December 14, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-12-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-12-14 · Sale · Disposed 30,947 · Balance 0 F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21. Row 2 · 2021-12-15 · Exercise / conversion · Acquired 1,240 · Balance 1,240 Row 3 · 2021-12-15 · Tax withholding · Disposed 1,240 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,728 |
Reported balance
After 2021-12-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-15 · Exercise / conversion · Disposed 1,240 · Balance 35,728 F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2019 Filed Dec 10, 2019 18:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 3,782 | $15.91 | $60,171.62 |
DisclosureSEC source: 0001179706-19-000151 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,152 Read SEC document |
| December 07, 2019 Filed Dec 10, 2019 18:35 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 10,934 | $15.91 | $173,959.94 |
DisclosureSEC source: 0001179706-19-000151 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,457 | $0.00 Strike: $14.67 | $0.00 |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,229 Underlying: Common Stock · 20,457 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This option reflects post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 20,457 | $17.01 | $347,973.57 |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/19. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 20,457 | $14.67 | $300,104.19 |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 1,260.3239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 6 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,441.3239 Underlying: Common Stock · 1,260.3239 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F8 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F8 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F8 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| January 02, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 1,219.5892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016.5892 Underlying: Common Stock · 1,219.5892 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F7 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F7 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F7 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. F7 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Read SEC document |
| January 02, 2019 Filed Nov 7, 2019 16:58 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 313.0228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-19-000131 · edgar.xml · derivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933.0228 Underlying: Common Stock · 313.0228 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F6 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:19 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 15,639 | $14.54 | $227,442.67 |
DisclosureSEC source: 0001179706-18-000230 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.47 to $14.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares sold at each price within the range. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:19 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 41,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000230 · edgar.xml · derivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,181 Underlying: Common Stock · 41,181 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: On 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs), 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · price: On 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs), 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.exercise_date: On 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs), 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F4 · derivative.expiration_date: On 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs), 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 20,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · derivative · entry 6 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,797 Underlying: Common Stock · 20,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 455.2937 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 401.4739 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 475 vested dividend equivalent rights and a de minimus adjustment of 0.3666 due to fractional rounding of the dividend equivalent rights. F3 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 455.2937 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 401.4739 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 475 vested dividend equivalent rights and a de minimus adjustment of 0.3666 due to fractional rounding of the dividend equivalent rights. F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 455.2937 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 401.4739 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 475 vested dividend equivalent rights and a de minimus adjustment of 0.3666 due to fractional rounding of the dividend equivalent rights. F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 455.2937 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 401.4739 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 475 vested dividend equivalent rights and a de minimus adjustment of 0.3666 due to fractional rounding of the dividend equivalent rights. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 10,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · derivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,620 Underlying: Common Stock · 10,620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 155.8015 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 137.3843 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 393 vested dividend equivalent rights and a de minimus adjustment of 0.5172 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 155.8015 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 137.3843 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 393 vested dividend equivalent rights and a de minimus adjustment of 0.5172 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 155.8015 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 137.3843 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 393 vested dividend equivalent rights and a de minimus adjustment of 0.5172 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F2 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 155.8015 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 137.3843 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 393 vested dividend equivalent rights and a de minimus adjustment of 0.5172 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 10,115 | $14.71 | $148,791.65 |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · nonDerivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,639 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 20,400 | $14.71 | $300,084.00 |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · nonDerivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 5,266 | $14.71 | $77,462.86 |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,354 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:05 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 10,620 | $14.71 | $156,220.20 |
DisclosureSEC source: 0001179706-18-000212 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 25,300 | $15.55 | $393,303.68 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 9 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.45 to $15.635. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 17,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 13 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F9 · shares: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F9 · price: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F9 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F9 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 25,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 12 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F8 · shares: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · price: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.exercise_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F8 · derivative.expiration_date: As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $8.83 | $0.00 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 11 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: This option reflects post spin-off conversion adjustments previously reported. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 72,595 | $0.00 Strike: $8.62 | $0.00 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 10 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,595 shares Expires 2023-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: This option reflects post spin-off conversion adjustments previously reported. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 8,587 | $15.53 | $133,356.11 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 8 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,300 Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 17,616 | $15.53 | $273,576.48 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 7 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 8,802 | $15.53 | $136,695.06 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 6 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,271 Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 25,073 | $15.53 | $389,383.69 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 17,000 | $15.40 | $261,851.00 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 17,000 | $8.83 | $150,110.00 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 72,595 | $15.40 | $1,118,180.79 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| June 01, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 72,595 | $8.62 | $625,768.90 |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 564.8658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 15 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,339.8658 Underlying: Common Stock · 564.8658 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F11 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18. F11 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18. F11 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18. F11 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Read SEC document |
| January 03, 2018 Filed Jun 6, 2018 00:51 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 193.297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-18-000134 · edgar.xml · derivative · entry 14 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,946.297 Underlying: Common Stock · 193.297 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F10 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F10 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F10 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. F10 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,999 | $0.00 Strike: $8.83 | $0.00 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · derivative · entry 8 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 16,999 shares Expires 2023-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: This option reflects post spin-off conversion adjustments previously reported. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,255 | $0.00 Strike: $12.36 | $0.00 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · derivative · entry 7 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,255 shares Expires 2022-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: This option reflects post spin-off conversion adjustments previously reported. F4 · derivative.exercise_date: This option became exercisable beginning on this date. F5 · derivative.expiration_date: This option is no longer exercisable beginning on this date. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 16,999 | $14.42 | $245,123.88 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 6 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/17. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.35 to $14.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 16,999 | $8.83 | $150,101.17 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 20,255 | $14.42 | $292,075.07 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/17. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.35 to $14.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 20,255 | $12.36 | $250,351.80 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 11,727 | $14.42 | $169,102.17 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/17. F3 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.35 to $14.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:18 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | SaleCommon Stock | 4,962 | $14.26 | $70,738.27 |
DisclosureSEC source: 0001179706-17-000284 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,727 F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/17. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.26 to $14.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 7,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · derivative · entry 6 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which vested on 12/10/16, and 6,752 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 323 vested dividend equivalent rights and a de minimus adjustment of 0.3750 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 3,693 | $14.34 | $52,957.62 |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · nonDerivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,689 Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 7,075 | $14.34 | $101,455.50 |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · nonDerivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 17,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · derivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,455 Underlying: Common Stock · 17,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · price: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F2 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 restricted stock units ("RSUs"), 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 457 vested dividend equivalent rights and a de minimus adjustment of 0.5641 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 9,109 | $14.34 | $130,623.06 |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 Read SEC document |
| December 09, 2017 Filed Dec 12, 2017 21:47 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 17,454 | $14.34 | $250,290.36 |
DisclosureSEC source: 0001179706-17-000275 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionRestricted Stock Units · Derivative | 10,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000259 · edgar.xml · derivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,753 Underlying: Common Stock · 10,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 151 vested dividend equivalent rights and a de minimus adjustment of 0.0466 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 151 vested dividend equivalent rights and a de minimus adjustment of 0.0466 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 151 vested dividend equivalent rights and a de minimus adjustment of 0.0466 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. F3 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 151 vested dividend equivalent rights and a de minimus adjustment of 0.0466 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 59,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-17-000259 · edgar.xml · derivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,775 Underlying: Common Stock · 59,775 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: On 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs), 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · price: On 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs), 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.exercise_date: On 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs), 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. F2 · derivative.expiration_date: On 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs), 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Tax withholdingCommon Stock | 5,416 | $14.22 | $77,015.52 |
DisclosureSEC source: 0001179706-17-000259 · edgar.xml · nonDerivative · entry 2 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,962 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 10,378 | $14.22 | $147,575.16 |
DisclosureSEC source: 0001179706-17-000259 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2017 Filed Nov 6, 2017 23:22 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 72,595 | $0.00 Strike: $8.62 | $0.00 |
DisclosureSEC source: 0001179706-17-000231 · edgar.xml · derivative · entry 10 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,595 Underlying: Common Stock · 72,595 shares Expires 2023-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · derivative.exercise_price: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · shares: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F3 · derivative.exercise_date: This option became exercisable beginning on this date. F4 · derivative.expiration_date: This option is no longer exercisable beginning on this date. F5 · derivative.underlying_shares: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. F5 · balance_after: As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.