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Ricci Jeff T

Disclosed activity across 1 company

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132277
SEC CIK
0001591357

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Hewlett Packard Enterprise CoHPE · Entity 2984SVP, Controller & PAODecember 14, 2021December 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Hewlett Packard Enterprise Co

Report date December 14, 2021 · Filed December 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-12-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-12-14 · Sale · Disposed 30,947 · Balance 0

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.

Row 2 · 2021-12-15 · Exercise / conversion · Acquired 1,240 · Balance 1,240

Row 3 · 2021-12-15 · Tax withholding · Disposed 1,240 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,728 Reported balance After 2021-12-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-15 · Exercise / conversion · Disposed 1,240 · Balance 35,728

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 16, 2021 19:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-013057 · form4.xml · derivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,728

Underlying: Common Stock · 1,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 1,240 $14.79 $18,339.60
Disclosure

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 1,240 $14.79 $18,339.60
Disclosure

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 19:41 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 30,947 $14.55 $450,278.85
Disclosure

SEC source: 0001062993-21-013057 · form4.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 17,876 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · derivative · entry 15

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,968

Underlying: Common Stock · 17,876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F7 · shares: The number of derivative securities in column 5 also includes 609 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend.

F6 · price: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F6 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 12,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · derivative · entry 14

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

Underlying: Common Stock · 12,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F5 · shares: The number of derivative securities in column 5 also includes 983 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6230 due to fractional rounding of the dividend.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,188 of which vested on 12/10/21, and 12,189 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 242.9601 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 183.9774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 202.5789 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 198.8606 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 13,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · derivative · entry 13

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F3 · shares: The number of derivative securities in column 5 also includes 1,488 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7057 due to fractional rounding of the dividend.

F2 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,251 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 132.0698 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 100.0075 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 110.1191 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 108.0979 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 211 $15.21 $3,209.31
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 12

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,947

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 609 $15.21 $9,262.89
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 11

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 6,182 $15.21 $94,028.22
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 10

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 17,876 $15.21 $271,893.96
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 9

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 340 $15.21 $5,171.40
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 8

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 983 $15.21 $14,951.43
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 7

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 3,929 $15.21 $59,760.09
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,212

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 12,188 $15.21 $185,379.48
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 515 $15.21 $7,833.15
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 1,488 $15.21 $22,632.48
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 4,271 $15.21 $64,961.91
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

Read SEC document
December 10, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 13,251 $15.21 $201,547.71
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 17:49 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 48,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-21-012829 · form4.xml · derivative · entry 16

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,765

Underlying: Common Stock · 48,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · price: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.exercise_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F8 · derivative.expiration_date: On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 876 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,512

Underlying: Common Stock · 876 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 476 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,288

Underlying: Common Stock · 476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 876 $12.17 $10,660.92
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 876 $12.17 $10,660.92
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 476 $12.17 $5,792.92
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 476 $12.17 $5,792.92
Disclosure

SEC source: 0001179706-20-000163 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 18,290 $12.03 $220,028.70
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · nonDerivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 53,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · derivative · entry 8

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,630

Underlying: Common Stock · 53,630 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · price: On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.exercise_date: On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F5 · derivative.expiration_date: On 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 13,195 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · derivative · entry 7

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

Underlying: Common Stock · 13,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which vested on 12/10/20, 12,626 of which will vest on 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 569 vested dividend equivalent rights and a de minimus adjustment of 0.6345 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 14,765 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,764

Underlying: Common Stock · 14,765 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,038 vested dividend equivalent rights and a de minimus adjustment of 0.4321 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 4,564 $12.12 $55,315.68
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,290

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 13,195 $12.12 $159,923.40
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 5,016 $12.12 $60,793.92
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,659

Read SEC document
December 10, 2020 Filed Dec 14, 2020 18:22 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 14,765 $12.12 $178,951.80
Disclosure

SEC source: 0001179706-20-000146 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 14,328 $12.04 $172,509.12
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/20.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 21,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 Restricted Stock Units ("RSUs"), 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 147.8664 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 249.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 253.8217 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 244.7288 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 1,979 vested dividend equivalent rights and a de minimus adjustment of 0.0006 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 7,576 $12.08 $91,518.08
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,328

Read SEC document
December 07, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 21,904 $12.08 $264,600.32
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,703.3655 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,582.3655

Underlying: Common Stock · 1,703.3655 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · price: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 281.1058 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 474.4760 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 482.5350 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 465.2487 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

Read SEC document
January 02, 2020 Filed Dec 9, 2020 18:29 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,234.5679 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-20-000126 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,528.5679

Underlying: Common Stock · 1,234.5679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 203.7403 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 343.8914 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 349.7325 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 337.2037 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

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December 12, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 9,255 $15.90 $147,154.50
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/19.

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December 10, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 37,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,879

Underlying: Common Stock · 37,879 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: On 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · price: On 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.exercise_date: On 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F4 · derivative.expiration_date: On 12/10/19 the reporting person was granted 37,879 RSUs, 12,626 of which will vest on each of 12/10/20 and 12/10/21, and 12,627 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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December 10, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 14,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,294

Underlying: Common Stock · 14,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on 12/10/19, and 13,727 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 421 vested dividend equivalent rights and a de minimus adjustment of 0.6761 due to fractional rounding of the dividend equivalent rights.

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December 10, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 20,895 $15.75 $329,096.25
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,255

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/19.

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December 10, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 4,893 $15.84 $77,505.12
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · nonDerivative · entry 2

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,150

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December 10, 2019 Filed Dec 12, 2019 18:58 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 14,148 $15.84 $224,104.32
Disclosure

SEC source: 0001179706-19-000169 · edgar.xml · nonDerivative · entry 1

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 21,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000151 · edgar.xml · derivative · entry 6

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,008

Underlying: Common Stock · 21,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.

F3 · price: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.exercise_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.

F3 · derivative.expiration_date: As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which vested on 12/07/19 and 19,925 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,084 vested dividend equivalent rights and a de minimus adjustment of 0.4108 due to fractional rounding of the dividend equivalent rights.

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December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 10,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001179706-19-000151 · edgar.xml · derivative · entry 5

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

F2 · price: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.exercise_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

F2 · derivative.expiration_date: As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. The number of derivative securities in column 5 also includes 706 vested dividend equivalent rights and a de minimus adjustment of 0.9772 due to fractional rounding of the dividend equivalent rights.

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December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 7,266 $15.91 $115,602.06
Disclosure

SEC source: 0001179706-19-000151 · edgar.xml · nonDerivative · entry 4

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,895

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December 07, 2019 Filed Dec 10, 2019 18:35 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 21,009 $15.91 $334,253.19
Disclosure

SEC source: 0001179706-19-000151 · edgar.xml · nonDerivative · entry 3

Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.