Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MID PENN BANCORP INCMPB · Entity 5021 | Director | December 15, 2021 | December 17, 2021 |
| Riverview Financial CorpRIVE · Entity 137379 | Director | December 31, 2020 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MID PENN BANCORP INC
Report date December 15, 2021 · Filed December 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mid Penn Bancorp, Inc. Common StockSEC Table I · non-derivative | Direct | 49,585.076 |
Reported balance
After 2021-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-12-15 · Purchase · Acquired 500 · Balance 49,585.076 F1: Balance includes shares acquired through the Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes shares acquired through the Dividend Reinvestment Plan.
Riverview Financial Corp
Report date December 31, 2020 · Filed February 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting common stockSEC Table I · non-derivative | Direct | 43,273.766 |
Reported balance
After 2020-12-31 transaction · row 1
1 source rowRow 1 · 2020-12-31 · Other · Acquired 765.477 · Balance 43,273.766 F1: Reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of dividends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2021 Filed Dec 17, 2021 15:10 UTC | MID PENN BANCORP INC MPB · Entity 5021 | PurchaseMid Penn Bancorp, Inc. Common Stock | 500 | $29.60 | $14,800.00 |
DisclosureSEC source: 0001171843-21-008590 · ownership.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,585.076 F1 · balance_after: Balance includes shares acquired through the Dividend Reinvestment Plan. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 20:51 UTC | MID PENN BANCORP INC MPB · Entity 5021 | GrantMid Penn Bancorp, Inc. Common Stock | 21,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-21-008297 · ownership.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,085.076 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of June 30, 2021, and amended on August 26, 2021 (the Merger Agreement), by and between Mid Penn Bancorp, Inc. (MPB) and Riverview Financial Corporation (RIVE), pursuant to which RIVE merged with and into MPB, with MPB continuing as the surviving corporation (Merger), on November 30, 2021. Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock of RIVE issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.4833 shares of common stock of MPB. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 13:03 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting common stock | 1,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001209307-21-000006 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,508.289 F1 · shares: Grant of Restricted Stock Awards Read SEC document |
| December 31, 2020 Filed Feb 11, 2021 16:12 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 765.477 | $0.00 | $0.00 |
DisclosureSEC source: 0001749452-21-000001 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,273.766 F1 · shares: Reinvestment of dividends. Read SEC document |
| May 14, 2020 Filed May 18, 2020 11:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 150 | $5.68 | $852.00 |
DisclosureSEC source: 0001749452-20-000004 · primary_doc.xml · nonDerivative · entry 4 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,869.289 Read SEC document |
| May 14, 2020 Filed May 18, 2020 11:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 150 | $5.79 | $868.50 |
DisclosureSEC source: 0001749452-20-000004 · primary_doc.xml · nonDerivative · entry 3 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,719.289 Read SEC document |
| May 14, 2020 Filed May 18, 2020 11:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 100 | $5.80 | $580.00 |
DisclosureSEC source: 0001749452-20-000004 · primary_doc.xml · nonDerivative · entry 2 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,569.289 Read SEC document |
| May 14, 2020 Filed May 18, 2020 11:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 2,100 | $5.84 | $12,263.79 |
DisclosureSEC source: 0001749452-20-000004 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,469.289 Read SEC document |
| May 06, 2020 Filed May 7, 2020 16:33 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 1,500 | $7.09 | $10,635.00 |
DisclosureSEC source: 0001749452-20-000003 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,369.289 Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 14:01 UTC | Riverview Financial Corp RIVE · Entity 137379 | GrantVoting common stock | 560 | $0.00 | $0.00 |
DisclosureSEC source: 0001749452-20-000001 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,978.4 F1 · shares: Grant of restricted stock award Read SEC document |
| December 31, 2019 Filed Feb 13, 2020 16:41 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherStock Option · Derivative | 750 | $0.00 Strike: $10.60 | $0.00 |
DisclosureSEC source: 0001749452-20-000002 · primary_doc.xml · derivative · entry 2 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Underlying: Voting common stock · 0 shares Expires 2019-09-16 F2 · shares: Vested options were never exercised and expired on 9/16/2019. Read SEC document |
| December 31, 2019 Filed Feb 13, 2020 16:41 UTC | Riverview Financial Corp RIVE · Entity 137379 | OtherVoting common stock | 890.889 | $0.00 | $0.00 |
DisclosureSEC source: 0001749452-20-000002 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,309.289 F1 · shares: Reinvestment of dividends. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 10:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 38 | $10.02 | $380.76 |
DisclosureSEC source: 0001749452-19-000003 · primary_doc.xml · nonDerivative · entry 2 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,418.4 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 10:54 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 962 | $10.10 | $9,716.20 |
DisclosureSEC source: 0001749452-19-000003 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,380.4 Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 17:30 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionStock Option · Derivative | 5,000 | $10.60 Strike: $10.60 | $53,000.00 |
DisclosureSEC source: 0001749452-19-000001 · primary_doc.xml · derivative · entry 2 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,083 Underlying: Voting Common Stock · 5,000 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 17:30 UTC | Riverview Financial Corp RIVE · Entity 137379 | Exercise / conversionVoting Common Stock | 5,000 | $10.60 | $53,000.00 |
DisclosureSEC source: 0001749452-19-000001 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,900.293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Feb 13, 2019 15:47 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 385.058 | $0.00 | $0.00 |
DisclosureSEC source: 0001749452-19-000002 · primary_doc.xml · nonDerivative · entry 2 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,418.4 F2 · balance_after: Balance includes an adjustment for shares acquired by the reporting person from the reinvestment of dividends paid by Riverview Financial Corp. through the Company's dividend reinvestment plan. Read SEC document |
| August 15, 2018 Filed Feb 13, 2019 15:47 UTC | Riverview Financial Corp RIVE · Entity 137379 | PurchaseVoting common stock | 133.049 | $13.45 | $1,789.47 |
DisclosureSEC source: 0001749452-19-000002 · primary_doc.xml · nonDerivative · entry 1 Kerwin Joseph D. · CIK 0001749452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,033.342 F1 · shares: Shares were acquired through a voluntary cash contribution made to RIVE's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.