Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2008 | April 03, 2008 |
| RTX CorpUTX · Entity 2823 | Director · Chairman | December 15, 2009 | December 17, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2008 · Filed April 03, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote (2) | 7,265.2 |
Last balance in matching sequence
After 2008-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2 F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2008-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
RTX Corp
Report date December 15, 2009 · Filed December 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,609,056 |
Ending reported balance
After 2009-12-16 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056 Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551 Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874 Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587 Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384 Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671 Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853 Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853 Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853 Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2009-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trusts | 278,686 |
Reported balance
Holding disclosure · report date 2009-12-15 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 278,686 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,800 | $55.77 | $100,386.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 20 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,149 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,400 | $55.76 | $78,064.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,949 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,200 | $55.75 | $66,900.12 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691,349 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,200 | $55.78 | $66,936.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692,549 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,016 | $55.75 | $56,642.10 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,693,749 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $55.78 | $11,156.10 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,765 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $56.00 | $11,200.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694,965 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $56.00 | $11,200.08 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,165 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.75 | $5,575.05 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,365 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.77 | $5,577.07 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,465 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.77 | $5,577.08 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,565 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.77 | $5,577.15 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,665 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.78 | $5,578.02 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,765 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $55.78 | $5,578.11 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,865 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $56.00 | $5,600.06 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,965 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $56.00 | $5,600.08 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,065 Read SEC document |
| August 07, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · derivative · entry 25 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 150,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 84,323 | $55.59 | $4,687,515.57 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696,165 Read SEC document |
| August 07, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 27,539 | $55.59 | $1,530,893.01 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780,488 Read SEC document |
| August 07, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 150,000 | $31.25 | $4,687,500.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $55.80 | $223,200.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.54 | $111,088.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.57 | $111,144.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.59 | $111,184.20 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.62 | $111,248.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.62 | $111,248.40 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.75 | $111,500.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $55.85 | $111,700.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,351 Read SEC document |
| June 09, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,458 | $55.61 | $81,082.30 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,087,351 Read SEC document |
| June 08, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · derivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 150,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 82,980 | $56.49 | $4,687,540.20 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,809 Read SEC document |
| June 08, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 28,103 | $56.49 | $1,587,538.47 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171,789 Read SEC document |
| June 08, 2009 Filed Jun 10, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 150,000 | $31.25 | $4,687,500.00 |
DisclosureSEC source: 0001225208-09-014027 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,199,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2009 Filed May 12, 2009 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 18,136 | $52.55 | $953,046.80 |
DisclosureSEC source: 0001225208-09-012283 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049,892 Read SEC document |
| May 08, 2009 Filed May 12, 2009 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-012283 · doc4.xml · derivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 150,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 12, 2009 21:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 87,536 | $53.55 | $4,687,552.80 |
DisclosureSEC source: 0001225208-09-012283 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068,028 Read SEC document |
| May 08, 2009 Filed May 12, 2009 21:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 26,192 | $53.55 | $1,402,581.60 |
DisclosureSEC source: 0001225208-09-012283 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155,564 Read SEC document |
| May 08, 2009 Filed May 12, 2009 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 150,000 | $31.25 | $4,687,500.00 |
DisclosureSEC source: 0001225208-09-012283 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,181,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 25,442 | $46.05 | $1,171,604.10 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,031,756 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 5,000 | $46.10 | $230,500.00 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057,198 Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 5,000 | $46.20 | $231,000.00 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062,198 Read SEC document |
| February 17, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 5,000 | $46.25 | $231,250.00 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067,198 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $36.22 | $0.00 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · derivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2009-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 461,483 | $47.09 | $21,731,234.47 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,198 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 57,633 | $47.09 | $2,713,937.97 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533,681 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 600,000 | $36.22 | $21,731,220.00 |
DisclosureSEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 97,061 | $49.62 | $4,816,166.82 |
DisclosureSEC source: 0001225208-09-003417 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,991,314 F2 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 236,400 | $49.62 | $11,730,168.00 |
DisclosureSEC source: 0001225208-09-003417 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,375 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 08, 2008 Filed Oct 10, 2008 21:27 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 800,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-016085 · doc4.xml · derivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.