Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2008 | April 03, 2008 |
| RTX CorpUTX · Entity 2823 | Director · Chairman | December 15, 2009 | December 17, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2008 · Filed April 03, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote (2) | 7,265.2 |
Last balance in matching sequence
After 2008-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2 F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2008-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
RTX Corp
Report date December 15, 2009 · Filed December 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,609,056 |
Ending reported balance
After 2009-12-16 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056 Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551 Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874 Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587 Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384 Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671 Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853 Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853 Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853 Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2009-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trusts | 278,686 |
Reported balance
Holding disclosure · report date 2009-12-15 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 278,686 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,797 | $70.29 | $899,501.13 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,609,056 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $70.40 | $704,000.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $70.55 | $705,502.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,818 | $70.26 | $619,579.13 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,641,853 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,713 | $70.25 | $541,838.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650,671 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,203 | $70.55 | $508,171.65 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658,384 Read SEC document |
| December 16, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,287 | $70.75 | $161,805.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,665,587 Read SEC document |
| December 15, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · derivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 160,677 | $70.25 | $11,287,559.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,874 Read SEC document |
| December 15, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 60,505 | $70.25 | $4,250,476.25 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,828,551 Read SEC document |
| December 15, 2009 Filed Dec 17, 2009 22:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 300,000 | $37.63 | $11,287,500.00 |
DisclosureSEC source: 0001225208-09-024655 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 16,800 | $68.75 | $1,155,000.00 |
DisclosureSEC source: 0001225208-09-022403 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,709 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,200 | $68.60 | $425,320.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 30 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,508,509 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $68.65 | $343,250.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 29 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,709 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,013 | $68.48 | $206,333.25 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 28 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519,709 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,622 | $68.63 | $179,950.48 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 27 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,722 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,488 | $68.60 | $170,679.29 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 26 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,525,344 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,290 | $68.65 | $157,210.79 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 25 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527,832 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,200 | $68.55 | $150,812.20 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 24 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,530,122 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,100 | $68.55 | $143,959.20 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 23 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,322 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,900 | $68.53 | $130,208.90 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 22 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,422 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,800 | $68.52 | $123,339.60 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 21 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536,322 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 20 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538,122 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,450 | $68.76 | $99,702.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539,622 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,300 | $68.48 | $89,026.60 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541,072 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $68.52 | $75,373.10 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542,372 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $68.61 | $68,611.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543,472 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $68.78 | $68,780.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,544,472 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $68.77 | $55,016.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,472 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 687 | $68.49 | $47,052.63 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,272 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 647 | $68.75 | $44,481.90 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,959 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $68.54 | $27,416.40 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547,606 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $68.54 | $27,416.80 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,006 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $68.62 | $13,724.20 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,406 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $68.64 | $13,728.20 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,606 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $68.53 | $6,853.20 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,806 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $68.79 | $6,879.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,906 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · derivative · entry 31 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 166,018 | $67.99 | $11,287,563.82 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549,006 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 58,185 | $67.99 | $3,955,998.15 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715,024 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 300,000 | $37.63 | $11,287,500.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,473,209 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 37,353 | $61.75 | $2,306,547.75 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697,096 Read SEC document |
| September 11, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $61.76 | $12,352.00 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,449 Read SEC document |
| September 10, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · derivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 100,888 | $61.95 | $6,250,011.60 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,649 Read SEC document |
| September 10, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 41,559 | $61.95 | $2,574,580.05 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835,537 Read SEC document |
| September 10, 2009 Filed Sep 14, 2009 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $31.25 | $6,250,000.00 |
DisclosureSEC source: 0001225208-09-018873 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,877,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 5,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022405 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,324 Read SEC document |
| August 11, 2009 Filed Aug 11, 2009 21:47 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 11,053 | $55.75 | $616,204.75 |
DisclosureSEC source: 0001225208-09-017186 · doc4.xml · nonDerivative · entry 21 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677,096 F1 · balance_after: Since the date of the reporting person's last ownership report, the balance of common stock owned has been reduced by 550,000 shares as a result of a transfer of common stock pursuant to a domestic relations order. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.