Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2008 | April 03, 2008 |
| RTX CorpUTX · Entity 2823 | Director · Chairman | December 15, 2009 | December 17, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2008 · Filed April 03, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote (2) | 7,265.2 |
Last balance in matching sequence
After 2008-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2 F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2008-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
RTX Corp
Report date December 15, 2009 · Filed December 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,609,056 |
Ending reported balance
After 2009-12-16 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056 Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551 Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874 Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587 Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384 Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671 Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853 Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853 Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853 Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2009-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trusts | 278,686 |
Reported balance
Holding disclosure · report date 2009-12-15 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 278,686 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 48,058 | $72.11 | $3,465,462.38 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,077 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 44,724 | $72.11 | $3,225,047.64 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,135 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $16.13 | $3,225,000.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,859 Read SEC document |
| June 05, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,359 Read SEC document |
| May 28, 2003 Filed Mar 25, 2004 22:08 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000122 · dav260.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,618 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| May 21, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,359 Read SEC document |
| May 06, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,514 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.