Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2008 | April 03, 2008 |
| RTX CorpUTX · Entity 2823 | Director · Chairman | December 15, 2009 | December 17, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2008 · Filed April 03, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote (2) | 7,265.2 |
Last balance in matching sequence
After 2008-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2 F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2008-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
RTX Corp
Report date December 15, 2009 · Filed December 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,609,056 |
Ending reported balance
After 2009-12-16 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056 Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551 Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874 Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587 Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384 Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671 Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853 Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853 Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853 Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2009-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trusts | 278,686 |
Reported balance
Holding disclosure · report date 2009-12-15 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 278,686 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 49,879 | $94.50 | $4,713,565.50 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,905 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 41,403 | $94.50 | $3,912,583.50 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,784 Read SEC document |
| July 27, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,187 Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 13:31 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 29.9 | $47.00 | $1,405.30 |
DisclosureSEC source: 0001181431-04-033788 · rrd46443.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 3,620.2 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 13:31 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 79.8 | $47.00 | $3,750.60 |
DisclosureSEC source: 0001181431-04-033788 · rrd46443.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 3,590.3 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| May 20, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,237 Read SEC document |
| May 07, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,437 Read SEC document |
| April 28, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,562 Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 14:10 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 27.5 | $49.64 | $1,364.96 |
DisclosureSEC source: 0001181431-04-019258 · rrd37636.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2). Disclosed balance after: 3,510.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 14:10 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 75.5 | $49.64 | $3,747.44 |
DisclosureSEC source: 0001181431-04-019258 · rrd37636.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2). Disclosed balance after: 3,483 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| March 18, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,662 Read SEC document |
| March 09, 2004 Filed Jul 29, 2004 21:01 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000191 · dav303.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686,837 Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 21:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 40,000 | $96.00 | $3,840,000.00 |
DisclosureSEC source: 0000101829-04-000101 · dav247.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,352 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 16:13 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,550.5 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003779 · rrd29756.xml · derivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550.5 Underlying: Common Stock · 7,550.5 shares Expires 2010-01-20 Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 16:13 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,550.5 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003779 · rrd29756.xml · derivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550.5 Underlying: Common Stock · 7,550.5 shares Expires 2010-01-20 Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 270,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000062 · dav223.xml · derivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2014-01-08 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · derivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 200,000 shares Expires 2005-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 49,917 | $94.36 | $4,710,168.12 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,352 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 41,464 | $94.36 | $3,912,543.04 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,269 Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:03 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 24.4 | $47.24 | $1,152.75 |
DisclosureSEC source: 0001181431-04-000948 · rrd27534.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,407.5 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 79.4 | $47.24 | $3,751.17 |
DisclosureSEC source: 0001181431-04-000948 · rrd27534.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 3,383.1 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 19, 2003 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,733 Read SEC document |
| December 16, 2003 Filed Jan 6, 2004 21:30 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000032 · dav215.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,843 Read SEC document |
| November 06, 2003 Filed Nov 10, 2003 19:40 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,158.904 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · derivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 4,635.616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 10, 2003 19:40 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 4,635.616 | $87.33 | $404,828.35 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 4,635.616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 11:29 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 25.3 | $44.29 | $1,120.41 |
DisclosureSEC source: 0001181431-03-025618 · rrd19592.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,303.7 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2003 Filed Oct 3, 2003 11:29 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 84.7 | $44.29 | $3,750.94 |
DisclosureSEC source: 0001181431-03-025618 · rrd19592.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,278.4 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| September 11, 2003 Filed Nov 10, 2003 19:40 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,388 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 29, 2003 Filed Nov 10, 2003 19:40 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,468 Read SEC document |
| August 21, 2003 Filed Nov 10, 2003 19:40 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,968 Read SEC document |
| August 20, 2003 Filed Aug 20, 2003 21:15 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 80,000 | $78.15 | $6,252,224.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,968 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · derivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 200,000 shares Expires 2005-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 46,519 | $78.73 | $3,662,440.87 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,968 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 49,696 | $78.73 | $3,912,566.08 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,487 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:42 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 14.3 | $43.22 | $617.97 |
DisclosureSEC source: 0001181431-03-013034 · rrd12568.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,193.7 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 10,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 3, 2003 11:42 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 86.8 | $43.22 | $3,751.06 |
DisclosureSEC source: 0001181431-03-013034 · rrd12568.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2 Disclosed balance after: 3,179.4 F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. In addition, the Reporting Person directly beneficially owns 10,000 shares of common stock. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 120,000 | $70.67 | $8,480,400.00 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,183 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.13 | $0.00 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · derivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2004-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 260,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · derivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 260,000 shares Expires 2004-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 11,952 | $70.83 | $846,560.16 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,183 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 11,383 | $70.83 | $806,257.89 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,135 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 61,156 | $70.83 | $4,331,679.48 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,518 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 62,403 | $70.83 | $4,420,004.49 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,674 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 50,000 | $16.13 | $806,500.00 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 260,000 | $17.00 | $4,420,000.00 |
DisclosureSEC source: 0000101829-03-000230 · dav117.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 80,000 | $72.50 | $5,800,320.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,077 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 17:49 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $16.13 | $0.00 |
DisclosureSEC source: 0001181431-03-010982 · rrd11121.xml · derivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 200,000 shares Expires 2004-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.