Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Resources CorpAREC · Entity 6142 | Chief Operating Officer | December 16, 2021 | December 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Resources Corp
Report date December 16, 2021 · Filed December 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.74 · Expires 2028-12-14 | Direct | 911,830 |
Reported balance
After 2021-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-12-16 · Grant · Acquired 200,000 · Balance 911,830 F1: Right to purchase Class A Common Stock pursuant to company's 2018 Stock Option Plan F2: Vests equally over four years with first tranche vesting immediately |
Filing footnotes · ownership attribution and instrument terms
F1: Right to purchase Class A Common Stock pursuant to company's 2018 Stock Option Plan
F2: Vests equally over four years with first tranche vesting immediately
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2021 Filed Dec 20, 2021 18:14 UTC | American Resources Corp AREC · Entity 6142 | GrantOption · Derivative | 200,000 | $0.00 Strike: $1.74 | $0.00 |
DisclosureSEC source: 0001754395-21-000001 · primary_doc.xml · derivative · entry 1 Thompson Tarlis · CIK 0001754395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,830 Underlying: Class A Common Stock · 200,000 shares Expires 2028-12-14 F1 · security: Right to purchase Class A Common Stock pursuant to company's 2018 Stock Option Plan F2 · derivative.exercise_date: Vests equally over four years with first tranche vesting immediately Read SEC document |
| February 13, 2019 Filed Feb 25, 2019 19:03 UTC | American Resources Corp AREC · Entity 6142 | ConversionSeries A Preferred Stock · Derivative | 4,895 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001754395-19-000001 · primary_doc.xml · derivative · entry 2 Thompson Tarlis · CIK 0001754395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock is convertible on a cashless basis. F2 · shares: Conversion of remaining balance of Series A Preferred Stock held by Reporting Person to Class A Common Stock. F1 · price: The Series A Preferred Stock is convertible on a cashless basis. F3 · derivative.exercise_date: The Series A Preferred Stock is convertible at the discretion of the shareholder F2 · derivative.expiration_date: Conversion of remaining balance of Series A Preferred Stock held by Reporting Person to Class A Common Stock. Read SEC document |
| February 13, 2019 Filed Feb 25, 2019 19:03 UTC | American Resources Corp AREC · Entity 6142 | ConversionClass A Common Stock | 16,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001754395-19-000001 · primary_doc.xml · nonDerivative · entry 1 Thompson Tarlis · CIK 0001754395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock is convertible on a cashless basis. Read SEC document |
| November 05, 2018 Filed Nov 13, 2018 20:14 UTC | American Resources Corp AREC · Entity 6142 | ConversionSeries A Preferred Stock · Derivative | 44,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001754395-18-000003 · primary_doc.xml · derivative · entry 2 Thompson Tarlis · CIK 0001754395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,895 Underlying: Class A Common Stock · 146,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock is convertible on a cashless basis. F1 · price: The Series A Preferred Stock is convertible on a cashless basis. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at the discretion of the shareholder. F3 · derivative.expiration_date: There is no expiration date on the Series A Preferred Stock. Read SEC document |
| November 05, 2018 Filed Nov 13, 2018 20:14 UTC | American Resources Corp AREC · Entity 6142 | ConversionClass A Common Stock | 146,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001754395-18-000003 · primary_doc.xml · nonDerivative · entry 1 Thompson Tarlis · CIK 0001754395 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock is convertible on a cashless basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.