Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPFOLIO INCAPPF · Entity 3638 | Director · Chief Executive Officer | December 17, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPFOLIO INC
Report date December 17, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-12-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-12-17 · Conversion · Acquired 8,203 · Balance 8,203 Row 2 · 2021-12-21 · Sale · Disposed 8,203 · Balance 0 F1: These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.92 · Expires 2024-12-02 | Direct | 29,297 |
Reported balance
After 2021-12-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-17 · Exercise / conversion · Disposed 8,203 · Balance 29,297 F2: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,203 |
Reported balance
After 2021-12-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-17 · Exercise / conversion · Acquired 8,203 · Balance 8,203 F2: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2021-12-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-12-17 · Conversion · Disposed 8,203 · Balance 0 F2: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Trust | 20,000 |
Reported balance
Holding disclosure · report date 2021-12-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,000 F2: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F4: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction.
F2: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
F3: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
F4: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2021 Filed Dec 21, 2021 19:35 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 8,203 | $121.92 | $1,000,109.76 |
DisclosureSEC source: 0001433195-21-000117 · wf-form4_164013331145004.xml · nonDerivative · entry 2 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 19:35 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass B Common Stock · Derivative | 8,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001433195-21-000117 · wf-form4_164013331145004.xml · derivative · entry 5 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.exercise_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.expiration_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 19:35 UTC | APPFOLIO INC APPF · Entity 3638 | Exercise / conversionClass B Common Stock · Derivative | 8,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001433195-21-000117 · wf-form4_164013331145004.xml · derivative · entry 4 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 Underlying: Class A Common Stock · 8,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.exercise_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.expiration_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 19:35 UTC | APPFOLIO INC APPF · Entity 3638 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,203 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001433195-21-000117 · wf-form4_164013331145004.xml · derivative · entry 3 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,297 Underlying: Class B Common Stock · 8,203 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.underlying: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 19:35 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass A Common Stock | 8,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001433195-21-000117 · wf-form4_164013331145004.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 17:14 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass B Common Stock · Derivative | 4,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000065 · wf-form4_157056925475053.xml · derivative · entry 4 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,000 Underlying: Class A Common Stock · 4,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F4 · derivative.expiration_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F6 · ownership.nature: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 17:14 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 302 | $96.19 | $29,050.62 |
DisclosureSEC source: 0001433195-19-000065 · wf-form4_157056925475053.xml · nonDerivative · entry 3 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around July 31, 2019. F3 · price: This transaction was executed in multiple trades with sales prices ranging from $96.19 to $96.315. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 17:14 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 4,008 | $95.41 | $382,389.65 |
DisclosureSEC source: 0001433195-19-000065 · wf-form4_157056925475053.xml · nonDerivative · entry 2 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 302 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around July 31, 2019. F2 · price: This transaction was executed in multiple trades with sales prices ranging from $95.08 to $96.00. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 17:14 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass A Common Stock | 4,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000065 · wf-form4_157056925475053.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 18:02 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass B Common Stock · Derivative | 15,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000063 · wf-form4_157014015377674.xml · derivative · entry 3 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 24,310 Underlying: Class A Common Stock · 15,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F3 · derivative.expiration_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F5 · ownership.nature: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 18:02 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 15,690 | $95.16 | $1,493,107.47 |
DisclosureSEC source: 0001433195-19-000063 · wf-form4_157014015377674.xml · nonDerivative · entry 2 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around July 31, 2019. F2 · acquired: This transaction was executed in multiple trades with sales prices ranging from $95.00 to $95.72. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 18:02 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass A Common Stock | 15,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000063 · wf-form4_157014015377674.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:07 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass B Common Stock · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000002 · wf-form4_154663964774096.xml · derivative · entry 5 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 40,000 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F5 · derivative.expiration_date: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. F7 · ownership.nature: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:07 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 200 | $59.03 | $11,806.70 |
DisclosureSEC source: 0001433195-19-000002 · wf-form4_154663964774096.xml · nonDerivative · entry 4 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around November 1, 2018. F4 · acquired: This transaction was executed in multiple trades with sales prices ranging from $59.00 to $59.05. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:07 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 4,761 | $58.56 | $278,807.49 |
DisclosureSEC source: 0001433195-19-000002 · wf-form4_154663964774096.xml · nonDerivative · entry 3 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 200 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around November 1, 2018. F3 · acquired: This transaction was executed in multiple trades with sales prices ranging from $58.00 to $58.99. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:07 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass A Common Stock | 2,539 | $57.51 | $146,027.79 |
DisclosureSEC source: 0001433195-19-000002 · wf-form4_154663964774096.xml · nonDerivative · entry 2 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,961 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Randall on or around November 1, 2018. F2 · acquired: This transaction was executed in multiple trades with sales prices ranging from $57.00 to $57.96. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 17:07 UTC | APPFOLIO INC APPF · Entity 3638 | ConversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001433195-19-000002 · wf-form4_154663964774096.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 29, 2018 20:31 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass B Common Stock | 25,000 | $43.00 | $1,075,000.00 |
DisclosureSEC source: 0001433195-18-000002 · wf-form4_151727586419942.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 47,500 F1 · security: These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction. F2 · security: Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company prior to June 30, 2015, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. F3 · security: All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F1 · shares: These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction. F4 · ownership.nature: The shares of Class B Common reported on the table above are held by the Jason R Randall & Christina L Walman Revocable Trust Dated 06/01/17 of which Mr. Randall is a Trustee. Read SEC document |
| May 18, 2017 Filed May 19, 2017 19:02 UTC | APPFOLIO INC APPF · Entity 3638 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $27.95 | $0.00 |
DisclosureSEC source: 0001433195-17-000035 · wf-form4_149523491165294.xml · derivative · entry 1 Randall Jason Robert · CIK 0001671594 · SVP, AppFolio Property Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2017-05-17 F1 · security: The options were granted pursuant to the Issuer's 2015 Stock Incentive Plan. F2 · derivative.exercise_date: The options vest based upon the Issuer's achievement relative to pre-established "adjusted gross margin" targets for fiscal year 2019. 50% of the options will vest based on the achievement of a specified targeted amount, and the remaining 50% will vest based on the achievement of a specified higher amount. F2 · balance_after: The options vest based upon the Issuer's achievement relative to pre-established "adjusted gross margin" targets for fiscal year 2019. 50% of the options will vest based on the achievement of a specified targeted amount, and the remaining 50% will vest based on the achievement of a specified higher amount. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:03 UTC | APPFOLIO INC APPF · Entity 3638 | GrantEmployee Stock Option (Right to Buy) · Derivative | 66,000 | $23.80 Strike: $23.80 | $1,570,800.00 |
DisclosureSEC source: 0001433195-17-000017 · wf-form4_148833017019338.xml · derivative · entry 1 Randall Jason Robert · CIK 0001671594 · SVP, AppFolio Property Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Class A Common Stock · 66,000 shares Expires 2027-02-23 F1 · security: The options were granted pursuant to the Issuer's 2015 Stock Incentive Plan. F2 · derivative.exercise_date: The options vest based upon the Issuer's achievement relative to a pre-established target relating to free cash flow for fiscal year 2019. The Issuer's actual performance relative to the targeted amount will be determined by the Compensation Committee by reference to the Issuer's 2019 financial statements. F3 · balance_after: The reported amount of shares assumes achievement at the maximum level for the performance option grant. For performance at 165% of the targeted amount, 100% of these performance options will vest. For performance at 100% of the targeted amount, approximately 61% of these performance options will vest. For performance below 80% of the targeted amount, no performance options will vest. For performance between 80% and 165% of the targeted amount, the vesting percentage will be determined by reference to a sliding vesting scale approved by the Compensation Committee. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:37 UTC | APPFOLIO INC APPF · Entity 3638 | SaleClass B Common Stock | 7,500 | $19.44 | $145,800.00 |
DisclosureSEC source: 0001433195-16-000054 · wf-form4_147554146436174.xml · nonDerivative · entry 1 Randall Jason Robert · CIK 0001671594 · SVP, AppFolio Property Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 F1 · security: All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. F2 · balance_after: Includes shares issued pursuant to a Restricted Stock Purchase Agreement of which 21,355 shares have vested as of the date of this filing with vesting thereafter at a rate of 521 shares per month. The unvested shares are subject to vesting through April 18, 2017 that may be repurchased by Appfolio, Inc. (the "Issuer") at the original purchase price. All repurchase rights will automatically terminate immediately prior to the consummation of a change in control and will vest in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.